Attached files
file | filename |
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EX-32 - CERTIFICATION - IRONCLAD ENCRYPTION Corp | ice_ex32z2.htm |
EX-32 - CERTIFICATION - IRONCLAD ENCRYPTION Corp | ice_ex32z1.htm |
EX-10 - EQUITY INCENTIVE PLAN - IRONCLAD ENCRYPTION Corp | iec_ex10z1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q /A
Amendment No. 1
■ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
For the quarterly period ended June 30, 2017
OR
□ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
For the transition period from to
Commission file number: 000-53662
IRONCLAD ENCRYPTION CORPORATION
(Exact name of registrant as specified in its charter)
Nevada |
| 81-0409475 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification No.) |
|
|
|
One Riverway, 777 South Post Oak Lane, Suite 1700, Houston, Texas |
|
77056 |
(Address of principal executive offices) |
| (Zip Code) |
(888) 362-7972
(Issuer's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all documents and reports required to be filed by Sections 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filings for the past 90 days. Yes ■ No □
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ■ No □
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company.
Large accelerated filer □ |
| Accelerated filer | □ |
Non-accelerated filer □ | Do not check if a smaller reporting company) | Smaller reporting company | ■ |
|
| Emerging Growth Company | □ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes □ No ■
APPLICABLE ONLY TO CORPORATE ISSUERS:
State the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date: As of the close of business on August 10, 2017, there were 66,008,195 shares of Class A Common Stock and 1,538,872 shares of Class B Common Stock issued and outstanding.
EXPLANATORY NOTE
The purpose of this Amendment No. 1 to Ironclad Encryption Corporation’s (“IronClad”) Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2017, filed with the Securities and Exchange Commission (the “Commission”) on August 21, 2017 (the “Form 10-Q”), is to resubmit Exhibit 10.01 that was originally filed with the Form 10-Q to correct minor inadvertent clerical errors. Exhibit 10.01 filed herewith supersedes and replaces the previously filed Exhibit 10.01.
This Amendment contains only the Cover Page to this Form 10-Q/A, this Explanatory Note, Item 6, the Signature Page and Exhibit 10.01, as corrected. No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
Exhibit |
| Description | |
3.1*** |
| ||
3.2*** |
| Bylaws of IronClad Encryption Corporation (Composite as Amended), dated June 29, 2017 | |
4.1*** |
| Form of Common Stock Certificate (Class A) of IronClad Encryption Corporation | |
10.01* |
| IronClad Encryption Corporation 2017 Equity Incentive Plan effective as of January 6, 2017 | |
10.02*** |
| ||
10.03*** |
| ||
10.04*** |
| ||
10.05+*** |
| ||
10.06+*** |
| ||
10.07+*** |
| ||
10.08+*** |
| ||
10.09+*** |
| ||
10.10+*** |
| ||
10.11+*** |
| ||
31.1*** |
| ||
31.2*** |
| ||
32.1 ** |
| ||
32.2 ** |
| ||
101.INS*** |
| XBRL Instance Document | |
101.SCH*** |
| XBRL Taxonomy Extension Schema Document | |
| XBRL Taxonomy Extension Calculation Linkbase Document | ||
101.DEF*** |
| XBRL Taxonomy Extension Definitions Linkbase Document | |
101.LAB*** |
| XBRL Taxonomy Extension Label Linkbase Document | |
101.PRE*** |
| XBRL Taxonomy Extension Presentation Linkbase Document. |
* Filed herewith.
** Furnished herewith.
*** Filed with the Registrant’s Form 10-Q on August 21, 2017
+ Management contract or compensatory plan or arrangement.
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IronClad Encryption Corporation
(Registrant)
/s/ James D. McGraw
James D. McGraw
President and Principal Executive Officer
Dated: August 23, 2017
/s/ David G. Gullickson
David G. Gullickson
Vice President of Finance, Treasurer, and
Principal Financial and Accounting Officer
Dated: August 23, 2017
Exhibit |
| Description | |
3.1*** |
| ||
3.2*** |
| Bylaws of IronClad Encryption Corporation (Composite as Amended), dated June 29, 2017 | |
4.1*** |
| Form of Common Stock Certificate (Class A) of IronClad Encryption Corporation | |
10.01* |
| IronClad Encryption Corporation 2017 Equity Incentive Plan effective as of January 6, 2017 | |
10.02*** |
| ||
10.03*** |
| ||
10.04*** |
| ||
10.05+*** |
| ||
10.06+*** |
| ||
10.07+*** |
| ||
10.08+*** |
| ||
10.09+*** |
| ||
10.10+*** |
| ||
10.11+*** |
| ||
31.1*** |
| ||
31.2*** |
| ||
32.1 ** |
| ||
32.2 ** |
| ||
101.INS*** |
| XBRL Instance Document | |
101.SCH*** |
| XBRL Taxonomy Extension Schema Document | |
101.CAL*** |
| XBRL Taxonomy Extension Calculation Linkbase Document | |
101.DEF*** |
| XBRL Taxonomy Extension Definitions Linkbase Document | |
101.LAB*** |
| XBRL Taxonomy Extension Label Linkbase Document | |
101.PRE*** |
| XBRL Taxonomy Extension Presentation Linkbase Document. |
* Filed herewith.
** Furnished herewith.
*** Filed with the Registrant’s Form 10-Q on August 21, 2017
+ Management contract or compensatory plan or arrangement.