UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM 8-K
______________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 26, 2017
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THERMON GROUP HOLDINGS, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware | 001-35159 | 27-2228185 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
100 Thermon Drive San Marcos, Texas | 78666 |
(Address of principal executive offices) | (zip code) |
Registrant's telephone number, including area code: (512) 396-5801
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d(b)) |
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Three proposals were submitted to a vote of the stockholders of Thermon Group Holdings, Inc. (the "Company") at the Company's annual meeting of stockholders held on July 26, 2017 (the "2017 Annual Meeting") in Houston, Texas. A total of 31,543,032 shares of the Company's common stock were present in person or by proxy at the 2017 Annual Meeting, representing approximately 97.4% of the Company's common stock outstanding. The final results for each of the three proposals are set forth below. Percentages are based on the number of shares cast.
(1) | The following individuals were elected to serve on the Company's Board of Directors until the next annual meeting of stockholders: | ||||||
DIRECTOR NOMINEE | FOR | % FOR | WITHHELD | BROKER NON-VOTES | |||
Marcus J. George | 29,143,171 | 97.2% | 828,178 | 1,571,683 | |||
Richard E. Goodrich | 29,183,917 | 97.4% | 787,432 | 1,571,683 | |||
Kevin J. McGinty | 29,184,017 | 97.4% | 787,332 | 1,571,683 | |||
John T. Nesser, III | 29,134,820 | 97.2% | 836,529 | 1,571,683 | |||
Michael W. Press | 28,213,192 | 94.1% | 1,758,157 | 1,571,683 | |||
Stephen A. Snider | 29,134,580 | 97.2% | 836,769 | 1,571,683 | |||
Charles A. Sorrentino | 29,134,820 | 97.2% | 836,529 | 1,571,683 | |||
Bruce A. Thames | 29,184,157 | 97.4% | 787,192 | 1,571,683 | |||
(2) | The Company's stockholders ratified the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2018: | ||||||
FOR | 31,536,562 | 99.98 | % | FOR | |||
AGAINST | 5,784 | 0.02 | % | AGAINST | |||
ABSTENTIONS | 686 | — | % | ABSTAIN | |||
BROKER NON-VOTES | — | ||||||
(3) | The Company's stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as described in the proxy statement: | ||||||
FOR | 29,053,003 | 96.9 | % | FOR | |||
AGAINST | 917,571 | 3.1 | % | AGAINST | |||
ABSTENTIONS | 775 | — | % | ABSTAIN | |||
BROKER NON-VOTES | 1,571,683 | ||||||
(4) | The Company's stockholders re-approved the material terms of the performance measures under the Thermon Group Holdings, Inc. 2012 Short-Term Incentive Plan: | ||||||
FOR | 29,829,886 | 99.5 | % | FOR | |||
AGAINST | 141,163 | 0.5 | % | AGAINST | |||
ABSTENTIONS | 300 | — | % | ABSTAIN | |||
BROKER NON-VOTES | 1,571,683 | ||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 28, 2017 | THERMON GROUP HOLDINGS, INC. | ||
By: | /s/ Jay Peterson | ||
Name: | Jay Peterson | ||
Title: | Chief Financial Officer | ||