Attached files
| file | filename |
|---|---|
| EX-99.1 - Millennium Investment & Acquisition Co Inc. | ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): July 11, 2017
Millennium Investment & Acquisition Co. Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
811-22156
(Commission File Number)
20-4531310
(IRS Employer Identification No.)
301 Winding Road
Old Bethpage, NY 11804
(Address of principal executive offices and Zip Code)
Registrant’s telephone number, including area code: (212) 750-0371
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02 Results of Operations and Financial Condition.
SMC Global Financials
The consolidated financial statements of SMC Global Securities Limited (“SMC”) for the twelve months ended March 31, 2017 as received by the registrant from SMC (the “SMC Financial Statements”), are attached hereto as Exhibit 99.1.
The SMC Financial Statements are not financial statements of the Registrant. The Registrant’s relevant asset is its ownership of a minority equity interest in SMC. In connection with the registrant’s investment in SMC, SMC has undertaken to provide the registrant with financial statements of the sort attached hereto, and the registrant has undertaken to file such financial statements publicly with the Securities and Exchange Commission.
Item 8.01 – Other Items
Announcement of Shareholder Meeting Information
On July 11, 2017, MIAC announces that its Board of Trustees has set August 22, 2017 as the date of the 2017 annual meeting of shareholders, and the close of business on July 21, 2017, as the record date for determining shareholders entitled to vote at the 2017 annual meeting of shareholders. In addition to this announcement, MIAC will separately send notice and proxy materials to shareholders of record eligible to vote at the annual meeting of shareholders.
Item 9.01 Financial Statements and Exhibits.
Exhibits
| Ex. No. | Description | |
| 99.1 | Financial Statements of SMC Global Securities Limited for the twelve months ended March 31, 2017 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 11, 2017
MILLENNIUM INVESTMENT & ACQUISITION COMPANY, INC.
| By | /s/ David H. Lesser | |
| David H. Lesser | ||
| Chairman, CEO, Secretary & Treasurer |