Attached files
| file | filename |
|---|---|
| EX-10.1 - SECOND AMENDED AND RESTATED EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEM - Corporate Capital Trust II | ex10-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 29, 2017
CORPORATE CAPITAL TRUST II
(Exact name of registrant as specified in its charter)
| Delaware | 814-01108 | 47-1595504 | ||
|
(State or Other Jurisdiction of Incorporation or Organization) |
(Commission File Number) |
(IRS Employer Identification Number) |
CNL Center at City Commons
450 South Orange Avenue
Orlando, Florida 32801
(Address of Principal Executive Offices; Zip Code)
Registrant’s telephone number, including area code: (866) 745-3797
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01 Entry into a Material Definitive Agreement.
On June 29, 2017, Corporate Capital Trust II (the “Company”) entered into an Amended and Restated Expense Support and Conditional Reimbursement Agreement (collectively, the “A&R Expense Support Agreement”) with CNL Fund Advisors II, LLC and KKR Credit Advisors (US) LLC (collectively, the “Advisors”). The A&R Expense Support Agreement replaced the original version of the Expense Support and Conditional Reimbursement Agreement, dated as of September 24, 2015 (as amended from time to time, the “Original Expense Support Agreement”). Consistent with the terms of the Original Expense Support Agreement, the terms of the A&R Expense Support Agreement provide that the Advisors have jointly and severally agreed to pay up to 100% of the Company’s Operating Expenses (as defined in the A&R Expense Support Agreement) for a specified period of time. However, the A&R Expense Support Agreement extends the Expense Support Payment Period (as defined in the A&R Expense Support Agreement) from June 30, 2017 (as set forth in the Original Expense Support Agreement) to September 30, 2017. The A&R Expense Support Agreement is otherwise substantially similar to the Original Expense Support Agreement.
The foregoing description of the A&R Expense Support Agreement is qualified in its entirety by reference to the full text of the A&R Expense Support Agreement, which is attached hereto as Exhibit 10.1 and incorporated by reference into this Item 1.01 of Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| EXHIBIT NUMBER |
DESCRIPTION |
| 10.1 | Second Amended and Restated Expense Support and Conditional Reimbursement Agreement, dated as of June 29, 2017, by and among Corporate Capital Trust II, CNL Fund Advisors II, LLC and KKR Credit Advisors (US) LLC. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 30, 2017 |
CORPORATE CAPITAL TRUST II a Delaware statutory trust | ||
| By: | /s/ Chirag J. Bhavsar | ||
|
Chirag J. Bhavsar Chief Financial Officer and Chief Operator Officer |
EXHIBIT INDEX
| Exhibit No. | Description | |
| 10.1 | Second Amended and Restated Expense Support and Conditional Reimbursement Agreement, dated as of June 29, 2017 |