UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 20, 2017

 

NEW YORK & COMPANY, INC.
(Exact name of registrant as specified in its charter)

 

DELAWARE
(State or other jurisdiction of
incorporation)

 

1-32315
(Commission File Number)

 

33-1031445
(IRS Employer Identification No.)

 

330 West 34th Street
9
th Floor
New York, New York 10001
(Address of principal executive offices, including zip code)

 

(212) 884-2000
(Registrant’s telephone number, including area code)

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

In accordance with the New York & Company, Inc. (the “Company”) notice and proxy statement dated May 30, 2017, the Company held its Annual Meeting of Stockholders on June 20, 2017 (the “meeting”). Holders of 59,501,437 shares of the Company’s common stock were present in person or by proxy, representing approximately 92.7% of the Company’s 64,209,900 shares outstanding on the record date of April 24, 2017. The following matters were voted upon and approved by the Company’s stockholders at the meeting:

 

Proposal 1 — Election of directors:

 

Name of Nominee

 

Votes
For

 

Votes
Withheld

 

Broker
Non-Votes

Bodil M. Arlander

 

51,625,832

 

3,908,365

 

3,967,240

David H. Edwab

 

54,522,983

 

1,011,214

 

3,967,240

James O. Egan

 

54,776,421

 

757,776

 

3,967,240

Lori H. Greeley

 

54,777,181

 

757,016

 

3,967,240

Christy Haubegger

 

54,778,221

 

755,976

 

3,967,240

John D. Howard

 

51,717,845

 

3,816,352

 

3,967,240

Grace Nichols

 

54,777,221

 

756,976

 

3,967,240

Arthur E. Reiner

 

54,613,956

 

920,241

 

3,967,240

Gregory J. Scott

 

54,521,470

 

1,012,727

 

3,967,240

 

Proposal 2 — To approve a Stock Appreciation Right and Option Exchange Program:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

38,367,459

 

16,823,721

 

343,017

 

3,967,240

 

Proposal 3 — To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for fiscal year 2017:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

59,457,592

 

40,738

 

3,107

 

 

Proposal 4 — To hold an advisory vote on executive compensation:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

49,988,395

 

5,518,734

 

27,068

 

3,967,240

 

Proposal 5 — To hold an advisory vote on the frequency of future advisory votes on executive compensation:

 

Three Years

 

Two Years

 

One Year

 

Abstentions

 

Broker Non-Votes

39,272,244

 

17,488

 

15,863,713

 

380,752

 

3,967,240

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NEW YORK & COMPANY, INC.

 

 

 

 

/s/ Sheamus Toal

Date: June 22, 2017

Name:

Sheamus Toal

 

Title:

Executive Vice President and

 

 

Chief Financial Officer

 

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