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| EX-99.1 - ROOT9B HOLDINGS INVESTOR PRESENTATION JUNE 2017 - root9B Holdings, Inc. | rtnb_ex991.htm |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 6,
2017
root9B Holdings, Inc.
(Exact name of Company as specified in Charter)
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Delaware(State or other jurisdiction of incorporation or
organization)
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000-50502(Commission File No.)
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20-0443575(IRS Employee Identification No.)
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102 N. Cascade Avenue, Suite 220
Colorado Springs, CO 80919
(Address of Principal Executive Offices)
(602) 889-1137
(Issuer Telephone number)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the Company under
any of the following provisions (see General Instruction A.2
below).
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)).
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13(e)-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for
complying with any
new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ☐
Item
7.01
Regulation
FD Disclosure.
The
information furnished in Exhibit 99.1 to this report, which relates
to root9B Holdings, Inc. (the “Company”) and its
products, may be presented from time to time by the Company at
various investor and analyst meetings, including at the LD Micro
Invitational on June 7, 2017. A copy of the presentation is also
posted in the Investor Relations section of the registrant’s
website at www.root9b.com.
Item
9.01
Financial
Statements and Exhibits.
(d)
Exhibits.
The
information set forth in the Exhibit Index immediately following
the signature page to this Current Report on Form 8-K is
incorporated by reference into this Item 9.01.
In
accordance with General Instruction B.2. of Form 8-K, the
information in Item 7.01 of this report and Exhibit 99.1 hereto
shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liability
of that section, nor shall it be deemed incorporated by reference
in any of the Company’s filings under the Securities Act of
1933, as amended, or the Exchange Act, whether made before or after
the date hereof, regardless of any incorporation language in such a
filing, except as expressly set forth by specific reference in such
a filing.
By
filing this report and furnishing the information contained in
Exhibit 99.1 attached hereto, the Company makes no admission as to
the materiality of any information in this report. The information
contained in Exhibit 99.1 hereto is summary information that is
intended to be considered in the context of the Company’s
filings with the U.S. Securities and Exchange Commission (the
“SEC”), including its Annual Report on Form 10-K filed
on April 17, 2017, as amended, and other public announcements that
the Company makes, by press release or otherwise, from time to
time. The Company undertakes no duty or obligation to publicly
update or revise the information contained in this report, although
it may do so from time to time as it believes is appropriate. Any
such updating may be made through the filing of other reports or
documents with the SEC, through press releases, or through other
public disclosure.
Forward-Looking
Statements
The
Company cautions you that statements included in this report,
including in Exhibit 99.1 attached hereto, that are not a
description of historical facts are forward-looking statements
within the meaning of the Private Securities Litigation Reform Act
of 1995 that are based on the Company’s current expectations
and assumptions. Such forward-looking statements may be identified
by the use of forward-looking words such as “intend,”
“plan,” anticipate,” “believe,”
“expect,” among others. These statements are based on
root9B Holdings' current expectations or beliefs and are subject to
uncertainty and changes in circumstances. Actual results may vary
materially from those expressed or implied by the statements herein
due to changes in economic, business, competitive and/or regulatory
factors, and other risks and uncertainties affecting the operation
of root9B Holdings business. These risks, uncertainties and
contingencies are indicated from time to time in root9B
Holdings’ filings with the Securities and Exchange
Commission. The information set forth herein should be read in
light of such risks. Further, investors should keep in mind that
root9B Holdings’ financial results in any particular period
may not be indicative of future results. root9B Holdings is under
no obligation to, and expressly disclaims any obligation to, update
or alter its forward-looking statements, financial results or
projections, estimates used, or assumptions made, whether as a
result of new information, future events, changes in assumptions or
otherwise.
You are
cautioned not to place undue reliance on forward-looking
statements, which speak only as of the date they are made. root9B
Holdings does not intend to revise or update any forward-looking statement set forth
in this report to reflect events or circumstances arising after the
date hereof, except as may be required by law. This caution is made
under the safe harbor provisions of Section 21E of the Securities
Exchange Act of 1934, as amended, and Section 27A of the Securities
Act of 1933, as amended.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Company
has duly caused this Current Report to be signed on its behalf by
the undersigned hereunto duly authorized.
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ROOT9B HOLDINGS,
INC.
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Dated: June 6,
2017
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By:
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/s/
Dan
Wachtler
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Name: |
Dan
Wachtler
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Title: |
President
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EXHIBIT INDEX
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Exhibit
No.
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Description
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root9B
Holdings investor presentation June 2017.
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