UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 26, 2017 (May 25, 2017)

 

 

BLACKROCK, INC.

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE   001-33099   32-0174431

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

55 East 52nd Street, New York, New York   10055
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 810-5300

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 25, 2017, BlackRock, Inc. (the “Company”) held its 2017 Annual Meeting of Shareholders (the “Annual Meeting”). At the Annual Meeting, all director nominees were elected (Item 1). The proposal to approve the compensation of the named executive officers as disclosed in the Company’s proxy statement, through an advisory, non-binding resolution, was approved (Item 2). Additionally, the shareholders voted to recommend a frequency of one year for future executive compensation advisory votes, through an advisory, non-binding resolution (Item 3). Further, the shareholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year 2017 (Item 4). In addition, the shareholder proposal regarding proxy voting record on executive compensation was not approved (Item 5). Finally, the shareholder proposal regarding production of an annual report on certain trade association and lobbying expenditures was not approved (Item 6).

The following are the voting results on each matter submitted to the Company’s shareholders at the Annual Meeting. The proposals below are described in detail in the Company’s definitive proxy statement for the Annual Meeting.

Item 1 – Election to the Company’s Board of Directors of the following 18 nominees:

 

     For        Against        Abstentions        Broker Non-Votes  

Abdlatif Yousef Al-Hamad

     135,335,551          199,626          105,937          9,072,763  

Mathis Cabiallavetta

     135,363,596          173,132          104,386          9,072,763  

Pamela Daley

     135,327,838          211,239          102,037          9,072,763  

William S. Demchak

     135,249,400          288,670          103,044          9,072,763  

Jessica P. Einhorn

     135,306,311          234,454          100,349          9,072,763  

Laurence D. Fink

     133,855,353          1,255,021          530,740          9,072,763  

Fabrizio Freda

     135,410,408          126,450          104,256          9,072,763  

Murry S. Gerber

     131,899,450          3,638,740          102,924          9,072,763  

James Grosfeld

     132,498,016          3,039,182          103,916          9,072,763  

Robert S. Kapito

     134,276,717          1,267,523          96,874          9,072,763  

Sir Deryck Maughan

     133,302,957          2,235,105          103,052          9,072,763  

Cheryl D. Mills

     133,448,649          2,082,843          109,622          9,072,763  

Gordon M. Nixon

     133,079,459          2,457,495          104,160          9,072,763  

Charles H. Robbins

     135,405,595          131,466          104,053          9,072,763  

Ivan G. Seidenberg

     134,919,694          617,277          104,143          9,072,763  

Marco Antonio Slim Domit

     134,385,920          1,151,128          104,066          9,072,763  

John S. Varley

     135,415,356          121,933          103,825          9,072,763  

Susan L. Wagner

     135,383,859          157,176          100,079          9,072,763  

Item 2 – Approval, in a non-binding advisory vote, of the compensation for named executive officers:

 

For

 

Against

 

Abstentions

 

Broker Non-Votes

122,153,321   13,240,569   247,224   9,072,763

Item 3 – Recommendation, in a non-binding advisory vote, on the frequency of future executive compensation advisory votes:

 

One Year

 

Two Years

 

Three Years

 

Abstentions

 

Broker Non-Votes

128,470,519   140,045   6,833,724   196,826   9,072,763


Item 4 – Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year 2017:

 

For

 

Against

 

Abstentions

 

Broker Non-Votes

143,550,434   1,052,289   111,154   0

Item 5 – Shareholder proposal regarding proxy voting record on executive compensation:

 

For

 

Against

 

Abstentions

 

Broker Non-Votes

3,620,613   131,809,851   210,650   9,072,763

Item 6 – Shareholder proposal regarding production of an annual report on certain trade association and lobbying expenditures:

 

For

 

Against

 

Abstentions

 

Broker Non-Votes

24,821,249   108,607,748   2,212,117   9,072,763


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BlackRock, Inc.

(Registrant)

By:   /s/ R. Andrew Dickson III
  R. Andrew Dickson III
  Corporate Secretary

Date: May 26, 2017