UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K/A

(Amendment No. 1)

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 


 

Date of Report

 

 

(Date of earliest

 

 

event reported):

 

February 6, 2017

 

Oshkosh Corporation

(Exact name of registrant as specified in its charter)

 

Wisconsin

 

  1-31371  

 

39-0520270

(State or other
jurisdiction of
incorporation)

 

(Commission File
Number)

 

(IRS Employer
Identification No.)

 

P.O. Box 2566, Oshkosh, Wisconsin 54903

(Address of principal executive offices, including zip code)

 

(920) 235-9151

(Registrant’s telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company    o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(A) of the Exchange Act.    o

 

 

 



 

The undersigned registrant hereby amends Item 5.07 of the registrant’s Current Report on Form 8-K, dated February 6, 2017, to read in its entirety as set forth below for the purpose of disclosing the decision of Oshkosh Corporation regarding the frequency of shareholder votes on the compensation of executives in light of the advisory vote on this subject at its 2017 Annual Meeting of Shareholders.

 

Item 5.07.             Submission of Matters to a Vote of Security Holders.

 

Oshkosh Corporation (the “Company”) held its 2017 Annual Meeting of Shareholders (the “Annual Meeting”) on February 7, 2017.  On that date, the independent inspector of elections for the Annual Meeting delivered its final tabulation of voting results for each of the matters submitted to a vote at the Annual Meeting, certifying the voting results set forth below.

 

The Company’s shareholders elected the following directors for terms expiring at the Company’s 2018 Annual Meeting of Shareholders by the votes indicated:

 

Nominee

 

Shares Voted For

 

Shares Withheld

 

Broker Non-Votes

Keith J. Allman

 

62,292,425

 

47,692

 

5,244,435

Peter B. Hamilton

 

62,288,483

 

51,634

 

5,244,435

Wilson R. Jones

 

62,287,128

 

52,989

 

5,244,435

Leslie F. Kenne

 

62,287,626

 

52,491

 

5,244,435

Kimberley Metcalf-Kupres

 

62,293,029

 

47,088

 

5,244,435

Steven C. Mizell

 

62,290,834

 

49,283

 

5,244,435

Stephen D. Newlin

 

59,541,820

 

2,798,297

 

5,244,435

Craig P. Omtvedt

 

62,287,293

 

52,824

 

5,244,435

Duncan J. Palmer

 

62,294,671

 

45,446

 

5,244,435

John S. Shiely

 

62,288,329

 

51,788

 

5,244,435

William S. Wallace

 

62,288,037

 

52,080

 

5,244,435

 

The Company’s shareholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent auditors for the fiscal year ending September 30, 2017 by the votes indicated:

 

Shares Voted For

 

Shares Voted Against

 

Abstentions

 

66,895,688

 

664,052

 

24,812

 

 

The Company’s shareholders approved a resolution approving, on a nonbinding, advisory basis, the compensation of the Company’s named executive officers as disclosed in the Compensation Discussion and Analysis section and compensation tables contained in the Company’s proxy statement for the Annual Meeting by the votes indicated:

 

Shares Voted For

 

Shares Voted Against

 

Abstentions

 

Broker Non-Votes

 

60,196,729

 

2,053,135

 

90,253

 

5,244,435

 

 

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The Company’s shareholders voted to approve, on a nonbinding, advisory basis, holding a nonbinding advisory vote on the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement for future annual meetings on an annual basis by the votes indicated:

 

One Year

 

Two Years

 

Three Years

 

Abstentions

 

Broker Non-Votes

 

56,895,668

 

124,250

 

5,256,159

 

64,040

 

5,244,435

 

 

In light of the results of this vote and other factors, the Board of Directors of the Company, at its May 9, 2017 meeting, approved including a non-binding shareholder advisory vote on the compensation of the Company’s named executive officers in the Company’s proxy materials on an annual basis until the next time the Company must include in its proxy materials a non-binding shareholder advisory vote on how frequently shareholders will vote, on a non-binding, advisory basis, to approve the compensation of the Company’s named executive officers, which would be at the Company’s 2023 annual meeting of shareholders.

 

The Company’s shareholders voted to approve the Oshkosh Corporation 2017 Incentive Stock and Awards Plan by the votes indicated:

 

Shares Voted For

 

Shares Voted Against

 

Abstentions

 

Broker Non-Votes

 

58,380,355

 

3,885,727

 

74,035

 

5,244,435

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

OSHKOSH CORPORATION

 

 

 

 

 

 

Date: May 12, 2017

By:

/s/ Ignacio A. Cortina

 

 

Ignacio A. Cortina

 

 

Executive Vice President, General Counsel

 

 

and Secretary

 

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