UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 9, 2017
Date of Report (Date of earliest event reported)
ONVIA, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-35164 | 91-1859172 |
(Sate or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
509 Olive Way, Suite 400 Seattle, Washington 98101
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (206) 282-5170
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On May 9, 2017, Onvia, Inc. (“Onvia”) held its 2017 Annual Meeting of Stockholders (the “2017 Annual Meeting”). At the 2017 Annual Meeting, Onvia’s stockholders voted on the following matters with the following results:
| (1) | Election of two Class II directors nominated by Onvia’s Board to serve until the 2020 Annual Meeting of Stockholders. |
| Nominees | For | Withheld |
Non-Vote |
Uncast |
| Russell Mann | 4,561,907 | 18,371 | 1,415,686 | 0 |
| Roger L. Feldman | 4,557,774 | 22,504 | 1,415,686 | 0 |
| (2) | To ratify the appointment of Moss Adams LLP as Onvia’s independent registered public accounting firm for fiscal year 2017. |
| For | Against | Abstain |
Non-Vote |
Uncast |
| 5,990,276 | 140 |
5,548 |
0 | 0 |
| (3) | To approve and ratify the Second Amended and Restated Section 382 Tax Preservation Plan. |
| For | Against | Abstain |
Non-Vote |
Uncast |
| 4,529,583 | 50,014 | 681 | 1,415,686 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Onvia, Inc. | |||
| May 10, 2017 | By: | /s/ Cameron S. Way | |
|
Cameron S. Way Chief Financial Officer |
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