UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549

 


 

FORM 8-K 

 

CURRENT REPORT 

Pursuant to Section 13 or 15(d) of 

the Securities Exchange Act of 1934 

 

 

Date of Report (Date of earliest event reported):

 

 

 

Apirl 24, 2017

 

 

VII Peaks Co-Optivist Income BDC II, Inc. 

(Exact name of registrant as specified in its charter) 

 

Maryland   0-54615   45-2918121
(State or other jurisdiction   (Commission File No.)   (I.R.S. Employer
of incorporation)       Identification No.)

 

 

4 Orinda Way, Suite 125-A 

Orinda, California 

    94563
(Address of principal executive offices)  (Zip Code)

 

 

Registrant's telephone number, including area code: (855) 889-1778 

 

Not Applicable  

(Former name or address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

 

 
 

 

 

Section 8 – Other Events 

 

Item 8.01 Results of Operations and Financial Condition. 

 

On April 24, 2017, the Board of Directors of the Company declared one monthly distribution, and consented to keep the annual distribution rate at 7.35% of the current $8.75 gross offering price. The distribution will be to stockholders of record on April 24, 2017, and payable April 28, 2017. 

 

 

SIGNATURES 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

VII Peaks Co-Optivist Income BDC II, Inc.

 

April 26, 2017

 

By:   /s/ Gurpreet S. Chandhoke
  Gurpreet S. Chandhoke
  Chairman of the Board of Directors, Chief  Executive Officer and President