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EX-99.1 - EXHIBIT 99.1 - MUFG Americas Holdings Corpmuah-earnings_ex991q12017.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

________________________________

FORM 8-K
 
________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): April 24, 2017
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MUFG Americas Holdings Corporation
(Exact name of registrant as specified in its charter)
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Delaware 001-15081 94-1234979
(State of Incorporation) (Commission File Number) (IRS Employer Identification No.)

1251 Avenue of the Americas
New York, NY 10020
(Address of principal executive offices) (Zip Code)

Tel. (212) 782-5911
Registrant’s telephone number, including area code
________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-of the Securities Exchange Act (17 CFR 240.12b-2).

[ ]
Emerging growth company

[ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act
 




Item 2.02 Results of Operations and Financial Condition.

On April 24, 2017, MUFG Americas Holdings Corporation (the “Company”) reported its results of operations and financial condition for the quarter ended March 31, 2017, a copy of which is furnished herewith as Exhibit 99.1. The information in this Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 under the Securities Exchange Act of 1934 and shall not be deemed to be incorporated by reference into the Company’s filings under the Securities Act of 1933, except as specifically incorporated by reference therein.


Item 9.01 Financial Statements and Exhibits

(d) Exhibits:

Exhibit No. Description n

99.1 Press release dated April 24, 2017.








SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
MUFG AMERICAS HOLDINGS CORPORATION
 
Dated:
April 24, 2017
By:
/s/ ROLLAND D. JURGENS
 
 
 
 
ROLLAND D. JURGENS
 Controller and Chief Accounting Officer
(Principal Accounting Officer)
 





EXHIBIT INDEX

Exhibit No. Description n

99.1 Press release dated April 24, 2017.