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EX-99.2 - EX-99.2 - JANUS CAPITAL GROUP INC | a17-8912_3ex99d2.htm |
EX-99.1 - EX-99.1 - JANUS CAPITAL GROUP INC | a17-8912_3ex99d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 20, 2017
Janus Capital Group Inc.
(Exact name of registrant as specified in its charter)
DELAWARE |
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001-15253 |
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43-1804048 |
(State or other jurisdiction |
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(Commission file |
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(IRS Employer |
of incorporation) |
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number) |
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Identification Number) |
151 DETROIT STREET
DENVER, COLORADO 80206
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code
(303) 691-3905
Not Applicable
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 2.02. Results of Operations and Financial Condition.
On April 20, 2017, Janus Capital Group Inc. (JCG) issued a press release reporting its financial results for the first quarter 2017. Copies of that press release and the earnings presentation are being furnished as Exhibit 99.1 and Exhibit 99.2, respectively, to this Current Report.
Item 8.01. Other Events.
The only information contained in the slide presentation furnished as Exhibit 99.2 to this Current Report that is being filed under this Item 8.01 for the purposes of Rule 425 under the Securities Act of 1933, as amended, is the information related solely to the proposed merger between JCG and Henderson Group plc.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 |
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Janus Capital Group Inc. press release reporting its financial results for the first quarter 2017. |
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99.2 |
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Janus Capital Group Inc. first quarter 2017 earnings presentation. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Janus Capital Group Inc. | |
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Date: April 20, 2017 |
By: |
/s/ Jennifer J. McPeek |
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Jennifer J. McPeek Executive Vice President and Chief Financial Officer |
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