Attached files

file filename
EX-99.2 - EX-99.2 - JANUS CAPITAL GROUP INCa17-8912_3ex99d2.htm
EX-99.1 - EX-99.1 - JANUS CAPITAL GROUP INCa17-8912_3ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

April 20, 2017

 

 

Janus Capital Group Inc.

(Exact name of registrant as specified in its charter)

 

DELAWARE

 

001-15253

 

43-1804048

(State or other jurisdiction

 

(Commission file

 

(IRS Employer

of incorporation)

 

number)

 

Identification Number)

 

151 DETROIT STREET

DENVER, COLORADO 80206

(Address of principal executive offices)  (Zip Code)

 

Registrant’s telephone number, including area code

(303) 691-3905

 

Not Applicable

(Former name or former address if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

x          Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 2.02.  Results of Operations and Financial Condition.

 

On April 20, 2017, Janus Capital Group Inc. (“JCG”) issued a press release reporting its financial results for the first quarter 2017. Copies of that press release and the earnings presentation are being furnished as Exhibit 99.1 and Exhibit 99.2, respectively, to this Current Report.

 

Item 8.01.  Other Events.

 

The only information contained in the slide presentation furnished as Exhibit 99.2 to this Current Report that is being filed under this Item 8.01 for the purposes of Rule 425 under the Securities Act of 1933, as amended, is the information related solely to the proposed merger between JCG and Henderson Group plc.

 

Item 9.01.  Financial Statements and Exhibits.

 

(d)           Exhibits

 

99.1

 

Janus Capital Group Inc. press release reporting its financial results for the first quarter 2017.

 

 

 

99.2

 

Janus Capital Group Inc. first quarter 2017 earnings presentation.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Janus Capital Group Inc.

 

 

Date: April 20, 2017

By:

/s/ Jennifer J. McPeek

 

 

Jennifer J. McPeek

Executive Vice President

and

Chief Financial Officer

 

 

 

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Document

 

 

 

99.1

 

Janus Capital Group Inc. press release reporting its financial results for the first quarter 2017.

 

 

 

99.2

 

Janus Capital Group Inc. first quarter 2017 earnings presentation.

 

4