UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

Amendment No: 1 

 

(Mark One)

 

[X]

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal years ended December 31, 2016

 

or

 

[  ]

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ____________ to ____________

 

333-212055

Commission file number

 

THE POCKET SHOT COMPANY

 

(Exact name of registrant as specified in its charter)

 

Colorado  

71-0942431

State or other jurisdiction of

incorporation or organization

 

(I.R.S. Employer

Identification No.)

     
32950 Inverness Dr., Evergreen, CO   80439
(Address of principal executive offices)   (Zip Code)

 

(303) 674-2622

Registrant’s telephone number, including area code

 

Securities registered pursuant to Section 12(g) of the Act:

 

Common Stock, No Par Value

Title of each class

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

[  ] Yes [X] No

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

[  ] Yes [X] No

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

[X]Yes [  ] No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

[  ] Yes [X] No

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer [  ] Accelerated filer [  ]
Non-accelerated filer [  ] Smaller reporting company [X]
(Do not check if a smaller reporting company)    

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).

[  ] Yes [X] No

 

The aggregate market value of voting stock held by non-affiliates of the registrant was approximately $421,865.70 based on 4,218,657 shares held by non-affiliates. Because there has been no “established public market” for the Issuer’s common stock during the past five years, the Issuer has arbitrarily valued these shares at the fixed price of $0.10 per share under the registration statement, as amended.

 

As of December 31, 2016 there were 6,458,557 common shares, no par value, issued and outstanding.

 

 

 

 
 

 

EXPLANATORY NOTE

 

The sole purpose of this Amendment No. 1 to the Annual Report on Form 10-K for the annual period ended December 31, 2016 of THE POCKET SHOT COMPANY (the “Company”) filed with the Securities and Exchange Commission on April 17, 2017 (the “Form 10-K”) is to furnish Exhibits 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T.

 

No other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-K.

 

 
 

 

ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES.

 

The following exhibits are incorporated into this Form 10-K Annual Report:

 


Exhibit Number
  Description    
         
101.INS   XBRL Instance Document   Filed Herewith 
         
101.SCH   XBRL Taxonomy Extension Schema Document   Filed Herewith 
         
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document   Filed Herewith 
         
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document   Filed Herewith 
         
101.LAB   XBRL Taxonomy Extension Label Linkbase Document   Filed Herewith 
         
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document   Filed Herewith 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

The Pocket Shot Company

 

/s/ Jarrold R. Bachmann   April 19, 2017
Jarrold R. Bachmann    
Chief Executive Officer and Principal Executive Officer    
Interim Chief Financial Officer    
Principal Accounting Officer    

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

/s/ Jarrold R. Bachmann    
Jarrold R. Bachmann, Chairman of the Board   April 19, 2017
Principal Executive Officer    
Interim Chief Financial Officer    
Principal Accounting Officer    
     
/s/ Matthew D. Gregarek   April 19, 2017
Matthew D. Gregarek, Director