UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 6, 2017

NEW ENTERPRISE STONE & LIME CO., INC.
(Exact name of registrant as specified in charter)

DELAWARE
 
333-176538
 
23-1374051
(State or Other Jurisdiction of Incorporation or
Organization)
 
(Commission file number)
 
(I.R.S. Employer
Identification Number)

3912 Brumbaugh Road
P.O. Box 77
New Enterprise, PA 16664
(Address of principal executive offices)

(814) 766-2211
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




















Item 8.01
Other Events
On April 6, 2016, New Enterprise Stone & Lime Co., Inc. (the “Company”), filed a certification and notice with the Securities and Exchange Commission on Form 15 terminating the Company’s reporting obligations under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Company had previously been voluntarily filing periodic and current reports under the Exchange Act to comply with the indenture governing its 11% Senior Notes due 2018, which was satisfied and discharged on March 15, 2017. The Company intends to cease filing future periodic and current reports under the Exchange Act from and after the date hereof.





Signatures

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

NEW ENTERPRISE STONE & LIME CO., INC.
 
 
 
 
By:
/s/ Paul I. Detwiler, III
 
Paul I. Detwiler, III
Director, President, Chief Executive Officer and Secretary

Date: April 6, 2017