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EX-23.1 - CONSENT OF MARCUM LLP - ConvergeOne Holdings, Inc.fs1mef2017ex23i_forummerger.htm
EX-5.1 - OPINION OF ELLENOFF GROSSMAN & SCHOLE LLP, COUNSEL TO THE REGISTRANT - ConvergeOne Holdings, Inc.fs1mef2017ex5i_forummerger.htm

As filed with the Securities and Exchange Commission on April 6, 2017

Registration No. 333-   

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-1

 

REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933

 

FORUM MERGER CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware   6770   81-4619427
(State or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification Number)

 

c/o Forum Investors I, LLC
135 East 57th Street
8th Floor
New York, New York 10022
(212) 739-7860

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

 

David Boris
Co-Chief Executive Officer
Forum Merger Corporation
c/o Forum Investors I, LLC
135 East 57th Street
8th Floor
New York, New York 10022
(212) 739-7860

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

 

Douglas S. Ellenoff, Esq.
Stuart Neuhauser, Esq.
Ellenoff Grossman & Schole LLP
1345 Avenue of the Americas
New York, New York 10105
Telephone: (212) 370-1300
  David Alan Miller, Esq.
Jeffrey M. Gallant, Esq.
Graubard Miller
The Chrysler Building
405 Lexington Avenue
New York, New York 10174
Telephone: (212) 818-8800

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☒

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-216842

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   Accelerated filer
Non-accelerated filer (Do not check if a smaller reporting company) Smaller reporting company

  

 

 

 

CALCULATION OF REGISTRATION FEE

 

Title of each Class of Security being registered  Amount
being
Registered
  Proposed
Maximum
Offering
Price Per
Security(1)
   Proposed
Maximum
Aggregate
Offering
Price(1)
   Amount of
Registration
Fee(3)
 
Units, each consisting of one share of Class A common stock, $.0001 par value, one Right entitling the holder to receive one-tenth (1/10) of one share of Class A common stock, and one-half of one Warrant(2)  2,875,000 Units  $10.00   $28,750,000   $3,332 
Shares of Class A common stock included as part of the Units(2)  2,875,000 Shares           (5)
Rights included as part of the Units  2,875,000 Rights           (5)
Warrants included as part of the Units(2)  1,437,500 Warrants           (5)
Shares of Class A common stock underlying Rights included as part of the Units  287,500 Shares           (5)
Representative’s shares of Class A common stock(4)  28,750 Shares  $10.00   $287,500   $34 
Units underlying the Representative’s Unit Purchase Option (“Representative’s Units”)  187,500 Units  $10.00   $1,875,000   $217 
Shares of Class A common stock included as part of the Representative’s Units  187,500 Shares           (5)
Rights included as part of the Representative’s
Units
  187,500 Rights           (5)
Warrants included as part of the Representative’s Units  93,750 Warrants           (5)
Shares of Class A common stock underlying Rights included as part of the Representative’s Units  18,750 Shares           (5)
Total          $30,912,500   $3,583

 

 
(1) Represents only the additional number of securities being registered and includes 375,000 Units, 375,000 shares of Class A common stock, 375,000 Rights and 187,500 Warrants underlying such Units which may be issued on exercise of a 45-day option granted to the Underwriters to cover over-allotments, if any.  Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-216842).
(2) Estimated solely for the purpose of calculating the registration fee.
(3) The Registrant previously registered securities having a proposed maximum aggregate offering price of $154,562,500 on its Registration Statement on Form S-1, as amended (File No. 333-216842) which was declared effective by the Securities and Exchange Commission on April 6, 2017. In accordance with Rule 462(b) under the Securities Act, an additional number of securities having a proposed maximum offering price of $30,912,500 is hereby registered, which includes securities issuable upon the exercise of the underwriters’ over-allotment option.
(4) Pursuant to Rule 416, there are also being registered an indeterminable number of additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.
(5) No fee pursuant to Rule 457(g).

 

The Registrant Statement shall become effective upon filing with the Securities and Exchange Commission
in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 

 

 

 

EXPLANATORY NOTE

 

This Registration Statement on Form S-1 is being filed by Forum Merger Corporation, a Delaware corporation (the “Registrant”), pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and General Instruction V to Form S-1. This Registration Statement relates to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-216842) (the “Prior Registration Statement”), initially filed by the Registrant on March 21, 2017 and declared effective by the Securities and Exchange Commission on April 6, 2017.

 

This Registration Statement covers the registration of (i) an additional 2,875,000 of the Registrant’s units, each consisting of one share of the Registrant’s Class A common stock, $0.0001 par value per share, one right and one-half of one warrant, each whole warrant entitling the holder thereof to purchase one whole share of the Registrant’s Class A common stock, including 375,000 units that may be purchased by the underwriters to cover over-allotments, if any; (ii) 187,500 of the Registrant’s units underlying the Representative’s Unit Purchase Option, each consisting of one share of the Registrant’s Class A common stock, one right and one-half of one warrant, each whole warrant entitling the holder thereof to purchase one whole share of the Registrant’s Class A common stock and (iii) 28,750 shares of the Registrant’s Class A common stock issuable to EarlyBirdCapital (and/or its designees), including 3,750 shares issuable if the underwriters’ over-allotment option is exercised in full, upon the consummation of this offering.

 

The required opinions of counsel and related consents and accountant’s consent are attached hereto and filed herewith. Pursuant to Rule 462(b), the contents of the Prior Registration Statement, including the exhibits thereto, are incorporated by reference into this Registration Statement.

 

CERTIFICATION

 

The registrant hereby certifies to the Securities and Exchange Commission that (1) it has instructed its bank to pay the filing fee set forth on the cover page of this Registration Statement by a wire transfer of such amount to the Commission’s account at U.S. Bank as soon as practicable (but no later than the close of business as of April 7, 2017), (2) it will not revoke such instructions, (3) it has sufficient funds in the relevant account to cover the amount of such filing fee and (4) it will confirm receipt of such instructions by its bank during regular business hours no later than April 7, 2017.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 6th day of April, 2017.

 

  FORUM MERGER CORPORATION
     
  By: /s/ David Boris
  Name: David Boris
  Title: Co-Chief Executive Officer,
Chief Financial Officer and Director

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name   Position   Date
         
/s/ Stephen A, Vogel   Executive Chairman   April 6, 2017
Stephen A, Vogel        
         
/s/ Marshall Kiev   Co-Chief Executive Officer, President and Director   April 6, 2017
Marshall Kiev   (Principal Executive Officer)    
         
/s/ David Boris   Co-Chief Executive Officer, Chief Financial Officer   April 6, 2017
David Boris   and Director    
    (Principal Financial and Accounting Officer)    
         
/s/ Richard Katzman   Director   April 6, 2017
Richard Katzman        

 

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EXHIBIT INDEX

 

Exhibit No.   Description
     
5.1   Opinion of Ellenoff Grossman & Schole LLP, counsel to the Registrant.
     
23.1   Consent of Marcum LLP.
     
23.2   Consent of Ellenoff Grossman & Schole LLP (included on Exhibit 5.1).

 

 

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