Attached files

file filename
EX-99.2 - EXHIBIT 99.2 - BAY BANCORP, INC.exh_992.htm
EX-23.2 - EXHIBIT 23.2 - BAY BANCORP, INC.exh_232.htm
EX-23.1 - EXHIBIT 23.1 - BAY BANCORP, INC.exh_231.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 2)

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported): July 8, 2016

 

 

Bay Bancorp, Inc.

(Exact name of registrant as specified in its charter)

 

 

Maryland 000-23090 52-1660951
(State or other jurisdiction of (Commission file number) (IRS Employer
incorporation or organization)   Identification No.)

 

     
7151 Columbia Gateway Drive, Suite A, Columbia, MD   21046
(Address of principal executive offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code: (410) 737-7401

 

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

EXPLANATORY NOTE

 

This Amendment No. 2 on Form 8-K/A (this “Amendment”) amends Item 9.01 and the Exhibit Index of, and the exhibits to, the Current Report on Form 8-K filed by Bay Bancorp, Inc. (the “Company”) on July 11, 2016, as amended by Amendment No. 1 on Form 8-K/A filed by the Company on March 31, 2017 (the “First Amendment” and, together with the Form 8-K, the “Report”), as follows: (i) Exhibit 99.2 that was filed with the First Amendment is hereby refiled with signed reports of Dixon Hughes Goodman LLP and Stegman & Company, independent registered public accounting firms, because the signatures thereon were inadvertently omitted; (ii) Exhibit 99.4 that was filed with the First Amendment is hereby deleted and removed from the Report; and (iii) the consents of Dixon Hughes Goodman LLP and Stegman & Company, independent registered public accounting firms, are hereby filed as Exhibit 23.1 and Exhibit 23.2, respectively, to the Report.

 

Except as described above, this Amendment does not amend any other item of the Original Report or purport to provide an update or a discussion of any developments at the Company subsequent to the filing date of the Original Report. All information contained in the Original Report is subject to updating and supplementing as provided in the Company's reports filed with the Securities and Exchange Commission subsequent to the date on which the Original Report was filed.

 

Item 9.01. Financial Statements and Exhibits.

 

(a)      Financial Statements of Business Acquired.

 

The audited restated financial statements of Hopkins as of and for the years ended December 31, 2015 and 2014, including the reports of its independent accounting firms for those years, Dixon Hughes Goodman LLP and Stegman & Company, respectively, and the unaudited financial statements of Hopkins as of and for the three and six months ended June 30, 2016 and 2015 are filed herewith as Exhibit 99.2 and incorporated herein by reference.

 

(b)      Pro Forma Financial Information.

 

The pro forma effect of the Merger on the Company is described in the unaudited pro forma condensed combined balance sheet of the Company at June 30, 2016, the unaudited pro forma condensed combined statements of income of the Company for the three and six months ended June 30, 2016 and for the year ended December 31, 2015, and the notes thereto that are filed herewith as Exhibit 99.3 and incorporated herein by reference.

 

(d)      Exhibits.

 

The exhibits furnished with this report are listed in the Exhibit Index which immediately follows the signatures hereto, which Exhibit Index is incorporated herein by reference.

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    BAY BANCORP, INC.
     
Dated: April 4, 2017   By:  /s/ Joseph J. Thomas
      Joseph J. Thomas
      President & Chief Executive Officer
     
     

 

 

 

 

 

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EXHIBIT INDEX

 

Exhibit No.Description
  
2.1Agreement and Plan of Merger, dated as of December 18, 2015, by and among Bay Bancorp, Inc., Hopkins Bancorp, Inc. and Alvin M. Lapidus (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed on December 21, 2015)

 

2.2First Amendment to Agreement and Plan of Merger, dated as of February 1, 2016, by and among Bay Bancorp, Inc., Hopkins Bancorp, Inc. and Alvin M. Lapidus (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed on February 5, 2016)

 

23.1Consent of Dixon Hughes Goodman LLP, independent registered public accounting firm (filed herewith)

 

23.2Consent of Stegman & Company, independent registered public accounting firm (filed herewith)
  
99.1Press Release dated July 8, 2016*
  
99.2Consolidated financial statements of Hopkins Bancorp, Inc. (filed herewith)
  
99.3Unaudited pro forma condensed combined financial statements**

 

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*Filed with the Company’s Current Report on Form 8-K, which was filed on July 11, 2016.
**Filed with Amendment No. 1 on Form 8-K/A, which was filed on March 31, 2017.

 

 

 

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