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EX-99.1 - EX-99.1 - Redwood Mortgage Investors IXd381704dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): March 30, 2017

 

 

REDWOOD MORTGAGE INVESTORS IX, LLC

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-55601   26-3541068
(State of Incorporation)  

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1825 S. Grant Street, Suite 250

San Mateo, CA

  94402-2678
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code: (650) 365-5341

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events.

The report dated March 2017 on the fair value per unit at December 31, 2016 of limited liability company interests in Redwood Mortgage Investors IX, LLC (“RMI 9”) issued by Redwood Mortgage Corp., the manager of RMI 9, is filed as Exhibit 99.1 and incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit
No.

  

Description

99.1    Report dated March 2017 issued by Redwood Mortgage Corp. on the fair value per unit at December 31, 2016 of limited liability company interests in Redwood Mortgage Investors IX, LLC


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

REDWOOD MORTGAGE INVESTORS IX, LLC

By:

 

Redwood Mortgage Corp., Manager

 

By:

 

/s/ Michael R. Burwell

 

Name:

 

Michael R. Burwell

 

Title:

 

President, Secretary and Treasurer

Date: March 31, 2017


EXHIBIT INDEX

 

Exhibit
No.

  

Exhibit

99.1    Report dated March 2017 issued by Redwood Mortgage Corp. on the fair value per unit at December 31, 2016 of limited liability company interests in Redwood Mortgage Investors IX, LLC