Attached files
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EX-10.1 - FORM OF RESTRICTED STOCK AWARD AGREEMENT (EMPLOYEES) - Yuma Energy, Inc. | yuma_ex101.htm |
EX-10.2 - FORM OF RESTRICTED STOCK AWARD AGREEMENT (DIRECTORS) - Yuma Energy, Inc. | yuma_ex102.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report: March 21, 2017
(Date of earliest event reported)
Yuma Energy, Inc.
(Exact name of registrant as specified in its charter)
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DELAWARE
(State or other jurisdiction
of incorporation)
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0001672326
(Commission File Number)
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94-0787340
(IRS Employer Identification No.)
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1177 West Loop South, Suite 1825
Houston, Texas 77027
(Address of principal executive offices) (Zip Code)
(713) 968-7000
(Registrant’s telephone number, including area
code)
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(Former name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Item 5.02. Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
On March 21, 2017, the Compensation Committee (the
“Committee”) of the Board of Directors (the
“Board”) of Yuma Energy, Inc., a Delaware
corporation (the “Company”), approved the form of restricted stock
award agreement (the “Employee RSA
Agreement”) for
restricted stock awards granted to employees of the Company from
time to time under the Company’s 2014 Long-Term Incentive
Plan (the “Plan”), which is included as Exhibit 10.1
hereto; and the form of restricted stock award agreement (the
“Director RSA
Agreement”) for
restricted stock awards granted to directors of the Company from
time to time under the Plan, which is included as Exhibit 10.2
hereto.
Item
9.01.
Financial
Statements and Exhibits.
(d)
Exhibits.
The
following exhibits are included with this Current Report on Form
8-K:
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Exhibit No.
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Description
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Form of
Restricted Stock Award Agreement (Employees).
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Form of
Restricted Stock Award Agreement (Directors).
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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YUMA ENERGY, INC.
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By:
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/s/ Sam
L. Banks
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Name:
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Sam L.
Banks
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Date:
March 27, 2017
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Title:
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President
and Chief Executive Officer
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EXHIBIT INDEX
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Exhibit No.
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Description
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Form of
Restricted Stock Award Agreement (Employees).
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Form of
Restricted Stock Award Agreement (Directors).
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