Attached files

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EX-5.1 - EX-5.1 - BURLINGTON NORTHERN SANTA FE, LLCd312695dex51.htm
EX-4.2 - EX-4.2 - BURLINGTON NORTHERN SANTA FE, LLCd312695dex42.htm
EX-4.1 - EX-4.1 - BURLINGTON NORTHERN SANTA FE, LLCd312695dex41.htm
EX-1.1 - EX-1.1 - BURLINGTON NORTHERN SANTA FE, LLCd312695dex11.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): March 6, 2017

 

 

Burlington Northern Santa Fe, LLC

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   1-11535   27-1754839

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

2650 Lou Menk Drive, Fort Worth, TX   76131
(Address of Principal Executive Offices)   (Zip Code)

(800) 795-2673

(Registrant’s Telephone Number, Including Area Code)

(Not Applicable)

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 1.01. Entry into a Material Definitive Agreement.

See description of the Nineteenth Supplemental Indenture in Item 8.01.

Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

See Item 8.01.

Item 8.01. Other Events.

Burlington Northern Santa Fe, LLC (“BNSF”) entered into an underwriting agreement (the “Underwriting Agreement”) dated March 6, 2017, with J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters listed therein (collectively, the “Underwriters”), pursuant to which BNSF agreed to sell and the Underwriters agreed to purchase, subject to and upon terms and conditions set forth therein, $500,000,000 in aggregate principal amount of 3.250% Debentures due June 15, 2027 and $750,000,000 in aggregate principal amount of 4.125% Debentures due June 15, 2047, as described in the prospectus supplement dated March 6, 2017, filed pursuant to BNSF’s shelf registration statement on Form S-3, Registration No. 333-211220.

The debentures were issued under the Indenture dated as of December 1, 1995, the Fifth Supplemental Indenture dated as of February 11, 2010 and the Nineteenth Supplemental Indenture dated as of March 9, 2017, between BNSF and The Bank of New York Mellon Trust Company, N.A. (formerly known as The Bank of New York Trust Company, N.A.), as successor-in-interest to The First National Bank of Chicago, as trustee, and an officers’ certificate providing for the issuance of the debentures. The Underwriters delivered the debentures against payment on March 9, 2017.

A copy of the Underwriting Agreement, Nineteenth Supplemental Indenture and other documents relating to this transaction are attached as exhibits to this Current Report on Form 8-K and are incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

See Exhibit Index included herewith.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    BURLINGTON NORTHERN SANTA FE, LLC
Date: March 9, 2017     By:   /s/ Julie A. Piggott
      Name:   Julie A. Piggott
      Title:   Executive Vice President and Chief Financial Officer


BURLINGTON NORTHERN SANTA FE, LLC

EXHIBIT INDEX

 

Exhibit

Number

    

Description

  1.1      Underwriting Agreement, dated March 6, 2017, among Burlington Northern Santa Fe, LLC and J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters named therein.
  4.1      Nineteenth Supplemental Indenture, dated as of March 9, 2017, to Indenture dated as of December 1, 1995, between Burlington Northern Santa Fe, LLC and The Bank of New York Mellon Trust Company, N.A., as Trustee.
  4.2      Certificate of Determination as to the terms of BNSF’s 3.250% Debentures due June 15, 2027 and 4.125% Debentures due June 15, 2047.
  5.1      Opinion of Cravath, Swaine & Moore LLP, as to the validity of the securities being offered.
  23.1      Consent of Cravath, Swaine & Moore LLP (included in Exhibit 5.1).