Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): February 24, 2017
CEL-SCI CORPORATION
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(Exact name of Registrant as specified in its charter)
Colorado 01-11889 84-0916344
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(State or other jurisdiction (Commission File No.) (IRS Employer
of incorporation) Identification No.)
8229 Boone Boulevard, Suite 802
Vienna, Virginia 22182
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(Address of principal executive offices, including Zip Code)
Registrant's telephone number, including area code: (703) 506-9460
N/A
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(Former name or former address if changed since last report)
Item 3.01. Other Events.
On December 9, 2016, the Company received notice from the NYSE MKT (the
"Exchange") indicating that the Company was not in compliance with Section
1003(a) of the Exchange's continued listing standards in the Company Guide. The
Company was afforded the opportunity to submit a plan to regain compliance, and
on January 9, 2017 the Company submitted its plan to the Exchange.
On February 24, 2017, the Exchange notified the Company that it accepted
the Company's plan of compliance and granted the Company an extension until June
11, 2018 to regain compliance with the continued listing standards. The Company
will be subject to periodic review during the extension period. Failure to make
progress consistent with the plan or to regain compliance with the continued
listing standards by the end of the extension period could result in the Company
being delisted from the NYSE MKT.
On February 27, 2017, the Company issued a press release announcing its
receipt from the Exchange of its acceptance of the Company's plan of compliance.
The full text of this press release is attached as Exhibit 99.
Item 9.01. Financial Statements anf Exhibits.
Exhibit Description
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99 Press Release dated February 27, 2017
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: February 27, 2017 CEL-SCI CORPORATION
By: /s/ Patricia B. Prichep
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Patricia B. Prichep,
Senior Vice President of Operation
