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EX-99.1 - EXHIBIT 99.1 - PAVmed Inc.t1700560_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): February 23, 2017

 

 

 

PAVMED INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-37685   47-1214177

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

One Grand Central Place, Suite 4600, New York, New York   10165
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (212) 949-4319

 

N/A
(Former Name or Former Address, if Changed Since Last Report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

 

 

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

On February 23, 2017, PAVmed Inc., a Delaware corporation (the “Corporation”) announced its intention to conduct a registered exchange offer whereby each share of the Corporation’s common stock, par value $0.001 per share (“Common Stock”) will become exchangeable for a unit consisting of one share of Common Stock and one newly-issued warrant. A copy of the press release is furnished as Exhibit 99.1 to this report. 

 

Item 9.01   Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit
No.
  Description
     
99.1   Press release of PAVmed Inc. dated February 23, 2017.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: February 23, 2017 PAVMED INC.
   
  By: /s/ Lishan Aklog
    Lishan Aklog, M.D.
    Chief Executive Officer

 

 

 

 

Exhibit Index

 

Exhibit
No.
  Description
   
99.1   Press release of PAVmed Inc. dated February 23, 2017.