Attached files
| file | filename |
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| EX-99.1 - CION Investment Corp | ex99-1.htm |
| EX-10.1 - CION Investment Corp | ex10-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 23, 2017 (February 18, 2017)
CĪON Investment Corporation
(Exact Name of Registrant as Specified in Charter)|
Maryland
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000-54755
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45-3058280
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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| 3 Park Avenue, 36th Floor
New York, New York 10016
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| (Address of Principal Executive Offices) |
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(212) 418-4700
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(Registrant’s telephone number, including area code)
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Not applicable
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01. Entry Into a Material Definitive Agreement.
Effective February 18, 2017, Flatiron Funding, LLC, a wholly-owned financing subsidiary of CĪON Investment Corporation ("CĪON"), entered into a thirteenth amended and restated confirmation letter agreement (the "Thirteenth Amended and Restated Confirmation") governing its total return swap (the "TRS") with Citibank, N.A. Pursuant to the Thirteenth Amended and Restated Confirmation, the TRS termination or call date was extended from February 18, 2017 to April 18, 2017. No other material terms were revised in connection with the Thirteenth Amended and Restated Confirmation.
The foregoing description of the Thirteenth Amended and Restated Confirmation is a summary only and is qualified in all respects by the provisions of the Thirteenth Amended and Restated Confirmation, a copy of which is attached hereto as Exhibit 10.1 and incorporated by reference herein.
Item 2.02. Results of Operations and Financial Condition.
On February 21, 2017, the board of directors of CĪON declared four weekly cash distributions of $0.014067 per share each. Each distribution will be paid on March 29, 2017, to shareholders of record on March 7, March 14, March 21, and March 28, 2017. A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1 and incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
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(d)
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Exhibits.
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EXHIBIT NUMBER
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DESCRIPTION
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| 10.1 | Thirteenth Amended and Restated Confirmation Letter Agreement, dated as of February 18, 2017, by and between Flatiron Funding, LLC and Citibank, N.A. | |
| 99.1 | Press Release dated February 23, 2017. |
| SIGNATURES |
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CĪON Investment Corporation
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Date:
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February 23, 2017 |
By: /s/ Michael A. Reisner
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| Co-President and Co-Chief Executive Officer |
EXHIBIT LIST
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EXHIBIT NUMBER
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DESCRIPTION
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| 10.1 | Thirteenth Amended and Restated Confirmation Letter Agreement, dated as of February 18, 2017, by and between Flatiron Funding, LLC and Citibank, N.A. | |
| 99.1 | Press Release dated February 23, 2017. |