Attached files
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| EX-99.1 - PRESS RELEASE - PEDEVCO CORP | ped_ex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 13,
2017
001-35922
(Commission file number)
PEDEVCO CORP.
(Exact name of registrant as specified in its charter)
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Texas
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22-3755993
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(State or other jurisdiction of
incorporation or organization)
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(IRS Employer Identification
No.)
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4125 Blackhawk Plaza Circle, Suite 201
Danville, California 94506
(Address of principal executive offices)
(855) 733 3826
(Issuer’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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[
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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ITEM 3.01 NOTICE OF DELISTING OF FAILURE TO SATISFY A CONTINUED
LISTING RULE OR STANDARD; TRANSFER OF LISTING.
On
February 13, 2017 the NYSE MKT (the “Exchange”)
notified PEDEVCO Corp. (the “Company”) that it had
accepted the Company’s plan of compliance (the
“Plan”) which the Company previously presented to the
Exchange on January 28, 2017. The Company has been provided until
June 27, 2018 by the Exchange to regain compliance with Section
1003(a)(iii) of the NYSE MKT Company Guide, which requires the
Company’s stockholders’ equity to be at least $6
million (as described in the Current Report on Form 8-K filed with
the Securities and Exchange Commission on December 30, 2016, on
December 27, 2016, the Company was notified by the Exchange that it
was not in compliance with Section 1003(a)(iii) of the NYSE MKT
Company Guide). If the Company does not make progress consistent
with the Plan during the Plan period or regain compliance with the
applicable continued listing standards of the Exchange by June 27,
2018, the Exchange will initiate delisting proceedings as
appropriate.
On
February 17, 2017, the Company issued a press release announcing
the acceptance of the Plan by the Exchange, and a copy of the press
release is included herewith as Exhibit 99.1 and is
incorporated by reference herein.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
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Exhibit
No.
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Description
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Press
Release dated February 17, 2017
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
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PEDEVCO CORP.
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By:
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/s/ Michael L. Peterson
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Michael
L. Peterson
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President
and
Chief
Executive Officer
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Date: February
17, 2017
EXHIBIT INDEX
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Exhibit
No.
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Description
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Press
Release dated February 17, 2017
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