UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Amendment No. 1 to

FORM 10-K

(Mark One)

[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended October 31, 2016

 

or

 

[_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from [_] to [_]

 

Commission file number: 000-55074

 

Probility Media Corporation
(Exact name of registrant as specified in its charter)

 

Nevada   33-1221758
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.)
     

1517 San Jacinto Street,

Houston, TX

  77002
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code (713) 652-3937

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Name of Each Exchange On Which Registered
N/A   N/A

 

Securities registered pursuant to Section 12(g) of the Act:

 

Common Stock

(Title of Class)

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [_] No [X]

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes [_] No [X]

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the last 90 days. Yes [_] No [X] 

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registration statement was required to submit and post such files). Yes [X] No [_]

 

 

 

 

 

 

   
 

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [_]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer [_] Accelerated filer  [_]
Non-accelerated filer [_] Smaller reporting company [X]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes [_] No [X]

 

The aggregate market value of Common Stock held by non-affiliates of the Registrant on April 30, 2016, was $2,523,310 based on a closing share price of $0.80 of such common equity, as of the last business day, April 29, 2016. 

 

Indicate the number of shares outstanding of each of the registrant’s classes of common stock as of the latest practicable date. 

44,627,482 Common Shares as of February 10, 2017

 

DOCUMENTS INCORPORATED BY REFERENCE

 

None.

 

 

 

 

 

 

   
 

 

 

 

EXPLANATORY NOTE

 

 

 

This Amendment No. 1 to the Annual Report on Form 10-K is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-K, as originally filed on February 14, 2017.

 

 

 

 

 

 

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PART II - OTHER INFORMATION

 

 

Item 15. Exhibits

 

101.INS XBRL Instance Document
101.SCH XBRL Schema Document
101.CAL XBRL Calculation Linkbase Document
101.DEF XBRL Definition Linkbase Document
101.LAB XBRL Label Linkbase Document
101.PRE XBRL Presentation Linkbase Document

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

  PROBILITY MEDIA CORPORATION
  (Registrant)
   
   
Dated: February 14, 2017 /s/Evan Levine
  Evan Levine
 

President and Chief Executive Officer

(Principal Executive)

   
   
  /s/ Steven M. Plumb
 

Steven M. Plumb

Chief Financial Officer

(Principal Financial Officer)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Dated: February 14, 2017 /s/ Evan Levine
  Evan Levine
  President and Chief Executive Officer
  (Principal Executive Officer)
   
   
  /s/ Steven M. Plumb
 

Steven M. Plumb

Chief Financial Officer

(Principal Financial Officer)

 

/s/ Noah I. Davis  
Noah I. Davis  
President, Chief Operating Officer and Director  
   
   
   
/s/ Richard Corbin  

Richard Corbin

Director and Vice Chairman of the Board

 

 

 

 

 

 

 

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