Attached files
| file | filename |
|---|---|
| EX-10.07 - EX-10.07 - BankGuam Holding Co | d261661dex1007.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 11, 2017
BankGuam Holding Company
(Exact name of registrant as specified in its charter)
| Guam | 000-54483 | 66-0770448 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
| P.O. Box BW Hagatna, Guam |
96932 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (671) 472-5300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 17, 2017, BankGuam Holding Company (the “Company”) filed a Current Form 8-K reporting, among other things, that the Company entered into an Employment Agreement with Francisco M. Atalig to continue to act as the Senior Vice President and Chief Financial Officer of the Company’s subsidiary Bank of Guam (the “Original Filing”). The sole purpose of this amendment is to incorporate with Exhibit 10.07 of the Original Filing the exhibits (Exhibit A and B) of the Employment Agreement dated January 11, 2017 between Bank and Francisco M. Atalig which were inadvertently not included in the Original Filing. No other amendments are made to the Original Filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
| Exhibit No. |
Exhibit | |
| 10.07 | Exhibits A and B to the Employment Agreement dated January 11, 2017 between Bank and Francisco M. Atalig filed on January 17, 2017 as Exhibit 10.07 to the Company’s Form 8-K. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, we have duly caused this Report to be signed on our behalf by the undersigned thereunto duly authorized.
| BANKGUAM HOLDING COMPANY | ||||||
| Date: January 20, 2017 | By: | /s/ WILLIAM D. LEON GUERRERO | ||||
| William D. Leon Guerrero | ||||||
| Executive Vice President and Chief Operating Officer | ||||||
EXHIBIT LIST
| Exhibit No. |
Description of Exhibit | |
| 10.07 | Exhibits A and B to the Employment Agreement dated January 11, 2017 between Bank and Francisco M. Atalig filed on January 17, 2017 as Exhibit 10.07 to the Company’s Form 8-K. | |