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EX-3.3 - EXHIBIT 3.3 - MODIV INC.v457202_ex3-3.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of the earliest event reported): January 17, 2017

 

RICH UNCLES NNN REIT, INC.

(Exact name of registrant as specified in its charter)

 

 

 

California 333-205684 47-4156046
(State or other jurisdiction of
incorporation or organization)

(Commission File Number)

(I.R.S. Employer
Identification No.)

 

3080 Bristol Street, Suite 550, Costa Mesa, CA 92626

(Address of principal executive offices) (Zip Code)

  

(855) 742-4862

(Registrant’s telephone number, including area code)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

  

Item 3.03. Material Modification of Rights of Security Holders.

 

On January 17, 2017, the Registrant adopted a Share Repurchase Program (the “Program”) for limited repurchases of its shares of common stock on a monthly basis in accordance with the provisions the No Action Relief under Rule 13e-4 granted on December 21, 2016 by the Commission’s Office of Mergers and Acquisitions—Division of Corporation Finance.

 

A copy of the Program is included with this Report as Exhibit 3.3.

 

Item 9.01. Financial Statements and Exhibits

 

(d)Exhibits

 

  Exhibit No. Description  
  3.3 Share Repurchase Program.

 

 

 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: January 19, 2017 Rich Uncles NNN REIT, Inc.
   
   
  By /s/ JEAN HO  
    Jean Ho
    Chief Financial Officer