Exhibit 10.1

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

 

***CONFIDENTIAL TREATMENT REQUESTED***

Note: The portions hereof for which confidential treatment are being requested are denoted with “[***]”

 

RESTRUCTURING AGREEMENT

 

This RESTRUCTURING AGREEMENT (this “Agreement”) dated as of December 22, 2016 is entered into by and among Inventergy Global, Inc., a Delaware corporation (“Parent”) and Inventergy, Inc. (“Owner”, and, collectively, together with Parent and Parent’s other subsidiaries (“Subsidiaries”), the “Company”), and DBD Credit Funding, LLC as collateral agent (the “Collateral Agent”) and the “Investors” listed on the signature pages hereto (the “Investors”), and, upon the Amendment Effective Date (as defined below), will amend that certain Amended and Restated Revenue Sharing and Note Purchase Agreement between the Company, the Collateral Agent and the Investors originally dated as of October 1, 2014 and amended and restated as of February 25, 2015, and further amended as of October 30, 2015, as of November 30, 2015, as of March 1, 2016, as of August 19, 2016, as of September 26, 2016, as of November 11, 2016 and as of December 5, 2016 (such Agreement, as so amended, the “Existing Agreement”). Capitalized terms used in this Agreement and not otherwise defined shall have the meanings provided in the Existing Agreement.

 

RECITALS

 

WHEREAS, the Investors and the Company have agreed to the amendments set forth herein and, subject to the terms and conditions hereof, a comprehensive restructuring of the Obligations on the terms and conditions set forth herein,

 

NOW THEREFORE, in consideration of the mutual agreements contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree, upon the satisfaction of the conditions set forth in Section 6.1 hereof, as follows:

 

1.

DEFINITIONS

 

1.1.          Certain Defined Terms. Capitalized terms used in this Agreement and not otherwise defined shall have the meanings set forth in Appendix I to the Existing Agreement, except that the following term shall be amended and restated as follows:

 

“Patents” means all of the Company’s letters patent, including, without limitation, the letters Patent set forth on Schedule I(a) to this Agreement, whether registered in the United States or any other jurisdiction, all registrations and recordings thereof, including all re-examination certificates and all utility models, including registrations, recordings and pending applications, and all reissues, continuations, divisions, continuations-in-part, renewals, improvements or extensions thereof, and the inventions disclosed or claimed therein. “Patent” shall also include any letters Patent or rights thereunder which the Company receives from a third party as payment or in partial payment in connection with any Monetization Activities by the Company of the Patents.

 

 

“Transactions” means, collectively and individually, the amendment to the Revenue Stream that is reflected in Section 2.2, the Restructuring, the establishment of the SPE and the transfer of the Patents to the SPE as herein provided and all other transactions set forth in this Agreement.

 

2.

EXCHANGE AND AMENDMENTS TO EXISTING AGREEMENT

 

2.1.          Exchange. Subject to the timely satisfaction of the conditions set forth in Section 6.2, from and after the Restructuring Effective Date (defined below), the Revenue Stream and the Note Obligations shall be deemed exchanged for the restructured revenue share described in Section 2.2) (the “Restructured Revenue Share” and such exchange, the “Restructuring”), and the Revenue Stream and the Note Obligations shall be deemed to be fully satisfied and discharged by the issuance to the Investors of the Restructured Revenue Share, which shall henceforth constitute “Obligations” under the Agreement. More particularly, for federal, state and local income tax purposes, in connection with the formation of the SPE (as defined in Section 2.5), the Revenue Stream and the Note Obligations shall be deemed to have been contributed to the SPE in exchange for an interest in the SPE represented by the Restructured Revenue Share. Following the Restructuring, all references to the “Obligations” in any Collateral Documents or other Documents executed in connection with the Existing Agreement or this Agreement shall include the Obligations as defined in this Section 2.1 and all references to the “Note Obligations” in any such Collateral Documents or other Documents shall be removed, or, if applicable, replaced with “Obligations” as defined herein.

 

2.2.          Modifications to Revenue Stream; Restructured Revenue Share.

 

2.2.1.       Modification to Revenue Stream. From and after the Amendment Effective Date, all proceeds to the Company of a sale or license, whether exclusive or non-exclusive, of all or a portion of the Patents or any other transaction that gives rise to Monetization Revenues (each a “Realization Event”) shall be deposited in the Cash Collateral Account, which shall be under the full and exclusive control of the Collateral Agent as described in Section 6.11 of the Existing Agreement, or, if directed by the Collateral Agent, paid over directly to the Collateral Agent or to such other account as is designated by the Collateral Agent, and all such proceeds shall be applied as follows:

 

i)

First, to pay third party expenses that arise in connection with, or are due upon the occurrence of, such Realization Event that are either (x) incurred by the Company at the direction of the Collateral Agent, (y) incurred by the Collateral Agent or (z) constitute broker fees and other amounts that are due on account of the existing arrangements described on Schedule 2.2(i) (the payees under such arrangements, “Service Providers”).

 

ii)

Second, solely to the extent such Realization Event is attributable to the Nokia Portfolio, up to $2,200,000 to pay outstanding principal amounts due under the Nokia PPA (the “Nokia Debt”) until the Nokia Debt is paid in full (excluding, for the avoidance of doubt, any accrued interest or other charges on the Nokia Debt, which shall be the sole responsibility of the Company and shall not be paid with Monetization Revenues).

 

 

iii)

Third, solely to the extent the applicable Realization Event triggers a payment with respect to a retained interest of a Prior Owner due under the Panasonic PPA or Huawei PRAA that is described on Schedule 2.2(iii) (a “Retained Interest”), to such Prior Owner in amounts so required.

 

iv)

Fourth, to the Investors until the Note Obligations have been paid in full;

 

v)

Fifth, to the Investors until they have received an amount equal to the sum of (x) 100% of any Cash Advances plus (y) 20% interest, compounded annually, on any Cash Advances that are outstanding from time to time plus (z) the difference between (i) $30.5 million minus (ii) any amounts applied to the Note Obligations after the Amendment Effective Date (the amounts described in this clause (v), the “Priority Amount”).

 

vi)

Lastly, 70% to the Investors and 30% to the Company (the Investors’ right to such 70%, the “Contingent Right” and the Company’s right to such 30%, the “Company Residual”); provided, that to the extent that the Company has failed to pay in full the accrued interest and other charges on the Nokia Debt, the Company Residual shall be surcharged in amounts necessary to make such payment, and such surcharged amounts shall instead be paid over to Nokia to satisfy such amounts.

 

2.2.2.       From and after the Restructuring Effective Date, the Company shall, to the extent directed by the Collateral Agent or the managing member of the SPE (the “SPE Manager”), execute such directions as are requested by the Collateral Agent or by the SPE Manager to cause all Monetization Revenues, including, without limitation proceeds of any Realization Event, to paid to the SPE to such account as is designated by the Collateral Agent and/or by the SPE Manager, and to the extent that any such proceeds are received by the Company, the Company shall (or to the extent such amounts are deposited in the Cash Collateral Account the Collateral Agent may) immediately pay such amounts to the SPE. Any such proceeds shall be applied by the Company, Collateral Agent and/or SPE as follows:

 

i)

First, to pay amounts described in Section 2.2.1(i) above and to pay any such third party expenses that are incurred by the SPE.

 

ii)

Second, solely to the extent such Realization Event is attributable to the Nokia Portfolio, to make principal payments on the Nokia Debt, as described in Section 2.2.1(ii) above and from and after the Restructuring Effective Date, following payment in full of the Nokia Debt, and subject to the Company having fulfilled its obligations with respect to the payment of interest and other charges on the Nokia Debt, to reimburse the Company for any payments of principal (but not interest or other charges) made by the Company on the Nokia Debt following the Amendment Effective Date.

 

 

iii)

Third, solely to the extent the applicable Realization Event triggers a payment with respect to a Retained Interest, to make the payments to such applicable Prior Owner that are described in Section 2.2.1(iii) above.

 

iv)

Fourth, to the Investors until they have received an amount equal to the remaining Priority Amount.

 

v)

Lastly, 70% to the Investors in respect of the Contingent Right and 30% to the Company in respect of the Company Residual; provided, that to the extent that the Company has failed to pay in full the accrued interest and other charges on the Nokia Debt, the Company Residual shall be surcharged in amounts necessary to make such payment, and such surcharged amounts shall instead be paid over to Nokia to satisfy such amounts.

 

2.3.          Payment of Expenses; Cash Advances. From and after the Amendment Effective Date, the Company shall remain and be fully responsible for all expenses related to the maintenance, prosecution and enforcement of the Patents (“Maintenance Fees”), and shall be fully responsible to pay any interest or other charges (including late payment charges) on the Nokia Debt when required to be paid under the Nokia PPA, and to make payments of principal on the Nokia Debt when due, to the extent that there are not available Monetization Revenues from the Patents acquired pursuant to the Nokia PPA when any such principal payment is required to be paid under the Nokia PPA. Notwithstanding the foregoing, subject to, and following the occurrence of, the Restructuring Effective Date, the SPE shall be responsible for, and shall pay (and shall promptly reimburse the Company for) any Maintenance Fees that both accrued and first became due and payable from and after December 22, 2016. From and after the Amendment Effective Date, the Investors shall have the right, but no obligation, to advance expenses to pursue Monetization Activities (whether directly or, after the Restructuring, by contributions of capital to the SPE) and, in addition, shall have the right, but no obligation, to make any payments that the Company is required to pay with respect to Maintenance Fees, the Nokia Debt or otherwise pursuant to this Section 2.3, or other provisions of this Agreement to the extent that the Company fails to timely make such payment (any amounts funded by the Investors for the payment of such expenses and any amounts incurred by the Investors or the Collateral Agent or, following the Restructuring, the SPE, for Maintenance Fees, Monetization Expenses, the payment of other expenses which the Company is obligated to pay, or to enforce its rights under this Agreement, including in connection with the exercise of remedies, or otherwise incurred in accordance with this Agreement, “Cash Advances”). After the Amendment Effective Date, regardless whether the Restructuring occurs the Investors, and after the Restructuring Effective Date, the SPE Manager, shall have the absolute discretion to make decisions on what Monetization Activities to fund and whether or not to make Cash Advances, including to make determinations in their sole discretion as to the abandonment of any Patent.

 

 

2.4.          Management of Patents and Monetization Activities. From and after the Amendment Effective Date, the Collateral Agent and the Investors, and from and after the Restructuring Effective Date, the SPE Manager, shall have the sole and absolute discretion to make any and all decisions, and in any manner they see fit for any purpose, relating to, and shall otherwise fully, solely, absolutely and irrevocably control in all respects, the Patents and any Monetization Activities, including by way of example and not limitation: (x) the initiation, direction, termination, conclusion or negotiation of any assignment, sale or license (whether directly or through multiple tiers or sub-licensees) of any Patent or any other type of a Monetization Activity of any nature or description; (y) the maintenance or abandonment, in whole or in part, of any one or more of the Patents; or (z) the discretion to make or to decline to make Cash Advances. The Company shall promptly and fully follow all of the Collateral Agent’s (and, following the Restructuring, the SPE Manager’s) directions and instructions with respect to, and closely cooperate in any proceeding, transactions or otherwise with Collateral Agent and such SPE Manager and its respective legal representative and implement, the foregoing, including by executing and delivering all pertinent instruments (including powers of attorney), documents or agreements, making any filings and taking all other necessary or appropriate actions to that effect, as instructed in writing by the Collateral Agent, the Investors, the SPE Manager or their legal representatives. The Company hereby grants the Collateral Agent and, upon the Restructuring Effective Date shall grant to the SPE Manager, a power-of-attorney to take all steps in the Company’s name in furtherance of the foregoing, and agrees to promptly on request of the Collateral Agent or the SPE Manager execute and deliver to the Collateral Agent or SPE Manager one or more powers-of-attorney prepared by the Collateral Agent or SPE Manager, including taking any steps required for the effectiveness of such powers-of-attorney under the rules of any applicable jurisdiction. The Company shall at no time take any action or omission that undermines, is inconsistent with or derogates from such instructions. Neither the Investors nor the Collateral Agent nor the SPE, nor the SPE Manager, nor any of its respective representatives shall have any liability whatsoever to the Company under any theory of law for any reason for any acts or omissions in connection with the Patents or in connection with any Monetization Activities. Joe Beyers, for so long as he is an officer or employee of the Company, shall be available at all reasonable times to the Collateral Agent and, following the Restructuring, to the SPE Manager, to provide such commercially reasonable assistance and consultation as to the operation and enforcement of the Patents as such Person shall request. Without limiting the foregoing, if and to the extent that the Company enters into any arrangements with respect to the Patents, transacts any business, signs any documents or otherwise takes any action or omission of any kind, that is not at the express advance written direction, or consent of the Collateral Agent and, following the Restructuring, the SPE Manager of the SPE, such arrangements shall be null and void ab initio and of no effect, including vis a vis any third party. The Company shall be fully liable to Collateral Agent and the Investors and, following the Restructuring, the SPE, for any damages or losses, and Company shall defend indemnify and hold harmless Collateral Agent and the Investors and the SPE and the SPE Manager and other representatives from and against, any claims, suits, damages, penalties or liabilities, sustained or incurred by or asserted against Collateral Agent or any Investor or the SPE or SPE Manager or such other representative in connection with or related to Company’s breach of this Section 2.4.

 

 

2.5.          Creation of Special Purpose Entity; Required Approvals.

 

2.5.1.       From and after the Amendment Effective Date, the Company and the Collateral Agent shall work diligently and in good faith following the Amendment Effective Date to put in place a newly created special purpose limited liability company (the “SPE” and such restructuring, the “SPE Structure”) pursuant to formative and other documentation satisfactory in all respects to the Investors, to which the Company will contribute the Patents and which will be managed by the Collateral Agent or its designee and reflecting the economic and other rights of the parties that are reflected in this Restructuring Agreement. The economic and other rights of the Company, on the one hand, and the Collateral Agent and the Investors, on the other, shall be, reflected in the governing documents of the SPE, which shall be in form and substance satisfactory to the Collateral Agent. Without limiting the foregoing, the Collateral Agent or its designee shall be the SPE Manager and the Investors and Owner, or their respective designees, shall be members of the SPE and the Restructured Revenue Share and other provisions of this Agreement shall be reflected in the limited liability company agreement of the SPE; provided that, to the extent the Collateral Agent deems it preferable, the SPE may be structured as an entity wholly owned by the Investors or their designees, with the economic and other rights provided for herein reflected as contractual arrangements between the SPE and the Company. From and after the Amendment Effective Date, the Company shall use its best efforts to obtain any necessary shareholder and any necessary or reasonably requested (in the judgment of the Collateral Agent) third party consents (including consents of Prior Owners and any Service Providers, to the extent deemed necessary or reasonably required by the Collateral Agent) to permit the contribution of the Patents to the SPE, to permit such contribution to occur without triggering any Retained Interest or other payment obligation, to confirm that any such Retained Interest or other payment obligation will be triggered by proceeds of Monetization Revenues to the SPE and not be the Restructuring itself, and to permit Dispositions of Patents by the SPE without the need for further consents (it being understood that an obligation on the part of the SPE to honor a right of first refusal in favor of Panasonic under the Panasonic Agreement and Huawei under the Huawei Agreement, each as defined on Schedule 4.6, shall be permitted) (collectively, the “Required Approvals”). All Required Approvals shall be acceptable to the Collateral Agent in all respects, including that the Investors, the Collateral Agent, nor the SPE or SPE Manager shall not be required to assume any obligations of the Company to any Prior Owners or any Service Providers in connection with any such consents other than to make distributions of any applicable Monetization Revenues in accordance with Section 2.2.2 and no modifications shall be made to the terms of any existing arrangements with Service Providers or Prior Owners in connection with the pursuit of Required Approvals other than as approved in writing by Collateral Agent. All of the expenses of the creation of the SPE Structure and of the pursuit of such Required Approvals, including the expenses of the Collateral Agent and the Investors (including attorneys’ fees) shall be borne by the Company or, if the Investors so elect, borne by the Investors as Cash Advances.

 

2.5.2.       Unless otherwise agreed by the Investors, the SPE Structure shall be in full force and effect, and the Required Approvals shall have been secured, no later than March 31, 2017; provided, that if despite the Company’s having fully complied with Section 2.5.1, the Company has failed to secure such Required Approvals by March 31, 2017, such failure shall constitute an Event of Default, but shall not, in and of itself, constitute a Recourse Trigger.

 

 

2.6.          Patent License. The Company has, pursuant to the Existing Agreement, granted to the Collateral Agent for the benefit of the Secured Parties a non-exclusive, royalty free, license (including the right to grant sublicenses) with respect to the Patents pursuant to the Patent License Agreement. The Collateral Agent and the Secured Parties agree that the Collateral Agent has since December 1, 2015 had, and shall continue to have following the Amendment Effective Date, the full and irrevocable right to use such license at any time and that such right shall continue in full force and effect until such time, if any, that all of the Company’s Obligations under this Agreement have been fully discharged and completed.

 

2.7.          Tax Treatment.

 

2.7.1.       The Company and the Investors intend and agree that for federal, state and local income tax purposes, (i) the SPE will be treated as a partnership, (ii) the Restructuring will be treated as contribution of the Revenue Stream and Note Obligations to the SPE in exchange for an interest in the SPE represented by the Restructured Revenue Share, and (iii) that the fair market value of the Restructured Revenue Share on the date hereof and the Restructuring Effective Date shall equal the sum of (x) the principal and accrued interest outstanding under the Note Obligations as of the Restructuring Effective Date and (y) the fair market value of the Revenue Stream under the Existing Agreement. The Company and each of the Investors covenant and agree to report consistently with the foregoing for their financial reporting and income tax reporting purposes.

 

2.7.2.       Consistent with the Existing Agreement, the Company and each Investor intend that, for federal, state and local income tax purposes, the relationship between the Investors and the Company that is created by this Agreement with respect to the Restructured Revenue Share and the SPE shall be treated as a continuation of the tax partnership that was created pursuant to the Existing Agreement with respect to the Revenue Share (the “Tax Partnership”), with the Investors and the Company being treated as partners of such partnership, as they have been under the Existing Agreement, but with the SPE as the entity embodying such partnership, whereas previous to the Restructuring Effective Date no such entity existed, and the Tax Partnership was a deemed partnership for federal, state and local income tax purposes.

 

2.7.3.       The Company and each Investor hereby agree that for purposes of determining the Company’s and each Investor’s distributive share of income, gain, loss and deduction of the Tax Partnership:

 

2.7.3.1.          The Tax Partnership shall maintain capital accounts for each of the Company and the Investors consistent with the rules of Treasury Regulations Section 1.704-1(b); it being understood that under no circumstances shall any such rule override the economic relationship between the parties as to their respective shares of the Monetization Revenues set forth in this Agreement;

 

 

2.7.3.2.          As described in the Existing Agreement, in connection with the original formation of the Tax Partnership, (i) the Investors were deemed to have purchased from the Company certain rights to exploit the Patents and to have contributed such rights to the Tax Partnership and (ii) the Company was deemed to have contributed to the Tax Partnership certain rights to exploit the Patents having a value set forth in the Existing Agreement. The rights to exploit the Patents deemed contributed by the Investors and the Company to the Tax Partnership and described in this provision are collectively referred to herein as the “Patent Rights”; and

 

2.7.3.3.          The Tax Partnership shall allocate items of income, gain, loss and deduction to the Company and the Investors in a manner that causes the capital accounts of the parties to be equal to the amounts payable pursuant to this agreement if the Tax Partnership sold the Patent Rights and any other non-cash assets for an amount equal to the book value of the Patent Rights and any other non-cash assets (as determined pursuant to Treasury Regulations Section 1.704-1(b)) and distributed the proceeds and any other cash pursuant to this Agreement.

 

2.7.4.       The Company and each Investor shall file all tax returns and shall otherwise take all tax and financial reporting positions in a manner consistent with any treatment described herein. The Company shall be the tax matters partner of the Tax Partnership.

 

2.7.5.        The Company and each of the Investors will cooperate to provide each other with any information reasonably requested by any of them in connection with the preparation or filing of any return, declaration, report, election, information return or other statement or form filed or required to be filed with any governmental authority relating to taxes (a “Tax Return”) for any of them or for or relating to the Tax Partnership. The Company shall be responsible for preparing and filing any Tax Return for or relating to the Tax Partnership, and the out-of-pocket costs incurred in connection with the preparation and filing of any Tax Return for or relating to the Tax Partnership shall be treated as an expense of the Tax Partnership.

 

2.7.6.       For the avoidance of doubt, no fiduciary relationship is intended to be created by this Agreement between the Company and any Investor.

 

2.8.          Public Announcements; Statements. Neither the Company nor any officer or other representative of the Company (including Joe Beyers) shall make any public filing or announcement, or public issue, or release or deliver to any person any statement of any kind concerning this Agreement or the subject matter hereof, including relating to the Transactions or the Restructuring or any Monetization Activities and including any proxy materials, disclosures or other distributions relating to any Required Approvals (collectively, a “Release”), without the Collateral Agent having first had an opportunity to review such Release and having approved such Release in writing.  The Collateral Agent’s right to review and approve any Release shall extend, without limitation, to any Release in the form of an 8-k or other securities filing and, any report issued to lenders, investors or prospective investors or lenders, any press release relating to the Transactions or any Monetization Activities.  Other than the items above, any reports issued by the Company or any officer or other representative of the Company (including Joe Beyers) to lenders, investors or prospective investors or lenders or any interviews or any statements delivered to any person of any kind, and any interview related to the Transactions or any Monetization Activities may only disclose content that had i) previously been approved by the Collateral Agent for disclosure or ii) had been previously made public by a method that was not in violation of this Section.   Without limiting the foregoing, neither the Company nor any officer or other representative of the Company (including Joe Beyers) shall, without the prior written approval of the Collateral Agent, (i) make any type of public announcement  or communication of any nature or description that identifies or refers to the Investors or the Collateral Agent or any Affiliate thereof, whether in oral, written, electronic or other form or (ii) make any written, visual or electronic communication identifying or referring to the Investors or the Collateral Agent or any of their Affiliates, other than such disclosures or other submissions as are legally required and solely to the limited extent so required, and provided that the Company shall provide the Collateral Agent with prior written notice of any such proposed disclosure, including the reason therefor, to the extent legally permissible.

 

 

2.9.          Amendments to the Existing Agreement.

 

2.9.1.       Effective as of the Amendment Effective Date, Section 2.2.4.3 of the Existing Agreement is hereby amended and restated as follows:

 

“2.2.4.3  Amortization. Commencing on the earlier of (x) April 1, 2017 and (y) the Termination Date, the Company shall make monthly amortization payments on the Notes in an amount, as of the date of such payment, equal to (x) the then outstanding principal amount divided by (y) the number of months left until the Maturity Date. The amount of the monthly amortization payment shall be calculated by the Company, and provided to the Collateral Agent for review, initially prior to the first such payment and recalculated following any optional or mandatory prepayment”.

 

2.9.2.       Effective as of the Amendment Effective Date, Section 6.10 of the Existing Agreement is hereby amended and restated as follows:

 

“6.10 Minimum Liquidity. The Company shall maintain not less than (x) One Million Dollars ($1,000,000) in unrestricted cash and Cash Equivalents (“Liquidity”) from the Closing Date through November 1, 2015, (y) Two Hundred Thousand Dollars ($200,000) in Liquidity from March 1, 2016 through June 30, 2016, and (z) One Million Dollars ($1,000,000) in Liquidity from and after the earlier of (x) April 1, 2017 and (y) the Termination Date, in each case not including amounts on deposit in the Cash Collateral Account except to the extent the Company is entitled to such amounts and shall provide weekly certifications demonstrating the Company’s Liquidity. Commencing the Termination Date, such certifications demonstrating the Company’s Liquidity shall be provided by 5:00 p.m. PST on each Friday (or, if Friday is a bank holiday, on the immediately preceding day that is not a bank holiday), shall show Liquidity on that day and shall be accompanied by evidence satisfactory to the Collateral Agent.

 

2.9.3.          Effective on the Restructuring Effective Date, Sections 2.2.4.3 and Section 6.10 shall be replaced with “Intentionally Deleted”.

 

2.9.4.          Appendix 1 to the Existing Agreement is hereby amended by adding the following new defined term in alphabetical order:

 

 

“Termination Date” has the meaning ascribed to such term in the Restructuring Agreement, dated as of December 22, 2016, among the Company, the Collateral Agent and the Investors signatory thereto.

 

3.

ADDITIONAL CovenAnts

 

From and after the Amendment Effective Date, and until such time, if any, as the Restructured Revenue Share shall have been fully satisfied and all of the Company’s obligations under the Existing Agreement have been fully satisfied, the Company shall comply with the additional covenants set forth in this Section 3.

 

3.1.          Taxes and Other Charges. The Company shall duly pay and discharge, or cause to be paid and discharged, before the same becomes in arrears, all taxes, assessments and other governmental charges imposed upon the Company and its properties, sales or activities, or upon the income or profits therefrom; provided, however, that any such tax, assessment, charge or claim need not be paid if the validity or amount thereof shall at the time be contested in good faith by appropriate proceedings and if the Company shall, in accordance with GAAP, have set aside on its books adequate reserves with respect thereto; provided, further, that the Company shall pay or bond, or cause to be paid or bonded, all such taxes, assessments, charges or other governmental claims immediately upon the commencement of proceedings to foreclose any Lien which may have attached as security therefor (except to the extent such proceedings have been dismissed or stayed).

 

3.2.          Reporting. To the extent any of the following information is not available to the Investors, the Company shall provide the Investors with a summary of any material litigation relating to the Patents or the Monetization Activities, copies of material correspondence, pleadings, judgments, orders, licenses, settlement agreements or other documents reasonably requested by the Collateral Agent, and, upon the request of the Collateral Agent, no later than the 15^th day of every month, a report calculating in detail its Monetization Revenues for the prior month, in each case in form and substance reasonably satisfactory to the Collateral Agent. The Company shall authorize and direct any legal counsel or consultant engaged by it to discuss the status of the Company’s Monetization Activities with the Investors and the Collateral Agent, and shall instruct all such counsel and consultants to follow the direction of the Collateral Agent in all matters related to the Monetization Activities and, to the extent requested by the Collateral Agent, shall authorize and direct any such legal counsel or consultant to enter into a joint representation such that the Collateral Agent shall be an additional direct client of such counsel or consultant. Without limiting the rights of the Collateral Agent under Section 2.4 of this Agreement, the Collateral Agent shall have the full right, power and authority to engage legal counsel, consultants and brokers on the Company’s behalf, on such terms as are determined by the Collateral Agent.

 

3.3.          Maintenance of Existence. The Company shall do all things necessary to preserve, renew and keep in full force and effect and in good standing its legal existence and authority necessary to continue its business.

 

 

3.4.          Compliance with Legal Requirements. The Company shall comply in all material respects with all valid then existing Legal Requirements applicable to it, except where compliance therewith shall at the time be contested in good faith by appropriate proceedings.

 

3.5.          Certain Notices; Reports. The Company shall furnish to each of the Investors and the Collateral Agent:

 

3.5.1.       Promptly, notice of any dispute, litigation, investigation, suspension or any administrative or arbitration proceeding by or against the Company for an amount in excess of $500,000 or affecting the Company’s ownership rights with respect to the Patents;

 

3.5.2.       promptly upon acquiring knowledge thereof, the existence of any Default or Event of Default, specifying the nature thereof and what action the Company has taken, is taking or proposes to take with respect thereto; and

 

3.5.3.       promptly, and in any event within 10 Business Days, such additional business, financial, corporate affairs and other information as the Collateral Agent may reasonably request.

 

Each notice pursuant to this Section shall be accompanied by a statement by an Authorized Officer of the Company, on behalf of the Company, setting forth details of the occurrence referred to therein (including, if applicable, describing with particularity any and all clauses of this Agreement or the Other Documents that may have been breached), and, subject to any requirement of privilege, stating what action the Company or other Person proposes to take with respect thereto and at what time.

 

3.6.          Information and Access Rights.

 

3.6.1.       The Company shall permit any Investor or the Collateral Agent and any of their duly authorized representatives and agents to visit and inspect any of its property, corporate books, and financial records related to the Patents, to examine and make copies of its books of accounts and other financial records, including any such related to the Patents and the Monetization Activities and Monetization Revenues, and to discuss its affairs, finances, and accounts with, and to be advised as to the same by, its managers, officers, employees and independent public accountants (and by this provision the Company hereby authorizes such accountants to discuss with the Investors the finances and affairs of the Company. In addition, upon request of the Collateral Agent from time to time, the Company direct any and all legal counsel or professionals engaged by the Company to provide the Investors with a status update of any material development in any litigations or any administrative or arbitration proceeding related to the Patents. All costs and expenses reasonably incurred by the Investors and their duly authorized representatives and agents in connection with the exercise of the Investors’ rights pursuant to this provision shall be Cash Advances.

 

3.7.          Indebtedness. The Company shall not create, incur, assume or otherwise become or remain liable with respect to any Indebtedness that is secured by the Patents or any rights related thereto (other than the obligations to vendors of the Patents that are set forth on Schedule 4.5 to the Existing Agreement). The Company shall not incur any other Indebtedness, except at the express direction of the Collateral Agent, except for:

 

 

3.7.1.       indebtedness in respect of the Obligations;

 

3.7.2.       unsecured trade payables that are not evidenced by a promissory note and are incurred in the Ordinary Course of Business;

 

3.7.3.       the existing Indebtedness set forth on Schedule 6.7 to the Existing Agreement;

 

3.7.4.       additional unsecured Indebtedness that is subordinated to the rights of the Investors under this Agreement pursuant to an agreement in form and substance satisfactory to the Collateral Agent; and

 

3.7.5.       subject to, and from and after the occurrence of, the Restructuring Effective Date, other indebtedness that is not secured by the Patents or any Monetization Revenues provided that the holder of such indebtedness has executed and delivered to the Collateral Agent an agreement in form and substance acceptable to the Collateral Agent confirming that the holder has no recourse to the Patents or any proceeds thereof, and acknowledging and consenting and waiving any claims related to the rights of the Investors under this Agreement including consenting to the SPE Structure.

 

3.8.          Liens. The Company shall not create, incur, assume or suffer to exist any Lien upon any Patent or any Monetization Revenues other than the following (“Permitted Liens”):

 

3.8.1.       Liens securing the Obligations;

 

3.8.2.       the Existing Encumbrances and other non-exclusive licenses that are entered into at the direction of the Collateral Agent; and

 

3.8.3.       Tax and other statutory or involuntary Liens, in each case arising in the Ordinary Course of Business for amounts not yet due or that are being contested in good faith and, in the case of Liens in favor of attorneys or consultants, if entered into following the Restructuring are pursuant to agreements entered into at the direction of the Collateral Agent and, in any event, are not securing claims in excess of amounts that the Company is retaining under this Agreement (i.e., that the Company is not required to apply to the Restructured Revenue Share, if any).

 

3.9.          Management of Patents and Patent Licenses.

 

3.9.1.       Management of Patents; Dispositions. The Company shall not make any Disposition of any Patents or of any equity interests in Owner other than at the express prior written direction of the Collateral Agent. For the avoidance of doubt, proceeds of any Disposition of any Patents, or of any equity interest in Owner, shall constitute Monetization Revenues. Without limiting the foregoing, the Company shall not (w) make any Disposition of any Patents or of any equity interests in Owner, (x) commence any new litigation or take any other material action in furtherance of any Monetization Activities, (y) engage any broker or other professional in connection with any sale or other Disposition of any Patent or rights therein, or enter into any arrangements that provide any party with a right to payment based on the Company’s receipt of Monetization Revenues (including any contingency fee arrangements) or (z) grant any Lien or other rights with respect to any Patents, including, without limitation, non exclusive licensing arrangements, exclusive licensing arrangements or sales of Patents or interests therein, in each case, other than at the express direction of the Collateral Agent in its sole discretion.

 

 

3.9.2.       Preservation of Patents. Except to the extent consented to by the Collateral Agent, the Company shall not do or permit any act or knowingly omit to do any act whereby any of the Patents may lapse, be terminated, or become invalid or unenforceable or placed in the public domain. Without limiting the rights of the Collateral Agent under Section 2.4, the Collateral Agent and the Investors may take all reasonable steps to pursue the registration and maintenance of each Patent and take all reasonably necessary steps to preserve and protect each Patent and the Company hereby grants the Collateral Agent a power-of-attorney to take all steps in the Company’s name in furtherance of the foregoing, and from and after the Restructuring Effective Date (and otherwise at the election of the Investors) any expenses related to such actions shall be Cash Advances and shall be paid by the Investors, either directly to the patent offices and attorneys or paid by the Company and promptly reimbursed by the Investors. For the avoidance of doubt, any expenses incurred by the Collateral Agent and the Investors as described above shall be reimbursed by the Company promptly upon demand therefor if the Termination Date occurs.

 

3.9.3.       Entry into Agreements. Neither the Company nor any Affiliate of the Company shall enter into any contract or other agreement with respect to the Patents that contains confidentiality provisions prohibiting or otherwise restricting the Company or such Affiliate from disclosing the existence and content of such contract or other agreement to the Investors and their counsel. Unless at the specific direction of the Collateral Agent, the Company shall not enter into any new pledges, assignments, licenses, springing licenses, options, non-assertion agreements, earn-outs, monetization agreements, profit and revenue sharing arrangements, derivative interests, fee and recovery splitting agreements, registered user agreements, shop rights and covenants by the Company not to sue third persons with respect to any of the Patents.

 

3.10.         Cash Collateral Account. The Company shall cause all Monetization Revenues to be deposited into the Cash Collateral Account, or as otherwise directed by the Collateral Agent or SPE Manager and shall provide instructions to each payor of Monetization Revenues to directly deposit any Monetization Revenues into the Cash Collateral Account or as so otherwise directed, and the Company hereby authorizes the Collateral Agent and the SPE Manager to inform any payor of Monetization Revenues of the Company’s obligation to direct all Monetization Revenues to the Cash Collateral Account or as otherwise directed as required hereunder. Periodically, the Collateral Agent and, following the Restructuring the SPE Manager, shall deliver to the Company a written statement (each a “Collateral Agent Statement”) with reasonable detail showing the amounts applied by the Collateral Agent in the Cash Collateral Account or amounts applied from Monetization Revenues by the SPE Manager. The Cash Collateral Account shall be under the sole control of the Collateral Agent and the Company may not have withdrawal rights with respect to, or otherwise exercise control of, the Cash Collateral Account. The Company shall have access to account statements from the depositary bank concerning the Cash Collateral Account. In the event of an Asserted 4.5 Breach by two or more parties, the Collateral Agent may apply the Monetization Net Revenues in accordance with Section 2.3 of the Existing Agreement, and such amounts shall be deemed to be Cash Advances.

 

 

3.11.        Obligations Under Patent Purchase Agreements. Owner will timely pay all amounts due that are necessary to not to trigger any re-purchase right of Panasonic Corporation under Section 4.2 of the Panasonic PPA on or before thirty (30) days prior to the due date thereof, and shall provide the Collateral Agent with a Payment Confirmation with respect to such payment. If the Collateral Agent does not receive a Payment Confirmation by thirty (30) days’ prior to the applicable payment due date, the Investors shall have the option, at their sole discretion, to pay the amount due to Panasonic Corporation on Owner’s behalf as a Cash Advance. For the avoidance of doubt, any failure by Owner to timely make such payment shall constitute an immediate Event of Default hereunder, regardless of the Investors having determined to fund such amount.

 

3.12.        Further Assurances. Parent shall cause each of its present or future direct or indirect Subsidiaries to execute a joinder to this Agreement with the intent that the assets and operations of any such Subsidiaries shall be subject to the claims of the Investors and Collateral Agent if a Recourse Trigger occurs, execute a supplement to the Security Agreement in the form of Exhibit A to the Security Agreement (the “Security Agreement Supplement”) and grant a security interest pursuant thereto and execute a Patent Security Agreement or such other Collateral Documents reasonably requested by the Collateral Agent.

 

4.            REPRESENTATIOns and warranties.

 

In order to induce the Investors to enter into this Agreement, the Company hereby represents and warrants to the Investors as of the Amendment Effective Date and as of the Restructuring Effective Date that:

 

4.1.          Organization and Business. The Company is (a) a duly organized and validly existing corporation, (b) in good standing under the laws of the jurisdiction of its incorporation, and (c) has the power and authority, corporate or otherwise, necessary (i) to enter into and perform this Agreement and the Documents to which it is a party, and (ii) to carry on the business now conducted or proposed to be conducted by it.

 

4.2.          Qualification. The Company and each of its Subsidiaries is duly and legally qualified to do business as a foreign corporation or limited liability company and is in good standing in each state or jurisdiction in which such qualification is required and is duly authorized, qualified and licensed under all laws, regulations, ordinances or orders of public authorities, or otherwise, to carry on its business in the places and in the manner in which it is conducted.

 

4.3.          Operations in Conformity with Law, etc. The operations of the Company and each of its Subsidiaries as now conducted or proposed to be conducted are not in violation in any material respect of, nor is the Company or any of its Subsidiaries in default in any material respect under, any Legal Requirement.

 

 

4.4.          Authorization and Non-Contravention. The Company and each of its Subsidiaries has taken all corporate, limited liability or other action required to execute, deliver and perform this Agreement and each other Document. All necessary consents, approvals and authorizations of any governmental or administrative agency or any other Person of any of the transactions contemplated hereby shall have been obtained and shall be in full force and effect. This Agreement and each other Document does not (i) contravene the terms of any of the Company’s Organization Documents, (ii) conflict with or result in any breach or contravention of, or the creation of any Lien under, or require any payment to be made under (x) any Contractual Obligation of the Company or its applicable Subsidiaries or (y) any material order, injunction, writ or decree of any Governmental Authority or any arbitral award to which the Company or any such Subsidiary is subject or (iii) violate any Legal Requirement.

 

4.5.          Intellectual Property. The representations and warranties set forth in Section 4.5 of the Existing Agreement are true and correct. Without limiting the foregoing, Owner is the entire, valid, sole and exclusive owner of all rights, title and interest in and to all of the Patents, including the right to sue for past, present and future infringement of the Patents, with good and marketable title thereto, and with the full and absolute right to freely assign, sell or exclusively license any of the Patents, subject only to the obligation of the Company to make the payments to Prior Owners that are reflected on Schedule 2.2(iii).

 

4.6.          Required Approvals. The Company has, as of the date hereof and as of the Restructuring Effective Date, the full right to assign and grant licenses with respect to the Patents, and to assign such rights to the Collateral Agent and to the SPE, free of all liens, claims or encumbrances, and without triggering any payment obligations to any Prior Owner, Service Provider or other party, subject only to the consents set forth on Schedule 4.6, all of which have been obtained other than the consents that are specified as “Required Approvals” on Schedule 4.6. No payments to any third parties will be triggered by any Disposition of the Patents by the Company (including the contribution of the Patents to the SPE) or by any Disposition of the Patents by the SPE (other than on account of agreements entered into by the SPE), other than the payments to Prior Owners and Service Providers that are reflected on Schedules 2.2(ii) and 2.2(iii).

 

5.             EVENTS OF DEFAULT:

 

Upon the Amendment Effective Date, Section 5.1 of the Existing Agreement is amended and restated as follows:

 

5.1.          Events of Default. Each of the following events is referred to as an “Event of Default”:

 

5.1.1.          Payment. The Company shall fail to make any payment due hereunder when such payment is due and payable.

 

 

5.1.2.       Other Covenants. The Company shall fail to perform or observe any of the covenants or agreements contained in the Existing Agreement (as amended hereby) or in this Agreement.

 

5.1.3.       Representations and Warranties. Any representation or warranty of or with respect to the Company made in the Existing Agreement or this Agreement or pursuant to or in connection with any Document, or in any financial statement, report, notice, mortgage, assignment or certificate delivered by the Company so representing to the other parties hereto in connection herewith or therewith, shall be false in any material respect on the date as of which it was made.

 

5.1.4.       Asserted 4.5 Breaches. [***]

 

5.1.5.       Cross Default. Any event of default, after giving effect to any applicable grace or cure period, with respect to any Indebtedness in excess of $500,000 of the Company that is on account of a default in any payment under such Indebtedness shall occur and be continuing if such event of default continues for thirty days.

 

5.1.6.       Liquidation; etc. The Company shall initiate any action to dissolve, liquidate or otherwise terminate its existence.

 

5.1.7.       Change of Control. A Change of Control shall have occurred.

 

5.1.8.       [Reserved].

 

5.1.9.       Bankruptcy, etc. The Company shall:

 

5.1.9.1.          commence a voluntary case under the Bankruptcy Code or authorize, by appropriate proceedings of its board of directors or other governing body, the commencement of such a voluntary case;

 

5.1.9.2.          (i) have filed against it a petition commencing an involuntary case under the Bankruptcy Code that shall not have been dismissed within 60 days after the date on which such petition is filed or (ii) file an answer or other pleading within such 60-day period admitting or failing to deny the material allegations of such a petition or seeking, consenting to or acquiescing in the relief therein provided or (iii) have entered against it an order for relief in any involuntary case commenced under the Bankruptcy Code;

 

5.1.9.3.          seek relief as a debtor under any applicable law, other than the Bankruptcy Code, of any jurisdiction relating to the liquidation or reorganization of debtors or to the modification or alteration of the rights of creditors, or consent to or acquiesce in such relief;

 

5.1.9.4.          have entered against it an order by a court of competent jurisdiction (i) finding it to be bankrupt or insolvent, (ii) ordering or approving its liquidation or reorganization as a debtor or any modification or alteration of the rights of its creditors or (iii) assuming custody of, or appointing a receiver or other custodian for, all or a substantial portion of its property; or

 

 

5.1.9.5.          make an assignment for the benefit of, or enter into a composition with, its creditors, or appoint, or consent to the appointment of, or suffer to exist a receiver or other custodian for, all or a substantial portion of its property.

 

5.1.10.     Collateral. Any material provision of any Document shall for any reason cease to be valid and binding on or enforceable against the Company or the Company shall so state in writing or bring an action to limit its obligations or liabilities thereunder; or any Collateral Document shall for any reason (other than pursuant to the terms thereof) cease to create a valid security interest in the Collateral purported to be covered thereby or such security interest shall for any reason (other than the failure of the Collateral Agent to take any action within its control) cease to be a perfected and first priority security interest subject only to Permitted Liens.

 

5.1.11.     Patent Ownership. [***]

 

5.1.12.     Repurchase Rights. The conditions (if any at such time) pursuant to which a Prior Owner may repurchase any Patents are met (provided that the existence of a right of first refusal as to such Patents, if any, shall not trigger an Event of Default).

 

5.2.          Remedies Following an Event of Default. If one or more Events of Default shall occur:

 

5.2.1.       Specific Performance; Exercise of Rights. The Investors (or the Collateral Agent, acting at the direction of the Investors) may proceed to protect and enforce such party’s rights by suit in equity, action at law and/or other appropriate proceeding, either for specific performance of any covenant or condition contained in any Document, or in aid of the exercise of any power granted in any Document, including directing the Company to take any action requested by the Investors (or the Collateral Agent, acting at the direction of the Investors) in any Monetization Activity regarding the Patents, including, without limitation, taking any action requested by the Collateral Agent in furtherance of any sale or license, exclusive or otherwise, of all or a portion of the Patents.

 

5.2.2.       Acceleration. The Investors or the Collateral Agent may, by notice in writing to the Company, declare the remaining unpaid amount Note Obligations (if prior to the Restructuring) and the balance of the Priority Amount to be immediately due and payable; provided that if a Bankruptcy Event of Default pursuant to Section 5.1.9 shall have occurred, such amounts shall automatically become immediately due and payable; and provided, that in such event, the Company shall immediately and unconditionally be obligated to pay, as liquidated damages with respect to the Restructured Revenue Share an amount equal to the sum of (x) any unpaid portion of the Priority Amount plus (y) an amount equal to the value of the Contingent Right. In the event of an acceleration on account of a Bankruptcy Event of Default or on account of any Event of Default that arises from a breach of Sections 2.3, 2.4, 2.5.1, 2.7, 2.8, 3.7, 3.8, 3.9, 3.10, 3.11 or 3.12 or any other Event of Default that materially impairs, delays or impedes the exercise by the Collateral Agent and the Investors of their control of Monetization Activities or the Patents, or which directly and materially reduces the amounts that the Collateral Agent and the Investors receive from any Monetization Activities (any of the foregoing, a “Recourse Trigger”), the Company’s obligations hereunder are unlimited in recourse, and are not limited to the Patents or the proceeds thereof. In the case of an acceleration on account of an Event of Default not described in the preceding sentence, the rights of the Investors and the Collateral Agent with respect to the Restructured Revenue Share only shall be limited to the Patents and the proceeds thereof (including any Monetization Revenues); provided, that the rights of the Investors on an acceleration of the Note Obligations shall not be so limited. Notwithstanding the foregoing in the event of an acceleration on account of a breach of Section 2.5.2, the proceeds of any foreclosure on the Patents or other amounts realized on account of any exercise of remedies by the Collateral Agent or the Investors shall be distributed in accordance with Section 2.2 of this Agreement.

 

 

5.2.3.       Cumulative Remedies. To the extent not prohibited by applicable law which cannot be waived, each party’s rights hereunder and under the other Documents shall be cumulative.

 

5.2.4.       Annulment of Defaults. Once an Event of Default has occurred, such Event of Default shall be deemed to exist and be continuing for all purposes of this Agreement. For the avoidance of doubt, once an Event of Default has occurred, all of the rights and remedies of the Collateral Agent and the Investors arising on account of, and with respect to, such Event of Default shall be fully available and exercisable until the payment in full of all Obligations, regardless of any action by the Company to remedy the circumstances that gave rise to such Event of Default, and regardless of any subsequent action by the Company. No such action by the parties hereto shall prevent the occurrence of, or effect a waiver with respect to, any subsequent Event of Default or impair any rights of the parties hereto upon the occurrence thereof.

 

5.3.          Waivers. To the extent that such waiver is not prohibited by the provisions of applicable law that cannot be waived, the Company waives:

 

5.3.1.       all presentments, demands for performance, notices of nonperformance (except to the extent required by this Agreement), protests, notices of protest and notices of dishonor;

 

5.3.2.       any requirement of diligence or promptness on the part of the Investors in the enforcement of its rights under this Agreement;

 

5.3.3.       any and all notices of every kind and description which may be required to be given by any statute or rule of law; and

 

 

5.3.4.       any defense (other than indefeasible payment in full) which it may now or hereafter have with respect to its liability under this Agreement or with respect to the Obligations.

 

6.             Effectiveness.

 

6.1.          This Agreement shall become effective (the date of such effectiveness, the “Amendment Effective Date” upon the satisfaction of each of the conditions set forth in this Section 6.1 to the satisfaction of the Collateral Agent (provided that the Collateral Agent may waive any such condition in its sole discretion):

 

6.1.1.       The receipt by the Collateral Agent of the following: (i) fully executed copies of this Agreement, executed by Parent, Owner and each other direct or indirect Subsidiary of Parent, (ii) fully executed Security Agreement Supplement, (iii) updated schedules to each of the Collateral Documents and to the Existing Agreement in form and substance satisfactory to the Collateral Agent reflecting any changes thereto, (iv) an officer’s certificate from an Authorized Officer of the Company certifying that the representations and warranties of the Company contained in this Agreement are true and correct as of the date hereof in all material respects and that the conditions set forth in this Section 6.1 have been fully satisfied, (v) [reserved] (vi) a grant by the Company to the Collateral Agent of a power-of-attorney to take all steps in the Company’s name in furtherance of the management of the Patents and Monetization Activities in form and substance acceptable to the Collateral Agent, (vii) a grant by the Company to the Collateral Agent of a security interest in the assets of the Subsidiaries pursuant to the Security Agreement, Security Agreement Supplement and the Patent Security Agreement and (viii) other documents and deliverables, including opinions of counsel, required by the Collateral Agent.

 

6.1.2.       The execution, delivery, and performance by the Company of this Agreement and each of the Collateral Documents, as applicable, having been duly authorized by all necessary corporate or other organizational action on the part of the Company and not (i) violating any material provision of federal, state, or local law or regulation applicable to the Company, or the Organization Documents of the Company, or any order, judgment, or decree of any court or other Governmental Authority binding on any such entity, (ii) conflicting with, resulting in a breach of, or constituting (with due notice or lapse of time or both) a default under any material agreement of the Company where any such conflict, breach or default reasonably be expected to have a Material Adverse Effect, (iii) resulting in or requiring the creation or imposition of any Lien of any nature whatsoever upon any assets of the Company, or (iv) requiring any approval of any holder of Capital Stock of the Company or any approval or consent of any Person or trigger any payment obligation under any material agreement (including any PPA), except for the Required Approvals being required to effect the SPE Structure.

 

6.1.3.       Completion by the Collateral Agent of its confirmatory due diligence with respect to the Schedules to this Agreement, and with respect to any updated schedules delivered pursuant to clause 6.1.1(ii), and the satisfaction of the Collateral Agent with the results of such due diligence.

 

 

6.1.4.       The Company’s payment of all fees and expenses (including attorneys’ fees) to the extent invoiced on or before the Amendment Effective Date (including, without limitation, reasonable fees and disbursements of Ropes & Gray LLP) incurred by the Collateral Agent in connection with the preparation, negotiation, execution and delivery of this Agreement or otherwise owing under the Existing Agreement; provided, that the Company agrees to promptly pay any additional such amounts invoiced following the effectiveness of this Agreement.

 

6.2.          The Restructuring reflected in Section 2.1 of this Agreement shall become effective (the date of such effectiveness, the “Restructuring Effective Date”) subject to, and upon the satisfaction of each of the conditions set forth in this Section 6.2 to the satisfaction of the Collateral Agent, time being of the essence in each applicable such conditions; provided that the Collateral Agent may waive or extend the time to perform any such condition in its sole discretion:

 

6.2.1.       The Company shall have submitted to the SEC a draft of its proxy seeking shareholder approval for the Restructuring, which shall be in form and substance satisfactory to the Collateral Agent, on or before January 6, 2017.

 

6.2.2.       The Company shall have obtained all of the Required Approvals on or before March 31, 2017.

 

6.2.3.       The Restructuring (including the contribution of the Patents to the SPE) shall have been consummated on or before March 31, 2017.

 

6.2.4.       The representations and warranties set forth in Section 4 hereof shall be true and correct as of the Restructuring Effective Date.

 

6.2.5.       No Default or Event of Default shall have occurred and be continuing.

 

6.2.6.       The Company’s payment of all fees and expenses (including attorneys’ fees) to the extent invoiced on or before the Restructuring Effective Date (including, without limitation, reasonable fees and disbursements of Ropes & Gray LLP) incurred by the Collateral Agent or otherwise owing under the Existing Agreement, it being understood that the Company shall remain liable to pay any such fees and disbursements invoiced following the Restructuring Effective Date.

 

6.2.7.       (i) A copy of the certificate or articles of incorporation, certificate of formation, limited liability company agreement or other constitutive document, including all amendments thereto, of the Company, certified as of a recent date by the Secretary of State of the state of its organization and a certificate as to the good standing of the Company as of a recent date, from such Secretary of State (or, in each case, a comparable governmental official, if available); (ii) a certificate of the Secretary or Assistant Secretary of the Company certifying (A) that attached thereto is a true and complete copy of the by-laws and any limited liability company agreement of the Company as in effect on the date thereof and at all times since a date prior to the date of the resolutions described in clause (B) below, (B) that attached thereto is a true and complete copy of resolutions duly adopted by the board of directors or managers of the Company authorizing the execution, delivery and performance of the Documents, and that such resolutions and consents have not been modified, rescinded or amended and are in full force and effect, (C) that the certificate or articles of incorporation of the Company or the applicable subsidiary have not been amended since the date of the last amendment thereto shown on the certificate of good standing furnished pursuant to clause (i) above, and (D) as to the incumbency and specimen signature of each officer executing this Agreement or any other Document on behalf of the Company; and (iii) a certificate of another officer as to the incumbency and specimen signature of the Secretary or Assistant Secretary executing the certificate pursuant to clause (ii) above.

 

 

Unless waived in writing by the Investors, Section 2.1 of this Agreement shall be automatically voided, and shall be of no further force and effect if any of the conditions set forth above are not satisfied on or before the date for performance specified in the applicable subsection or if, for any reason, the Restructuring Effective Date does not occur by 5:00 p.m. P.S.T on March 31, 2017 (the date of such termination under either such clause (i) or (ii), the “Termination Date”).

 

7.            Miscellaneous.

 

7.1.          Except as specifically amended or waived above, the Existing Agreement and the Documents shall remain unchanged and in full force and effect and are hereby ratified and confirmed. The execution, delivery and effectiveness of this Agreement and the Collateral Documents, as applicable, shall not operate as a waiver of any right, power or remedy of the Collateral Agent or any Investor under the Existing Agreement or any Document, nor constitute a waiver of any provision of the Existing Agreement or any Document, except solely in the event that the Amendment Effective Date or the Restructuring Effective Date, as applicable, occurs and then to the extent as specifically provided by this Agreement. If there is a discrepancy between the terms of the Existing Agreement and this Agreement, the terms of this Agreement shall govern. Notwithstanding the Restructuring, the rights and obligations of the parties under the Existing Agreement and the other Documents shall survive in full force and effect, except to the extent modified by this Agreement. Without limiting the foregoing, the Company’s obligations to pay expenses of the Investors and to indemnify the Investors under Sections 9.1 and 9.2, respectively, of the Existing Agreement shall survive and be fully preserved, and the security interests granted under the Collateral Documents shall continue in full force and effect and shall secure the Restructured Revenue Share and, unless and until the Restructuring Effective Date occurs, the Note Obligations. Without limiting the foregoing, the Company agrees to pay promptly (and in any event within 15 days of receipt of an invoice therefor) all out-of pocket costs and expenses (including, without limitation, fees and disbursements of Ropes & Gray, LLP, the Investors’ external counsel, and of any local counsel in any relevant jurisdiction) incurred, by the Collateral Agent and the Investors in connection with the Transactions, this Agreement, the completion of the Restructuring and the enforcement of the rights of the Collateral Agent and the Investors under this Agreement, the Existing Agreement and the other Documents. Any breach of this Agreement shall constitute an Event of Default and give rise to all of the rights and remedies of the Collateral Agent and the Investors that are provided under this Agreement, the Existing Agreement and the Collateral Documents.

 

7.2.          This Agreement may be executed in any number of counterparts, and by different parties hereto on separate counterpart signature pages, and all such counterparts taken together shall be deemed to constitute one and the same instrument. Delivery of a counterpart signature page by facsimile transmission or by e-mail transmission of an Adobe portable document format file (also known as a “PDF” file) shall be effective as delivery of a manually executed counterpart signature page. Section headings used in this Agreement are for reference only and shall not affect the construction of this Agreement.

 

(The remainder of this page intentionally has been left blank.)

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY
INVENTERGY GLOBAL, INC.
IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

 

IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the date and year first above written.

 

	Investors:
	CF DB EZ LLC
	/s/ Jason Meyer
	By:	Jason Meyer
	Title:	Authorized Signatory

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY
INVENTERGY GLOBAL, INC.
IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

 

	Collateral Agent:
	DBD Credit Funding LLC
	/s/ Jason Meyer
	By:	Jason Meyer
	Title:	Chief Administrative Officer

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY
INVENTERGY GLOBAL, INC.
IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

 

	Company:
	INVENTERGY GLOBAL, INC.
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Chairman & CEO
	INVENTERGY, INC.
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Chairman & CEO
	EON COMMUNICATIONS SYSTEMS, INC.
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Chairman & CEO
	INVENTERGY HOLDING, LLC
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Managing Member
	INVENTERGY INNOVATIONS, LLC
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Chairman & CEO/Managing Member
	INVENTERGY IOT, LLC
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Managing Member
	INVENTERGY LBS, LLC
	/s/ Joseph W. Beyers
	By:	Joseph W. Beyers
	Title:	Managing Member

 

 

Schedule I(a)

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-001-01

CN1173499

CN

Granted

OFDMA signal transmitting apparatus and method

CN99800972.5

1999/05/28

13PA01-001-02

EP1001566

EP

EP-Pending

OFDMA signal transmitting apparatus and method

EP99922578

1999/05/28

13PA01-001-03

EP1001566

DE

EP-Designated

OFDMA signal transmitting apparatus and method

EP99922578

1999/05/28

13PA01-001-04

EP1001566

FR

EP-Designated

OFDMA signal transmitting apparatus and method

EP99922578

1999/05/28

13PA01-001-05

EP1001566

GB

EP-Designated

OFDMA signal transmitting apparatus and method

EP99922578

1999/05/28

13PA01-001-06

EP1001566

IT

EP-Designated

OFDMA signal transmitting apparatus and method

EP99922578

1999/05/28

13PA01-001-07

EP1001566

NL

EP-Designated

OFDMA signal transmitting apparatus and method

EP99922578

1999/05/28

13PA01-001-08

JP3515690

JP

Granted

OFDMA signal transmitter and its method

JP15321498

1998/06/02

13PA01-001-09

US6726297

US

Granted

OFDMA signal transmission apparatus and method

US09/462491

2000/01/20

13PA01-002-01

JP4864008

JP

Granted

Method of the carrier allotment in the multiple cell orthogonal frequency division multiple access system

JP2007545294

2006/11/16

13PA01-002-02

US8009549

US

Granted

Carrier allocation method in multi cell orthogonal frequency division multiple access system

US12/092950

2006/11/16

13PA01-003-01

EP1968335

DE

Granted

Radio communication base station device and pilot transmission method

EP07706996

2007/01/18

13PA01-003-02

EP1968335

FR

Granted

Radio communication base station device and pilot transmission method

EP07706996

2007/01/18

13PA01-003-03

EP1968335

GB

Granted

Radio communication base station device and pilot transmission method

EP07706996

2007/01/18

13PA01-003-04

JP4832450

JP

Granted

Radio communication base station device and pilot transmission method

JP2007554946

2007/01/18

13PA01-003-05

US8416810

US

Granted

Radio communication base station apparatus and pilot transmission method

US12/160872

2007/01/18

13PA01-004-01

CN100440762

CN

Granted

OFDM communication device

CN01803504.3

2001/11/14

13PA01-004-02

DE60143934

DE

Granted

OFDM communication device

DE60143934

2001/11/14

13PA01-004-03

DE60143978

DE

Granted

OFDM communication device

DE60143978

2001/11/14

13PA01-004-04

EP1249955

GB

Granted

OFDM communication device

EP01982773

2001/11/14

13PA01-004-05

EP1249955

FR

Granted

OFDM communication device

EP01982773

2001/11/14

13PA01-004-06

EP2161867

GB

Granted

OFDM communication device

EP09178209

2001/11/14

13PA01-004-07

EP2161867

FR

Granted

OFDM communication device

EP09178209

2001/11/14

13PA01-004-08

JP4000057

JP

Granted

OFDM communication device

JP2002543837

2001/11/14

13PA01-004-09

US7646702

US

Granted

OFDM communication apparatus

US10/169716

2002/07/09

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-004-10

US8238226

US

Granted

OFDM communication apparatus

US12/505420

2009/07/17

13PA01-005-01

CN100544237

CN

Granted

Radio base station apparatus

CN03804886.8

2003/08/01

13PA01-005-02

DE60325861

DE

Granted

Radio base station apparatus

DE60325861

2003/08/01

13PA01-005-03

EP1525687

FR

Granted

Radio base station apparatus

EP03766690

2003/08/01

13PA01-005-04

EP1525687

GB

Granted

Radio base station apparatus

EP03766690

2003/08/01

13PA01-005-05

JP4098027

JP

Granted

Radio base station apparatus

JP2002224571

2002/08/01

13PA01-005-06

US7593317

US

Granted

Radio base station apparatus

US10/503010

2004/07/29

13PA01-006-06

JP4971172

JP

Granted

Receiving device, integrated circuit and reception method

JP2007539403

2006/02/28

13PA01-006-07

US7929627

US

Granted

OFDM receiver, integrated circuit and receiving method

US11/885042

2006/02/28

13PA01-007-01

CN101080893

CN

Granted

Re-transmission method and transmitting device for multi-antenna transmission

CN200580043160.3

2005/12/14

13PA01-007-03

JP4863884

JP

Granted

The retransmission method in multiple antenna transmitting

JP2006548891

2005/12/14

13PA01-007-04

KR100912762

KR

Granted

Retransmitting method and transmitting method in multi-antenna transmission

KR20077013565

2007/06/15

13PA01-007-05

US7826557

US

Granted

Retransmitting method and transmitting method in multi-antenna transmission

US11/721911

2005/12/14

13PA01-008-01

EP1895679

DE

Granted

MIMO antenna apparatus controlling number of streams and modulation and demodulation method

EP07115147

2007/08/29

13PA01-008-02

EP1895679

GB

Granted

MIMO antenna apparatus controlling number of streams and modulation and demodulation method

EP07115147

2007/08/29

13PA01-008-03

JP4837638

JP

Granted

MIMO antenna apparatus and wireless communication apparatus having it

JP2007222315

2007/08/29

13PA01-008-04

US7792084

US

Granted

MIMO antenna apparatus controlling number of streams and modulation and demodulation method

US11/892886

2007/08/28

13PA01-009-01

JP4864000

JP

Granted

The radio communication base station device and the radio communication method in multiple carrier communicating

JP2007529557

2006/08/04

13PA01-009-03

US8064393

US

Granted

Wireless communication base station apparatus and wireless communication method in multicarrier communication

US11/997841

2006/08/04

13PA01-010-01

CN101502025

CN

Granted

Wireless communication base station device and wireless communication method

CN200780028893.9

2007/10/12

13PA01-010-02

EP2051410

EP

EP-Pending

Wireless communication base station device and wireless communication method

EP07829721.5

2007/10/12

13PA01-010-03

EP2051410

DE

EP-Designated

Wireless communication base station device and wireless communication method

EP07829721.5

2007/10/12

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-010-04

EP2051410

FR

EP-Designated

Wireless communication base station device and wireless communication method

EP07829721.5

2007/10/12

13PA01-010-05

EP2051410

GB

EP-Designated

Wireless communication base station device and wireless communication method

EP07829721.5

2007/10/12

13PA01-010-06

EP2051410

FI

EP-Designated

Wireless communication base station device and wireless communication method

EP07829721.5

2007/10/12

13PA01-010-07

EP2051410

SE

EP-Designated

Wireless communication base station device and wireless communication method

EP07829721.5

2007/10/12

13PA01-010-08

JP4903033

JP

Granted

Wireless communication base station device and wireless communication method

JP2006344925

2006/12/21

13PA01-010-09

US8270332

US

Granted

Wireless communication base station device and wireless communication method

US12/377373

2007/10/12

13PA01-010-10

US8582573

US

Granted

Radio communication base station apparatus and radio communication method

US13/590841

2012/08/21

13PA01-011-01

BR9906339

BR

Granted

Radio communication apparatus and transmission rate control method

BRPI9906339-5

1999/04/19

13PA01-011-02

CA2293606

CA

Granted

Radio communication apparatus and transmission rate control method

CA2293606

1999/04/19

13PA01-011-03

CN1130944

CN

Granted

Radio communication device and method for controlling transmission rate

CN99800567.3

1999/04/19

13PA01-011-04

DE69903110

DE

Granted

Radio communication apparatus and transmission rate control method

DE69903110

1999/04/19

13PA01-011-05

DE69914351

DE

Granted

Radio communication apparatus and transmission rate control method

DE69914351

1999/04/19

13PA01-011-06

EP1122965

FR

Granted

Radio communication device and method of controlling transmission rate

EP01106695

1999/04/19

13PA01-011-07

EP1122965

FI

Granted

Radio communication device and method of controlling transmission rate

EP01106695

1999/04/19

13PA01-011-08

EP1122965

GB

Granted

Radio communication device and method of controlling transmission rate

EP01106695

1999/04/19

13PA01-011-09

EP1122965

IT

Granted

Radio communication device and method of controlling transmission rate

EP01106695

1999/04/19

13PA01-011-10

EP1122965

NL

Granted

Radio communication device and method of controlling transmission rate

EP01106695

1999/04/19

13PA01-011-11

EP0986282

FR

Granted

Radio communication device and method of controlling transmission rate

EP99913715

1999/04/19

13PA01-011-12

EP0986282

FI

Granted

Radio communication device and method of controlling transmission rate

EP99913715

1999/04/19

13PA01-011-13

EP0986282

GB

Granted

Radio communication device and method of controlling transmission rate

EP99913715

1999/04/19

13PA01-011-14

EP0986282

IT

Granted

Radio communication device and method of controlling transmission rate

EP99913715

1999/04/19

13PA01-011-15

EP0986282

NL

Granted

Radio communication device and method of controlling transmission rate

EP99913715

1999/04/19

13PA01-011-16

ES2214356

ES

Granted

Radio communication device and method of controlling transmission rate

ES01106695

1999/04/19

13PA01-011-17

ES2184430

ES

Granted

Radio communication device and method of controlling transmission rate

ES99913715

1999/04/19

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-011-18

JP4738451

JP

Granted

Communication terminal apparatus and communication method therefor

JP2008194038

2008/07/28

13PA01-011-19

US6400929

US

Granted

Radio communication device and method of controlling transmission rate

US09/424843

1999/12/06

13PA01-011-20

US6381445

US

Granted

Radio communication device and method of controlling transmission rate

US09/648742

2000/08/28

13PA01-011-21

US6366763

US

Granted

Radio communication device and method of controlling transmission rate

US09/648756

2000/08/28

13PA01-011-22

US6370359

US

Granted

Radio communication device and method of controlling transmission rate

US09/648757

2000/08/28

13PA01-011-23

US6487394

US

Granted

Radio communication device and method of controlling transmission rate

US09/649003

2000/08/28

13PA01-011-24

US6597894

US

Granted

Radio communication device and method of controlling transmission rate

US09/649006

2000/08/28

13PA01-011-25

US6505035

US

Granted

Radio communication apparatus and transmission rate control method

US10/052261

2002/01/23

13PA01-011-26

US6973289

US

Granted

Radio communication device and method of controlling transmission rate

US10/057897

2002/01/29

13PA01-011-27

US6611676

US

Granted

Radio communication apparatus and transmission rate control method

US10/083553

2002/02/27

13PA01-011-28

US7636551

US

Granted

Radio communication device and method of controlling transmission rate

US11/228339

2005/09/19

13PA01-012-01

US6637001

US

Granted

Apparatus and method for image/voice transmission

US09/650743

2000/08/30

13PA01-013-02

CN1266868

CN

Granted

Communication terminal device and decoding method

CN01804109.4

2001/11/22

13PA01-013-03

JP3399923

JP

Granted

Decoding device and decoding method

JP2000362431

2000/11/29

13PA01-013-04

US6813323

US

Granted

Decoding method and communication terminal apparatus

US10/182270

2002/07/25

13PA01-014-01

JP3522700

JP

Granted

Channel detecting apparatus and method therefor

JP2001023713

2001/01/31

13PA01-014-02

JP3526271

JP

Granted

Decoding device and decoding method

JP2001031850

2001/02/08

13PA01-014-03

JP3492637

JP

Granted

Decoding device and decoding method

JP2001046559

2001/02/22

13PA01-014-04

KR100727732

KR

Granted

Decoding device and decoding method

KR20057021280

2005/11/09

13PA01-014-05

US6734810

US

Granted

Apparatus and method for decoding

US10/221267

2002/09/10

13PA01-014-06

US6940428

US

Granted

Apparatus and method for decoding

US10/793737

2004/03/08

13PA01-014-07

US6922159

US

Granted

Apparatus and method for decoding

US10/793766

2004/03/08

13PA01-015-01

CN1114324

CN

Granted

Base station, mobile unit communication apparatus and method of communication between them

CN97119237.5

1997/09/30

13PA01-015-02

DE69708823

DE

Granted

Spread-spectrum method and system for communication between a base station and a plurality of mobile units

DE69708823

1997/10/01

13PA01-015-03

EP0836288

FI

Granted

Spread-spectrum method and system for communication between a base station and a plurality of mobile units

EP97307725

1997/10/01

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-015-04

EP0836288

FR

Granted

Spread-spectrum method and system for communication between a base station and a plurality of mobile units

EP97307725

1997/10/01

13PA01-015-05

EP0836288

GB

Granted

Spread-spectrum method and system for communication between a base station and a plurality of mobile units

EP97307725

1997/10/01

13PA01-015-06

EP0836288

SE

Granted

Spread-spectrum method and system for communication between a base station and a plurality of mobile units

EP97307725

1997/10/01

13PA01-015-08

US6069884

US

Granted

Method of communication between a base station and a plurality of mobile unit communication apparatus, a base station, and mobile unit communication apparatus

US08/937005

1997/09/24

13PA01-016-01

AU710430

AU

Granted

Base station equipment for mobile communication

AU4320797

1997/09/25

13PA01-016-02

CA2238358

CA

Granted

Base station apparatus for mobile communication

CA2238358

1997/09/25

13PA01-016-03

CN1175592

CN

Granted

Base station equipment for mobile communication

CN97191312.9

1997/09/25

13PA01-016-04

DE69721224

DE

Granted

Soft handover method in a sectored base station and base station therefor

DE69721224

1997/09/25

13PA01-016-05

EP0869629

FR

Granted

Soft handover method in a sectored base station and base station therefor

EP97941232

1997/09/25

13PA01-016-06

EP0869629

GB

Granted

Soft handover method in a sectored base station and base station therefor

EP97941232

1997/09/25

13PA01-016-07

EP0869629

IT

Granted

Soft handover method in a sectored base station and base station therefor

EP97941232

1997/09/25

13PA01-016-08

EP0869629

NL

Granted

Soft handover method in a sectored base station and base station therefor

EP97941232

1997/09/25

13PA01-016-09

JP4098833

JP

Granted

Mobile communication base station device

JP51549798

1997/09/25

13PA01-016-10

US6119004

US

Granted

Base station equipment for mobile communication

US09/068541

1998/05/13

13PA01-017-01

CN1100464

CN

Granted

Differential detector with error correcting function

CN98105319.X

1998/02/20

13PA01-017-02

DE69818323

DE

Granted

Differential detector with error correcting function

DE69818323

1998/02/11

13PA01-017-03

EP0860964

FR

Granted

Differential detector with error correcting function

EP98301000

1998/02/11

13PA01-017-04

EP0860964

GB

Granted

Differential detector with error correcting function

EP98301000

1998/02/11

13PA01-017-06

US6069924

US

Granted

Differential detector with error correcting function

US09/027510

1998/02/20

13PA01-018-01

CN1262083

CN

Granted

CDMA radio communication system and its method

CN99110630.X

1999/07/23

13PA01-018-02

DE69936019

DE

Granted

CDMA radio communication system and method

DE69936019

1999/07/21

13PA01-018-05

EP0975118

FR

Granted

CDMA radio communication system and method

EP99114151

1999/07/21

13PA01-018-06

EP0975118

GB

Granted

CDMA radio communication system and method

EP99114151

1999/07/21

13PA01-018-09

JP3411854

JP

Granted

CDMA radio communication system and method

JP19480599

1999/07/08

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-018-10

JP3411850

JP

Granted

CDMA radio communication system

JP9142999

1999/03/31

13PA01-018-11

US6636723

US

Granted

CDMA radio communication system using chip interleaving

US09/359020

1999/07/22

13PA01-019-01

CN1170388

CN

Granted

Commutation method in CDMA

CN02105576.9

1998/04/15

13PA01-019-02

CN1086524

CN

Granted

Switching over method for CDMA system and base station of mobile station

CN98106939.8

1998/04/15

13PA01-019-03

DE69817904

DE

Granted

Handover method in a spread spectrum communication system

DE69817904

1998/04/14

13PA01-019-04

DE69824054

DE

Granted

Spread spectrum communication system

DE69824054

1998/04/14

13PA01-019-05

EP1304899

FR

Granted

Spread spectrum communication system

EP02026952

1998/04/14

13PA01-019-06

EP1304899

GB

Granted

Spread spectrum communication system

EP02026952

1998/04/14

13PA01-019-07

EP1304899

NL

Granted

Spread spectrum communication system

EP02026952

1998/04/14

13PA01-019-08

EP1304899

SE

Granted

Spread spectrum communication system

EP02026952

1998/04/14

13PA01-019-09

EP0873034

FR

Granted

Handover method in a spread spectrum communication system

EP98106758

1998/04/14

13PA01-019-10

EP0873034

GB

Granted

Handover method in a spread spectrum communication system

EP98106758

1998/04/14

13PA01-019-11

EP0873034

NL

Granted

Handover method in a spread spectrum communication system

EP98106758

1998/04/14

13PA01-019-12

EP0873034

SE

Granted

Handover method in a spread spectrum communication system

EP98106758

1998/04/14

13PA01-019-13

KR100371837

KR

Granted

Hand-over method, mobile station apparatus and base station apparatus

KR20020030497

2002/05/31

13PA01-019-14

US6628630

US

Granted

Spread spectrum communication method

US09/058881

1998/04/13

13PA01-020-02

US6404778

US

Granted

Radio communication apparatus

US09/159602

1998/09/24

13PA01-021-01

CN1134128

CN

Granted

CDMA/TDD mobile communication system and method

CN99103968.8

1999/03/09

13PA01-021-02

DE69927200

DE

Granted

CDMA/TDD mobile communication system and method

DE69927200

1999/03/04

13PA01-021-03

DE69942350

DE

Granted

CDMA/TDD mobile station and method

DE69942350

1999/03/04

13PA01-021-04

EP1578163

FR

Granted

CDMA/TDD mobile station and method

EP05013391

1999/03/04

13PA01-021-05

EP1578163

GB

Granted

CDMA/TDD mobile station and method

EP05013391

1999/03/04

13PA01-021-06

EP1578163

IT

Granted

CDMA/TDD mobile station and method

EP05013391

1999/03/04

13PA01-021-07

EP0948221

FR

Granted

CDMA/TDD mobile communication system and method

EP99102882

1999/03/04

13PA01-021-08

EP0948221

GB

Granted

CDMA/TDD mobile communication system and method

EP99102882

1999/03/04

13PA01-021-09

EP0948221

IT

Granted

CDMA/TDD mobile communication system and method

EP99102882

1999/03/04

13PA01-021-10

ES2343414

ES

Granted

CDMA/TDD mobile station and method

ES05013391

1999/03/04

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-021-11

ES2248932

ES

Granted

CDMA/TDD mobile communication system and method

ES99102882

1999/03/04

13PA01-021-12

JP3881770

JP

Granted

System and method for time division duplex CDMA mobile communication

JP7831798

1998/03/10

13PA01-021-13

US6611509

US

Granted

CDMA/TDD mobile communication system and method

US09/264826

1999/03/09

13PA01-021-14

US6807162

US

Granted

CDMA/TDD mobile communication system and method

US10/166268

2002/06/11

13PA01-021-15

US6973065

US

Granted

CDMA/TDD mobile communication system and method

US10/419733

2003/04/22

13PA01-021-16

US7778224

US

Granted

CDMA/TDD mobile communication system and method

US10/885684

2004/07/08

13PA01-022-01

CN100413233

CN

Granted

Communication terminal device and base station device

CN00131890.X

2000/07/05

13PA01-022-02

DE60026907

DE

Granted

Communication terminal apparatus and base station apparatus

DE60026907

2000/07/04

13PA01-022-03

DE60043953

DE

Granted

CDMA transmitter and receiver using midambles

DE60043953

2000/07/04

13PA01-022-04

EP1067723

FR

Granted

Communication terminal apparatus and base station apparatus

EP00114318

2000/07/04

13PA01-022-05

EP1067723

GB

Granted

Communication terminal apparatus and base station apparatus

EP00114318

2000/07/04

13PA01-022-07

EP1667337

FR

Granted

CDMA transmitter and receiver using midambles

EP06001107

2000/07/04

13PA01-022-08

EP1667337

GB

Granted

CDMA transmitter and receiver using midambles

EP06001107

2000/07/04

13PA01-022-09

EP1667337

SE

Granted

CDMA transmitter and receiver using midambles

EP06001107

2000/07/04

13PA01-022-12

JP3748351

JP

Granted

Communication equipment and communication method

JP33139199

1999/11/22

13PA01-022-14

US6765894

US

Granted

Communication terminal apparatus and base station apparatus

US09/606906

2000/06/30

13PA01-022-15

US7656844

US

Granted

Radio transmission apparatus and radio reception apparatus in a CDMA communication system

US10/868029

2004/06/16

13PA01-022-16

US8437316

US

Granted

Radio transmission apparatus and radio reception apparatus in a CDMA communication system

US12/641177

2009/12/17

13PA01-022-17

CN101340257

CN

Granted

Communication terminal device and base station device

CN200810133840.X

2000/07/05

13PA01-023-01

CN1233119

CN

Granted

Wireless communication device and wireless communication method

CN00119928.5

2000/07/03

13PA01-023-03

JP3678944

JP

Granted

Transmitter-receiver

JP18952099

1999/07/02

13PA01-023-04

KR20010015127

KR

Granted

Transmitter-receiver

KR20000037494

2000/07/01

13PA01-023-05

US6839335

US

Granted

Radio communication apparatus and radio communication method

US09/605862

2000/06/29

13PA01-024-01

CA2316782

CA

Granted

Apparatus and method for transmission/reception

CA2316782

1999/11/08

13PA01-024-02

CN1248438

CN

Granted

Transmitting / receiving device and transmitting / receiving method

CN99801989.5

1999/11/08

13PA01-024-03

EP1043858

DE

Granted

Transmitting/receiving device and transmitting/receiving method

EP99954417

1999/11/08

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-024-04

EP1043858

FR

Granted

Transmitting/receiving device and transmitting/receiving method

EP99954417

1999/11/08

13PA01-024-05

EP1043858

GB

Granted

Transmitting/receiving device and transmitting/receiving method

EP99954417

1999/11/08

13PA01-024-06

IL137058

IL

Granted

Apparatus and method for transmission/reception

IL13705899

1999/11/08

13PA01-024-08

NO332385

NO

Granted

Apparatus and method for transmission/reception

NO20003476

2000/07/05

13PA01-024-09

US7072416

US

Granted

Transmitting/receiving device and transmitting/receiving method

US09/582558

2000/06/29

13PA01-024-10

US7760815

US

Granted

Apparatus and method for transmission/reception

US11/431606

2006/05/11

13PA01-024-11

KR388400

KR

Granted

Apparatus and method for transmission/reception

KR2000-7007459

1999/11/08

13PA01-024-12

KR611866

KR

Granted

Apparatus and method for transmission/reception

KR2003-7000348

2003/01/10

13PA01-025-01

CN1281009

CN

Granted

Apparatus and method for orthogonal frequency division multiplexing communication

CN00126839.2

2000/09/06

13PA01-025-02

DE60041618

DE

Granted

Multicarrier receiver with selectable demodulators

DE60041618

2000/09/06

13PA01-025-03

EP1083718

FR

Granted

Multicarrier receiver with selectable demodulators

EP00119285

2000/09/06

13PA01-025-04

EP1083718

GB

Granted

Multicarrier receiver with selectable demodulators

EP00119285

2000/09/06

13PA01-025-05

EP1083718

SE

Granted

Multicarrier receiver with selectable demodulators

EP00119285

2000/09/06

13PA01-025-07

JP3796076

JP

Granted

OFDM communication equipment

JP25363399

1999/09/07

13PA01-025-09

US6868056

US

Granted

Apparatus and method for OFDM communication

US09/635096

2000/08/09

13PA01-026-01

CN1153392

CN

Granted

Interference signal removing device and interference signal removing method

CN01800054.1

2001/01/15

13PA01-026-02

DE60114511

DE

Granted

Interference signal removing device and interference signal removing method

DE60114511

2001/01/15

13PA01-026-03

EP1164735

FR

Granted

Interference signal removing device and interference signal removing method

EP01900770

2001/01/15

13PA01-026-04

EP1164735

GB

Granted

Interference signal removing device and interference signal removing method

EP01900770

2001/01/15

13PA01-026-05

JP3515033

JP

Granted

Interference signal elimination device and interference signal elimination method

JP2000010877

2000/01/19

13PA01-026-06

US6944208

US

Granted

Interference signal canceling apparatus and interference signal canceling method

US09/936727

2001/09/17

13PA01-027-01

CN1174643

CN

Granted

Combined signalling and signal interference ratio internal ring power control

CN01102993.5

2001/02/13

13PA01-027-03

DE60045506

DE

Granted

Inner-loop power control

DE60045506

2000/11/21

13PA01-027-04

EP1139580

FR

Granted

Inner-loop power control

EP00310315

2000/11/21

13PA01-027-05

EP1139580

GB

Granted

Inner-loop power control

EP00310315

2000/11/21

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-027-06

EP1139580

IT

Granted

Inner-loop power control

EP00310315

2000/11/21

13PA01-027-07

ES2358388

ES

Granted

Inner-loop power control

ES00310315

2000/11/21

13PA01-027-08

US6781973

US

Granted

Combined signaling and sir inner-loop power control

US09/538888

2000/03/30

13PA01-028-01

CN1181625

CN

Granted

Communication terminal device and transmit power control method

CN00802695.5

2000/11/27

13PA01-028-03

DE60049332.6

DE

Granted

Communication terminal, base station system, and method of controlling transmission power

EP00977949

2000/11/27

13PA01-028-04

EP1146668

FR

Granted

Communication terminal, base station system, and method of controlling transmission power

EP00977949

2000/11/27

13PA01-028-05

EP1146668

GB

Granted

Communication terminal, base station system, and method of controlling transmission power

EP00977949

2000/11/27

13PA01-028-06

JP3583343

JP

Granted

Communication terminal, base station unit and transmission power control method

JP2000076032

2000/03/17

13PA01-028-07

US7145886

US

Granted

Communication terminal, base station system, and method of controlling transmission power

US09/889919

2001/07/25

13PA01-029-02

CN1148895

CN

Granted

Base station unit and method for radio communication

CN01801884.X

2001/07/02

13PA01-029-03

CN1276596

CN

Granted

Base station apparatus and radio communication method

CN200410007371.9

2001/07/02

13PA01-029-04

DE60117263

DE

Granted

Base station unit and method for radio communication

DE60117263

2001/07/02

13PA01-029-05

DE60121055

DE

Granted

Base station apparatus and radio communication method for high-speed data communication

DE60121055

2001/07/02

13PA01-029-06

EP1209824

FR

Granted

Base station unit and method for radio communication

EP01945745

2001/07/02

13PA01-029-07

EP1209824

GB

Granted

Base station unit and method for radio communication

EP01945745

2001/07/02

13PA01-029-08

EP1437841

FR

Granted

Base station apparatus and radio communication method for high-speed data communication

EP04003162

2001/07/02

13PA01-029-09

EP1437841

GB

Granted

Base station apparatus and radio communication method for high-speed data communication

EP04003162

2001/07/02

13PA01-029-10

JP4409793

JP

Granted

Base station equipment and method for radio communication

JP2001200184

2001/06/29

13PA01-029-11

JP4359218

JP

Granted

Base station system and radio communication method

JP2004293911

2004/10/06

13PA01-029-12

US6847828

US

Granted

Base station apparatus and radio communication method

US10/069484

2002/02/27

13PA01-029-13

US7386321

US

Granted

Base station apparatus and radio communication method

US10/793738

2004/03/08

13PA01-030-01

CN1174588

CN

Granted

Grouping receiver and transmission method thereof

CN02119390.8

2002/05/15

13PA01-030-02

DE60208466

DE

Granted

Method and device for error correction in the static header information of a received packet

DE60208466

2002/05/15

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-030-03

EP1261184

FR

Granted

Method and device for error correction in the static header information of a received packet

EP02010884

2002/05/15

13PA01-030-04

EP1261184

GB

Granted

Method and device for error correction in the static header information of a received packet

EP02010884

2002/05/15

13PA01-030-05

JP3512177

JP

Granted

Packet receiver and packet transmission method

JP2001146281

2001/05/16

13PA01-030-06

US7266118

US

Granted

Packet receiving apparatus and packet transmission method

US10/143989

2002/05/14

13PA01-031-04

CN1288939

CN

Granted

Radio communication system, base station device and communication terminal accommodated in the system

CN01804070.5

2001/11/27

13PA01-031-06

DE60106196

DE

Granted

Radio communication system, base station device and communication terminal accommodated in the system

DE60106196

2001/11/27

13PA01-031-07

DE60114671

DE

Granted

Radio communication system, base station and communication terminal

DE60114671

2001/11/27

13PA01-031-08

EP1246492

SE

Granted

Radio communication system, base station device and communication terminal accommodated in the system

EP01999126

2001/11/27

13PA01-031-09

EP1246492

NL

Granted

Radio communication system, base station device and communication terminal accommodated in the system

EP01999126

2001/11/27

13PA01-031-10

EP1246492

IT

Granted

Radio communication system, base station device and communication terminal accommodated in the system

EP01999126

2001/11/27

13PA01-031-11

EP1246492

GB

Granted

Radio communication system, base station device and communication terminal accommodated in the system

EP01999126

2001/11/27

13PA01-031-12

EP1246492

FR

Granted

Radio communication system, base station device and communication terminal accommodated in the system

EP01999126

2001/11/27

13PA01-031-13

EP1246492

FI

Granted

Radio communication system, base station device and communication terminal accommodated in the system

EP01999126

2001/11/27

13PA01-031-14

EP1387597

FR

Granted

Radio communication system, base station and communication terminal

EP03025316

2001/11/27

13PA01-031-15

EP1387597

GB

Granted

Radio communication system, base station and communication terminal

EP03025316

2001/11/27

13PA01-031-16

ES2230395

ES

Granted

Radio communication system, base station device and communication terminal accommodated in the system

ES01999126

2001/11/27

13PA01-031-17

JP3691383

JP

Granted

Radio communication system, base station device and communication terminal accommodated in the system

JP2000363649

2000/11/29

13PA01-031-18

US7133379

US

Granted

Wireless communication system, and base station apparatus and communication terminal apparatus accommodated in the system

US10/181349

2002/07/17

13PA01-032-11

JP3679000

JP

Granted

Radio base station equipment and radio communication method

JP2000389473

2000/12/21

13PA01-032-13

US7392019

US

Granted

Wireless base station apparatus and wireless communication method

US11/053837

2005/02/10

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-033-01

CN1224207

CN

Granted

Method and apparatus for automatic request repeat of sending and receiving

CN02142556.6

2002/08/22

13PA01-033-02

DE60104113

DE

Granted

Multichannel ARQ method and apparatus

DE60104113

2001/08/22

13PA01-033-03

EP1286491

FR

Granted

Multichannel ARQ method and apparatus

EP01120182

2001/08/22

13PA01-033-04

EP1286491

GB

Granted

Multichannel ARQ method and apparatus

EP01120182

2001/08/22

13PA01-033-05

JP3650383

JP

Granted

Transmitter, receiver and ARQ transmitting and receiving method

JP2002241027

2002/08/21

13PA01-033-06

KR100494251

KR

Granted

ARQ transmission and reception methods and apparatus

KR20020049754

2002/08/22

13PA01-033-07

US7339949

US

Granted

ARQ transmission and reception methods and apparatus

US10/222989

2002/08/19

13PA01-034-01

CN1319307

CN

Granted

Transmission/reception apparatus and transmission/reception method

CN02820398.4

2002/08/07

13PA01-034-02

DE60239543

DE

Granted

Transmission / reception apparatus and transmission / reception method

DE60239543

2002/08/07

13PA01-034-03

EP1422861

FR

Granted

Transmission / reception apparatus and transmission / reception method

EP02755868

2002/08/07

13PA01-034-04

EP1422861

GB

Granted

Transmission / reception apparatus and transmission / reception method

EP02755868

2002/08/07

13PA01-034-05

JP3880437

JP

Granted

Transmission/reception apparatus and transmission/ reception method

JP2002113607

2002/04/16

13PA01-034-06

US7702025

US

Granted

Transmission/reception apparatus and transmission/reception method

US10/487574

2004/02/25

13PA01-035-01

CN1224293

CN

Granted

Dispatching device, base station device and wireless communication method

CN02804809.1

2002/11/11

13PA01-035-02

EP1365617

FR

Granted

Schedule creation apparatus, base station apparatus, and radio communication method

EP02780065

2002/11/11

13PA01-035-03

EP1365617

DE

Granted

Schedule creation apparatus, base station apparatus, and radio communication method

EP02780065

2002/11/11

13PA01-035-04

EP1365617

GB

Granted

Schedule creation apparatus, base station apparatus, and radio communication method

EP02780065

2002/11/11

13PA01-035-05

JP3576525

JP

Granted

Schedule maker, base station device, and radio communication method

JP2001345444

2001/11/09

13PA01-035-06

US7460502

US

Granted

Scheduling creation apparatus, base station apparatus, and radio communication method

US10/250487

2003/07/03

13PA01-036-01

CN100514895

CN

Granted

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

CN03800915.3

2003/03/19

13PA01-036-02

EP1492258

EP

EP-Pending

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

EP03710414

2003/03/19

13PA01-036-03

EP1492258

DE

EP-Designated

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

EP03710414

2003/03/19

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-036-04

EP1492258

FR

EP-Designated

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

EP03710414

2003/03/19

13PA01-036-05

EP1492258

GB

EP-Designated

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

EP03710414

2003/03/19

13PA01-036-06

EP1492258

FI

EP-Designated

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

EP03710414

2003/03/19

13PA01-036-07

EP1492258

SE

EP-Designated

Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device

EP03710414

2003/03/19

13PA01-036-08

JP4287751

JP

Granted

The data retransmission method in multiple carrier transmitting and the communication device which has the data retransmission control equipment

JP2003581390

2003/03/19

13PA01-036-09

US7269774

US

Granted

Data receiving apparatus, data transmitting apparatus and retransmission request method

US10/484951

2004/01/28

13PA01-037-01

CN1266982

CN

Granted

Radio communication apparatus and transfer rate decision method

CN03800365.1

2003/02/06

13PA01-037-02

DE60314588

DE

Granted

Radio communication apparatus and transfer rate decision method

DE60314588

2003/02/06

13PA01-037-03

EP1424869

FR

Granted

Radio communication apparatus and transfer rate decision method

EP03705051

2003/02/06

13PA01-037-04

EP1424869

GB

Granted

Radio communication apparatus and transfer rate decision method

EP03705051

2003/02/06

13PA01-037-05

JP3686614

JP

Granted

Wireless communication apparatus and transmission rate decision method

JP2002030942

2002/02/07

13PA01-037-07

US7385934

US

Granted

Radio communication apparatus and transfer rate decision method

US10/476845

2003/11/06

13PA01-038-01

CN100514973

CN

Granted

Rate matching device and rate matching method

CN03800419.4

2003/01/30

13PA01-038-03

JP3629241

JP

Granted

Device and method for rate matching

JP2002021499

2002/01/30

13PA01-038-04

US7114121

US

Granted

Rate matching device and rate matching method

US10/478139

2003/11/20

13PA01-039-01

CN100502273

CN

Granted

Test device, mobile terminal device and test method

CN200310102691.8

2003/10/29

13PA01-039-02

CN1964243

CN

Granted

Test apparatus, mobile terminal apparatus and wireless transmission property test method

CN200610073263.0

2003/10/29

13PA01-039-04

EP1441554

CH

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

13PA01-039-05

EP1441554

DE

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

13PA01-039-06

EP1441554

FR

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

13PA01-039-07

EP1441554

GB

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-039-08

EP1441554

IE

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

13PA01-039-09

EP1441554

LI

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

13PA01-039-10

EP1441554

LU

Granted

Test apparatus, mobile terminal apparatus and test method

EP04000733

2004/01/15

13PA01-039-14

US7162206

US

Granted

Test apparatus, mobile terminal apparatus, test method

US10/612289

2003/07/03

13PA01-040-01

DE60332146

DE

Granted

Transmitter apparatus and transmitting method

DE60332146

2003/11/13

13PA01-040-02

EP1564920

FR

Granted

Transmitter apparatus and transmitting method

EP03774003

2003/11/13

13PA01-040-03

EP1564920

GB

Granted

Transmitter apparatus and transmitting method

EP03774003

2003/11/13

13PA01-040-04

JP3796211

JP

Granted

Transmitter and transmitting method

JP2002333448

2002/11/18

13PA01-040-05

JP4163937

JP

Granted

OFDM-CDMA transmitter and OFDM-CDMA transmission method

JP2002355079

2002/12/06

13PA01-040-06

US7746762

US

Granted

Transmitting apparatus and transmitting method

US10/534987

2005/05/16

13PA01-041-01

CN1692592

CN

Granted

CDMA transmitting apparatus and CDMA receiving apparatus

CN200380100629.3

2003/11/14

13PA01-041-02

DE60325751

DE

Granted

CDMA MIMO system

DE60325751

2003/11/14

13PA01-041-03

EP1551124

FR

Granted

CDMA MIMO system

EP03772765

2003/11/14

13PA01-041-04

EP1551124

GB

Granted

CDMA MIMO system

EP03772765

2003/11/14

13PA01-041-05

JP3583414

JP

Granted

Code division multiple access transmitter and code division multiple access receiver

JP2002330453

2002/11/14

13PA01-041-06

US7693140

US

Granted

CDMA transmitting apparatus and CDMA receiving apparatus

US10/527199

2005/03/10

13PA01-042-01

CN1714519

CN

Granted

Radio reception device and radio reception method

CN200380103837.9

2003/11/26

13PA01-042-02

EP1569362

DE

Granted

Radio reception device and radio reception method

EP03775882

2003/11/26

13PA01-042-03

EP1569362

FR

Granted

Radio reception device and radio reception method

EP03775882

2003/11/26

13PA01-042-04

EP1569362

GB

Granted

Radio reception device and radio reception method

EP03775882

2003/11/26

13PA01-042-05

JP3629261

JP

Granted

Apparatus and method for radio reception

JP2002341741

2002/11/26

13PA01-042-06

US7299027

US

Granted

MIMO receiver and MIMO reception method for selection of MIMO separation and channel variation compensation

US10/536010

2005/05/23

13PA01-043-01

CN101019360

CN

Granted

Automatic retransmission request control system and method in MIMO-OFDM system

CN200480043975.7

2004/09/13

13PA01-043-03

EP1788742

DE

Granted

Automatic retransmission request control system and retransmission method in MIMO-OFDM system

EP04772990

2004/09/13

 

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-043-04

EP1788742

FR

Granted

Automatic retransmission request control system and retransmission method in MIMO-OFDM system

EP04772990

2004/09/13

13PA01-043-05

EP1788742

GB

Granted

Automatic retransmission request control system and retransmission method in MIMO-OFDM system

EP04772990

2004/09/13

13PA01-043-08

JP4384668

JP

Granted

The automatic request for repetition control system and the retransmission method in the MIMO-OFDM system

JP2006534962

2004/09/13

13PA01-043-09

US8775890

US

Granted

Automatic retransmission request control system and retransmission method in memo-OFDM system

US11/575015

2007/03/30

13PA01-043-09c1

US9425924

US

Granted

Automatic retransmission request control system and retransmission method in memo-OFDM system

US14/321185

2014/07/01

13PA01-043-09c2

US9397794

US

Granted

Automatic retransmission request control system and retransmission method in memo-OFDM system

US14/321117

2014/07/01

13PA01-043-12

US9015546

US

Granted

Automatic retransmission request control system and retransmission method in MIMO-OFDM system

US13/554748

2012/07/20

13PA01-043-12c1

US14/691345

US

Pending

Automatic retransmission request control system and retransmission method in MIMO-OFDM system

US14/691345

2015/04/20

13PA01-044-01

CN100578989

CN

Granted

CDMA transmitting apparatus, base station device using the same and CDMA transmitting method

CN200480000627.1

2004/04/28

13PA01-044-02

EP1630993

EP

EP-Pending

CDMA transmitting apparatus and CDMA transmitting method

EP04730067

2004/04/28

13PA01-044-03

EP1630993

DE

EP-Designated

CDMA transmitting apparatus and CDMA transmitting method

EP04730067

2004/04/28

13PA01-044-04

EP1630993

FR

EP-Designated

CDMA transmitting apparatus and CDMA transmitting method

EP04730067

2004/04/28

13PA01-044-05

EP1630993

GB

EP-Designated

CDMA transmitting apparatus and CDMA transmitting method

EP04730067

2004/04/28

13PA01-044-06

EP1630993

SE

EP-Designated

CDMA transmitting apparatus and CDMA transmitting method

EP04730067

2004/04/28

13PA01-044-07

EP1630993

FI

EP-Designated

CDMA transmitting apparatus and CDMA transmitting method

EP04730067

2004/04/28

13PA01-044-08

JP3799030

JP

Granted

Device and method for CDMA transmission

JP2003132133

2003/05/09

13PA01-044-09

US7251469

US

Granted

CDMA transmitting apparatus and CDMA transmitting method

US10/522980

2005/02/02

13PA01-044-10

US7764711

US

Granted

CDMA transmission apparatus and CDMA transmission method

US11/767124

2007/06/22

13PA01-045-02

CN100591000

CN

Granted

Classifying-synthesizing transmission method of multi-user feedback information at base station

CN200580029870.0

2005/09/05

13PA01-045-05

JP4675904

JP

Granted

Taxonomic synthetic transmission method of feedback information multi user in base station

JP2006535743

2005/09/05

13PA01-045-07

US8086270

US

Granted

Classifying-synthesizing transmission method of multi-user feedback information at base station

US11/574636

2005/09/05

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-046-01

EP1811700

EP

EP-Pending

Communication apparatus, communication system, and communication method

EP05807089

2005/11/18

13PA01-046-02

EP1811700

DE

EP-Designated

Communication apparatus, communication system, and communication method

EP05807089

2005/11/18

13PA01-046-03

EP1811700

FR

EP-Designated

Communication apparatus, communication system, and communication method

EP05807089

2005/11/18

13PA01-046-04

EP1811700

GB

EP-Designated

Communication apparatus, communication system, and communication method

EP05807089

2005/11/18

13PA01-046-05

JP4838144

JP

Granted

Communication device, communication system and communication method

JP2006545166

2005/11/18

13PA01-046-06

US7848439

US

Granted

Communication apparatus, communication system, and communication method

US11/719611

2005/11/18

13PA01-047-01

BRPI0515242

BR

Pending

Efficient rise over thermal (rot) control during soft handover

BRPI0515242-9

2005/08/31

13PA01-047-02

CN101053272

CN

Granted

Efficient rise over thermal (rot) control during soft handover

CN200580037780.6

2005/08/31

13PA01-047-03

DE602004008068

DE

Granted

Efficient rise over thermal (rot) control during soft handover

DE602004008068

2004/08/31

13PA01-047-04

DE602004021447

DE

Granted

Efficient rise over thermal (rot) control during soft handover

DE602004021447

2004/08/31

13PA01-047-05

EP1631104

FR

Granted

Efficient rise over thermal (rot) control during soft handover

EP04020647

2004/08/31

13PA01-047-06

EP1631104

SE

Granted

Efficient rise over thermal (rot) control during soft handover

EP04020647

2004/08/31

13PA01-047-07

EP1631104

GB

Granted

Efficient rise over thermal (rot) control during soft handover

EP04020647

2004/08/31

13PA01-047-08

EP1631104

FI

Granted

Efficient rise over thermal (rot) control during soft handover

EP04020647

2004/08/31

13PA01-047-09

EP1631104

IT

Granted

Efficient rise over thermal (rot) control during soft handover

EP04020647

2004/08/31

13PA01-047-10

EP1838125

FR

Granted

Efficient rise over thermal (rot) control during soft handover

EP07011278

2004/08/31

13PA01-047-11

EP1838125

SE

Granted

Efficient rise over thermal (rot) control during soft handover

EP07011278

2004/08/31

13PA01-047-12

EP1838125

GB

Granted

Efficient rise over thermal (rot) control during soft handover

EP07011278

2004/08/31

13PA01-047-13

EP1838125

FI

Granted

Efficient rise over thermal (rot) control during soft handover

EP07011278

2004/08/31

13PA01-047-14

EP1838125

IT

Granted

Efficient rise over thermal (rot) control during soft handover

EP07011278

2004/08/31

13PA01-047-15

ES2291786

ES

Granted

Method for communicating information relating to scheduling of uplink data transmissions, mobile communication system, base station, wireless network controller, and mobile terminal

ES04020647

2004/08/31

13PA01-047-16

ES2327008

ES

Granted

Efficient rise over thermal (rot) control during soft handover

ES07011278

2004/08/31

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-047-18

JP4041531

JP

Granted

The method of communicating the information which it is related to the scheduling of uplink data transmission, the portable communication system, base station, the radio network controller, and the portable terminal

JP2007512130

2005/08/31

13PA01-047-20

IN260832

IN

Granted

Efficient rise over thermal (rot) control during soft handover

IN601/KOLNP/2007

2007/02/19

13PA01-047-21

US8175604

US

Granted

Efficient rise over thermal (rot) control during soft handover

US10/588073

2005/08/31

13PA01-048-01

CN101103575

CN

Granted

Multi-antenna communication method and multi-antenna communication device

CN200680002338.4

2006/01/10

13PA01-048-02

JP4769201

JP

Granted

Multiple antenna communication method and multiple antenna communication device

JP2006552910

2006/01/10

13PA01-048-03

US7860184

US

Granted

Multi-antenna communication method and multi-antenna communication apparatus

US11/813650

2006/01/10

13PA01-049-01

CN101283535

CN

Granted

Method for generating and detecting multiple pilot frequencies in multi-antenna communication system

CN200680037602.8

2006/11/22

13PA01-049-03

JP4981682

JP

Granted

Multiple pilot formation method and the method of detection in the multiple antenna communication system

JP2007546481

2006/11/22

13PA01-049-04

US8073070

US

Granted

Multi-pilot generation method and detection method in multi-antenna communication system

US12/092944

2006/11/22

13PA01-050-03

JP4914352

JP

Granted

Communication terminal unit and base station device

JP2007521121

2006/03/03

13PA01-050-04

US8249132

US

Granted

Communication terminal and receiving method

US11/909425

2006/03/03

13PA01-052-02

EP2061170

DE

Granted

OFDM transmitter and OFDM receiver

EP06783262

2006/09/11

13PA01-052-03

EP2061170

FR

Granted

OFDM transmitter and OFDM receiver

EP06783262

2006/09/11

13PA01-052-04

EP2061170

GB

Granted

OFDM transmitter and OFDM receiver

EP06783262

2006/09/11

13PA01-052-05

JP4654298

JP

Granted

OFDM transmitting device and OFDM receiving device

JP2008534161

2006/09/11

13PA01-052-06

US8218681

US

Granted

OFDM transmitter and OFDM receiver

US12/440894

2009/03/11

13PA01-052-06r

US14/328576

US

Reissuing

OFDM transmitter and OFDM receiver

US14/328576

2014/07/10

13PA01-052-06r2

US15/011066

US

Reissuing

OFDM transmitter and OFDM receiver

15/011066

2016/01/29

13PA01-053-03

JP5009982

JP

Granted

Multiple carrier transmitting device

JP2009516088

2007/05/25

13PA01-053-04

US8249178

US

Granted

Multicarrier transmitter and multicarrier receiver

US12/601804

2007/05/25

13PA01-057-02

US6175558

US

Granted

CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device

US09/000947

1997/12/30

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-057-03

US6301237

US

Granted

CDMA radio multiplex transmitting device and a CDMA radio multiplex  receiving device

US09/562921

2000/05/02

13PA01-057-04

US6529492

US

Granted

CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device

US09/562922

2000/05/02

13PA01-057-05

US6370131

US

Granted

CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device

US09/576250

2000/05/24

13PA01-057-06

US6584088

US

Granted

CDMA radio multiplex transmitting device and CDMA radio multiplex receiving device

US09/825998

2001/04/05

13PA01-057-07

US6549526

US

Granted

CDMA radio multiplex transmitting device and a CDMA multiplex receiving device

US09/826005

2001/04/05

13PA01-057-08

US7136367

US

Granted

CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device

US10/335916

2003/01/03

13PA01-057-09

USRE41444

US

Granted

CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device

US12/270499

2008/11/13

13PA01-058-01

CA2246168

CA

Granted

PN code generating apparatus and mobile radio communication system

CA2246168

1998/08/31

13PA01-058-03

CN100379299

CN

Granted

PN code producing method and device

CN02127365.0

1998/08/27

13PA01-058-04

CN1094019

CN

Granted

PN code generating device and mobile radio communication system

CN98118564.9

1998/08/27

13PA01-058-05

DE69838572

DE

Granted

PN code generator

DE69838572

1998/08/27

13PA01-058-07

DE69843458.7

DE

Granted

PN code generation apparatus and method thereof

EP07108762

1998/08/27

13PA01-058-08

EP1835617

FR

Granted

PN code generation apparatus and method thereof

EP07108762

1998/08/27

13PA01-058-09

EP1835617

GB

Granted

PN code generation apparatus and method thereof

EP07108762

1998/08/27

13PA01-058-10

EP1835617

FI

Granted

PN code generation apparatus and method thereof

EP07108762

1998/08/27

13PA01-058-11

EP1835617

SE

Granted

PN code generation apparatus and method thereof

EP07108762

1998/08/27

13PA01-058-12

EP0901236

FI

Granted

PN code generator

EP98116233

1998/08/27

13PA01-058-13

EP0901236

FR

Granted

PN code generator

EP98116233

1998/08/27

13PA01-058-14

EP0901236

GB

Granted

PN code generator

EP98116233

1998/08/27

13PA01-058-15

EP0901236

SE

Granted

PN code generator

EP98116233

1998/08/27

13PA01-058-16

JP3329705

JP

Granted

PN code generator and mobile radio communication system

JP25287297

1997/09/02

13PA01-058-17

US6295301

US

Granted

PN code generating apparatus and mobile radio communication system

US09/139325

1998/08/25

13PA01-058-18

US6697384

US

Granted

Method and apparatus for calculating a state of starting a PN code generating operation

US09/916284

2001/07/30

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-059-02

CA2266104

CA

Granted

CDMA mobile station and CDMA transmission method

CA2266104

1998/07/16

13PA01-059-04

CN100442686

CN

Granted

CDMA mobile station equipment and CDMA transmitting method

CN03108352.8

1998/07/16

13PA01-059-05

CN1109476

CN

Granted

CDMA mobile station apparatus and CDMA transmission method

CN98801017.8

1998/07/16

13PA01-059-06

DE69831726

DE

Granted

CDMA mobile station and CDMA transmission method

DE69831726

1998/07/16

13PA01-059-07

EP0936831

FR

Granted

CDMA mobile station and CDMA transmission method

EP98932553

1998/07/16

13PA01-059-08

EP0936831

GB

Granted

CDMA mobile station and CDMA transmission method

EP98932553

1998/07/16

13PA01-059-09

EP0936831

IT

Granted

CDMA mobile station and CDMA transmission method

EP98932553

1998/07/16

13PA01-059-10

EP0936831

NL

Granted

CDMA mobile station and CDMA transmission method

EP98932553

1998/07/16

13PA01-059-11

ES2251091

ES

Granted

CDMA mobile station apparatus and CDMA transmission method

ES98932553

1998/07/16

13PA01-059-12

JP3655057

JP

Granted

CDMA mobile transmitting device and transmitting method using the device

JP20964297

1997/07/19

13PA01-059-13

US6466563

US

Granted

CDMA mobile station and CDMA transmission method

US09/147831

1999/03/16

13PA01-060-01

CN1167219

CN

Granted

CDMA radio communication equipment

CN02102800.1

1998/07/17

13PA01-060-02

CN100353693

CN

Granted

CDMA radio communication apparatus

CN200410059002.4

1998/07/17

13PA01-060-03

CN1113497

CN

Granted

Radio communication terminal apparatus

CN98116336.X

1998/07/17

13PA01-060-04

DE69825370

DE

Granted

CDMA radio communication apparatus

DE69825370

1998/07/15

13PA01-060-05

DE69839197

DE

Granted

A synchronization method for a CDMA system

DE69839197

1998/07/15

13PA01-060-06

EP1447918

FR

Granted

A synchronization method for a CDMA system

EP04012123

1998/07/15

13PA01-060-07

EP1447918

GB

Granted

A synchronization method for a CDMA system

EP04012123

1998/07/15

13PA01-060-08

EP1447918

IT

Granted

A synchronization method for a CDMA system

EP04012123

1998/07/15

13PA01-060-10

EP1914904

DE

Granted

A CDMA radio communication system and a transmission apparatus for such a system

EP08100709 (DE69843248.7)

1998/07/15

13PA01-060-11

EP1914904

FR

Granted

A CDMA radio communication system and a transmission apparatus for such a system

EP08100709

1998/07/15

13PA01-060-12

EP1914904

GB

Granted

A CDMA radio communication system and a transmission apparatus for such a system

EP08100709

1998/07/15

13PA01-060-13

EP1914904

ES

Granted

A CDMA radio communication system and a transmission apparatus for such a system

EP08100709

1998/07/15

13PA01-060-14

EP1914904

IT

Granted

A CDMA radio communication system and a transmission apparatus for such a system

EP08100709

1998/07/15

13PA01-060-15

EP0892503

FR

Granted

CDMA radio communication apparatus

EP98113191

1998/07/15

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-060-16

EP0892503

GB

Granted

CDMA radio communication apparatus

EP98113191

1998/07/15

13PA01-060-17

EP0892503

IT

Granted

CDMA radio communication apparatus

EP98113191

1998/07/15

13PA01-060-18

ES2301896

ES

Granted

A synchronization method for a CDMA system

ES04012123

1998/07/15

13PA01-060-19

ES2226037

ES

Granted

A CDMA radio communication system and a transmission apparatus for such a system

ES98113191

1998/07/15

13PA01-060-20

US6370134

US

Granted

CDMA radio communication apparatus

US09/115502

1998/07/15

13PA01-060-21

US7035233

US

Granted

Radio communication terminal apparatus and radio communication base station apparatus

US10/014352

2001/12/14

13PA01-060-22

US7535864

US

Granted

Radio communication terminal apparatus and radio communication base station apparatus

US11/372152

2006/03/10

13PA01-063-02

CN100469169

CN

Granted

Communication terminal device and radio communication method

CN01802181.6

2001/08/02

13PA01-063-04

DE60134208

DE

Granted

Communication terminal, base station device, and radio communication method

DE60134208

2001/08/02

13PA01-063-05

EP1217861

FR

Granted

Communication terminal, base station device, and radio communication method

EP01955557

2001/08/02

13PA01-063-06

EP1217861

GB

Granted

Communication terminal, base station device, and radio communication method

EP01955557

2001/08/02

13PA01-063-07

EP1976141

EP

EP-Pending

Communication terminal apparatus, base station apparatus, and radio communication method

EP08004604

2001/08/02

13PA01-063-08

EP1976141

DE

EP-Designated

Communication terminal apparatus, base station apparatus, and radio communication method

EP08004604

2001/08/02

13PA01-063-09

EP1976141

FR

EP-Designated

Communication terminal apparatus, base station apparatus, and radio communication method

EP08004604

2001/08/02

13PA01-063-10

EP1976141

GB

EP-Designated

Communication terminal apparatus, base station apparatus, and radio communication method

EP08004604

2001/08/02

13PA01-063-11

JP3426200

JP

Granted

Communication terminal device, base station device and radio communication method

JP2000285405

2000/09/20

13PA01-063-13

JP2003224516

JP

Granted

Communication terminal apparatus, base station apparatus and radio communication method

JP2002367213

2002/12/18

13PA01-063-14

JP2009284537

JP

Granted

Transmission method, receiving method, and radio communication method

JP2009197375

2009/08/27

13PA01-063-15

JP4536821

JP

Granted

Transmission apparatus, receiving apparatus and wireless communication system

JP2009197376

2009/08/27

13PA01-063-16

US6760590

US

Granted

Communication terminal apparatus, base station apparatus, and radio communication method

US10/089605

2002/04/01

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13PA01-063-17

US6799053

US

Granted

Communication terminal apparatus

US10/321500

2002/12/18

13PA01-063-18

US7206587

US

Granted

Communication terminal apparatus, base station apparatus, and radio communication method

US10/321623

2002/12/18

13PA01-063-19

CN101489250

CN

Granted

Communication terminal device and radio communication method

CN200910008458A

2001/02/08

14NC01-001-01

CN1262139

CN

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

CN00819795.4

2000/08/10

14NC01-001-02

DE60023359

DE

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

EP00956419.6

2000/08/10

14NC01-001-03

EP1310129

FR

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

EP00956419.6

2000/08/10

14NC01-001-04

EP1310129

GB

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

EP00956419.6

2000/08/10

14NC01-001-05

KR693394

KR

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

KR7001821/2003

2000/08/10

14NC01-001-06

RU2262213

RU

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

RU2003103593

2000/08/10

14NC01-001-07

US7925762

US

Granted

SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

US10/343707

2000/08/10

14NC01-002-01

US7623529

US

Granted

NETWORK INITIATED DEREGISTRATION FROM IP MULTIMEDIA SERVICES

US10/398575

2001/10/09

14NC01-002-02

CN100473217

CN

Granted

Communication network system and network device thereof and method of providing communication

CN01817056.0

2001/10/09

14NC01-002-02d1

CN1984375

CN

Granted

Communication network system and network device thereof and method of providing communication

CN 200610156229

2001/10/09

14NC01-002-05

HK1107890

HK

Granted

Communication network system and network device thereof and method of providing communication

7113522.3

2007/12/12

14NC01-003-01

EP1346558

AT

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-02

BRPI0017382

BR

Granted

PREPAID SERVER

BRPI0017382.7

2000/12/22

14NC01-003-03

CA2428329

CA

Granted

PREPAID SERVER

CA2428329

2000/12/22

14NC01-003-04

EP1346558

CH

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

14NC01-003-05

CN1279741

CN

Granted

PREPAID SERVER

CN00820083.1

2000/12/22

14NC01-003-06

DE60035531

DE

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-07

ES2288490

ES

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-08

EP1346558

FR

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-09

EP1346558

GB

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-10

EP1346558

IT

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-11

EP1346558

NL

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-12

EP1346558

SE

Granted

PREPAID SERVER

EP00987457.9

2000/12/22

14NC01-003-13

TR200706776T4

TR

Granted

PREPAID SERVER

TR00987457.9

2000/12/22

14NC01-003-15

US7065339

US

Granted

PREPAID SERVER

US10/451236; US20040058671

2000/12/22

14NC01-004-01

DE60109066

DE

Granted

MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES

EP01929406.5

2001/03/05

14NC01-004-02

EP1368946

GB

Granted

MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES

EP01929406.5

2001/03/05

14NC01-004-03

US7991894

US

Granted

MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES

US10/469787

2001/03/05

14NC01-005-01

US7304966

US

Granted

Accessing IP multimedia subsystem

US10/479457

2003/12/02

14NC01-006-01

US6888828

US

Granted

Accessing IP multimedia subsystem

US09/967927

2001/10/02

14NC01-007-01

DE60046674

DE

Granted

AN INTER-WORKING UNIT (GATEWAY) BETWEEN AAL2 (ATM) BASED RANAND RTP MULTIPLEXING (IP) BASED RAN IN 3G CELLULAR ACCESS NETWORKS

EP00965599.4

2000/08/09

14NC01-007-03

US6801542

US

Granted

AN INTER-WORKING UNIT (GATEWAY) BETWEEN AAL2 (ATM) BASED RANAND RTP MULTIPLEXING (IP) BASED RAN IN 3G CELLULAR ACCESS NETWORKS

US09/377263

1999/08/19

14NC01-008-01

BRPI0614221

BR

Pending

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

BRPI0614221.4

2006/07/11

14NC01-008-02

CN101223756B

CN

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

CN200680025371.9

2006/07/11

14NC01-008-04

IDP000036392

ID

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

IDW00200800123

2006/07/11

14NC01-008-05

KR1026155

KR

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

KR2008-7003214

2006/07/11

 

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

14NC01-008-06

MX282232

MX

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

MX/a/2008/000568

2006/07/11

14NC01-008-07

PH1-2007-502943

PH

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

PH1-2007-502943

2006/07/11

14NC01-008-08

RU2384004

RU

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

RU2008100148

2006/07/11

14NC01-008-09

SG139065

SG

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

SG200800268.5

2006/07/11

14NC01-008-10

US8681751

US

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

US11/348896

2006/02/07

14NC01-008-11

VN1-2008-00326

VN

Pending

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

VN1-2008-00326

2006/07/11

14NC01-008-12

ZA200800233

ZA

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

ZA2008/0233

2006/07/11

14NC01-008-13

EP1905212

DE

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

EP06795099.8

2006/07/11

14NC01-008-14

EP1905212

FR

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

EP06795099.8

2006/07/11

14NC01-008-15

EP1905212

GB

Granted

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

EP06795099.8

2006/07/11

14NC01-008-10r1

US15/077548

US

Reissuing

EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

US15/077548

2016/03/22

14NC01-009-01

EP1338152

FR

Granted

3RD GEN MOBILITY USING SIP

EP1338152

2001/11/21

14NC01-009-02

US6904035

US

Granted

3RD GEN MOBILITY USING SIP

US09/991540

2001/11/14

14NC01-010-01

CN1539106

CN

Granted

THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.

CN02815394.4

2002/07/11

14NC01-010-02

EP1415212

EP

EP-Pending

THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.

EP02749143.0

2002/07/11

14NC01-010-03

US7900242

US

Granted

THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.

US10/192753

2002/07/09

14NC01-010-04

EP1415212

DE

EP-Designated

THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.

EP02749143.0

2002/07/11

14NC01-010-05

EP1415212

FR

EP-Designated

THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.

EP02749143.0

2002/07/11

14NC01-010-06

EP1415212

GB

EP-Designated

THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.

EP02749143.0

2002/07/11

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

14NC01-011-01

CN100571461

CN

Granted

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

CN200480000385.6

2004/02/17

14NC01-011-02

EP1595418

EP

EP-Pending

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

EP04711676.9

2004/02/17

14NC01-011-03

IDP0030947

ID

Granted

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

IDW00200501937

2004/02/17

14NC01-011-04

IN200403049

IN

Pending

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

IN03049/CHENP/2004

2004/02/17

14NC01-011-05

SG115865

SG

Granted

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

SG200406163.6

2004/02/17

14NC01-011-06

US7917620

US

Granted

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

US10/614343

2003/07/08

14NC01-011-07

EP1595418

DE

EP-Designated

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

EP04711676.9

2004/02/17

14NC01-011-08

EP1595418

FR

EP-Designated

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

EP04711676.9

2004/02/17

14NC01-011-09

EP1595418

GB

EP-Designated

EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

EP04711676.9

2004/02/17

14NC01-012-01

AU2005232140

AU

Granted

SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE

AU2005232140

2005/03/17

14NC01-012-02

CN1961595

CN

Granted

SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE

CN200580017529.3

2005/03/17

14NC01-012-04

KR0924513

KR

Granted

SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE

KR2006-7023181

2005/03/17

14NC01-013-01

CN101385313

CN

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

CN200780005866.X

2007/01/22

14NC01-013-02

DE602007033333

DE

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-04

EP1987649

GB

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-05

IN200806684

IN

Pending

IMS-CS INTERWORKING FOR VIDEO CALLS

IN6684/DELNP/2008

2007/01/22

14NC01-013-06

EP1987649

NL

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-07

SG145112

SG

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

SG200805775.4

2007/01/22

14NC01-013-08

TH0701000284

TH

Pending

IMS-CS INTERWORKING FOR VIDEO CALLS

TH0701000284

2007/01/23

14NC01-013-09

US7860102

US

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

US11/508258

2006/08/23

14NC01-013-10

EP1987649

CH

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-11

EP1987649

IE

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-12

EP1987649

FR

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-13

EP1987649

LU

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-14

EP1987649

LI

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

EP07700656.7

2007/01/22

14NC01-013-15

RU2408998

RU

Granted

IMS-CS INTERWORKING FOR VIDEO CALLS

RU2008132295A

2007/01/22

14NC01-014-01

CN101444062

CN

Granted

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

CN200780010857.X

2007/03/27

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

14NC01-014-02

EP1999929

EP

EP-Pending

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

EP7734087.5

2007/03/26

14NC01-014-03

US9419955

US

Granted

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

US11/691417

2007/03/26

14NC01-014-04

EP1999929

DE

EP-Designated

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

EP7734087.5

2007/03/26

14NC01-014-05

EP1999929

FR

EP-Designated

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

EP7734087.5

2007/03/26

14NC01-014-06

EP1999929

GB

EP-Designated

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

EP7734087.5

2007/03/26

14NC01-014-08

IN08619/DELNP/08

IN

Pending

CARRYING TRUSTED NETWORK PROVIDED

IN08619/DELNP/08

2008/10/14

14NC01-014-03d1

US15/205679

US

Pending

CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP

US15/205679

2016/07/08

14NC01-015-01

CN101523858

CN

Pending

DHT-BASED CORE IMS NETWORK

CN200780038286.0

2007/09/11

14NC01-015-03

US7796990

US

Granted

DHT-BASED CORE IMS NETWORK

US11/520655

2006/09/14

14NC01-015-04

DE602007047624

DE

Granted

DHT-BASED CORE IMS NETWORK

EP07803743.9

2007/09/11

14NC01-015-05

EP2062422

FR

Granted

DHT-BASED CORE IMS NETWORK

EP07803743.9

2007/09/11

14NC01-015-06

EP2062422

GB

Granted

DHT-BASED CORE IMS NETWORK

EP07803743.9

2007/09/11

14NC01-015-02d1

EP16185316.3

EP

EP-Pending

DHT-BASED CORE IMS NETWORK

EP16185316.3

2016/08/23

14NC01-015-04d1

EP16185316.3

DE

EP-Designated

DHT-BASED CORE IMS NETWORK

EP16185316.3

2016/08/23

14NC01-015-05d1

EP16185316.3

FR

EP-Designated

DHT-BASED CORE IMS NETWORK

EP16185316.3

2016/08/23

14NC01-015-06d1

EP16185316.3

GB

EP-Designated

DHT-BASED CORE IMS NETWORK

EP16185316.3

2016/08/23

14NC01-016-01

US7822035

US

Granted

SIP COMMUNICATION SERVICE IDENTIFIERS

US11/715209

2007/03/07

13HU01-001-01

BRPI0614848

BR

Pending

Method, system and equipment for processing sip requests in IMS network

BRPI614848A

2006/07/26

13HU01-001-02

CN100502402

CN

Granted

Method and device for processing session message in IMS network

CN200510119756.9

2005/11/04

13HU01-001-03

CN101189850

CN

Granted

Method, system and device in IMS network processing SIP message

CN200680011706.1

2006/07/26

13HU01-001-04

EP1755310

DE

Granted

Methods and apparatuses for processing SIP requests in an IMS network comprising an AS

EP2006254341A

2006/08/18

13HU01-001-06

EP1755310

ES

Granted

Methods and apparatuses for processing SIP requests in an IMS network comprising an AS

EP2006254341A

2006/08/18

13HU01-001-07

EP1755310

FR

Granted

Methods and apparatuses for processing SIP requests in an IMS network comprising an AS

EP2006254341A

2006/08/18

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-001-08

EP1755310

GB

Granted

Methods and apparatuses for processing SIP requests in an IMS network comprising an AS

EP2006254341A

2006/08/18

13HU01-001-09

IN254557

IN

Granted

Method, system and equipment for processing sip requests in IMS network

IN454/CHENP/2008

2006/07/26

13HU01-001-10

EP1755310

IT

Granted

Methods and apparatuses for processing SIP requests in an IMS network comprising an AS

EP2006254341A

2006/08/18

13HU01-001-11

US7835352

US

Granted

Method, system and equipment for processing sip requests in IMS network

US2006506581A 11/506581

2006/08/18

13HU01-002-01

CN100551148

CN

Granted

Method for realizing system switch in encryption mode

CN200510093678.X

2005/09/01

13HU01-002-02

CN101156498

CN

Granted

Method for implementing inter-system switch-over

CN200680011893.3

2006/09/01

13HU01-002-03

EP1871134

DE

Granted

METHOD FOR HANDOVER BETWEEN SYSTEMS

EP2006775581A

2006/09/01

13HU01-002-05

EP1871134

FR

Granted

METHOD FOR HANDOVER BETWEEN SYSTEMS

EP2006775581A

2006/09/01

13HU01-002-06

EP1871134

GB

Granted

METHOD FOR HANDOVER BETWEEN SYSTEMS

EP2006775581A

2006/09/01

13HU01-003-01

CN101031004

CN

Granted

Method for realizing on-hook triggering service

CN200610058041.1

2006/02/28

13HU01-003-02

CN101160940

CN

Granted

Method for implementing service triggered by off-hook

CN200680012256.8

2006/10/31

13HU01-003-04

US8149824

US

Granted

Method and system for implementing service triggered by off-hook

US2007668532A   11/668,523

2007/01/30

13HU01-004-01

CN1964365

CN

Granted

Method for switching terminal status in media gateway

CN200510101368.8

2005/11/11

13HU01-004-02

CN101156398

CN

Granted

Method and system for switching terminal state of media gateway

CN200680011910.3

2006/10/24

13HU01-004-03

EP1786216

DE

Granted

Method and system for switching the state of a termination in a media gateway

EP2006023462A

2006/11/10

13HU01-004-05

EP1786216

FR

Granted

Method and system for switching the state of a termination in a media gateway

EP2006023462A

2006/11/10

13HU01-004-06

US7693141

US

Granted

Method and system for switching the state of a termination in a media gateway

US2006595768A  11/595768

2006/11/10

13HU01-005-02

CN1901550

CN

Granted

Subscribing method based on conversation start protocol and its system and device

CN200610106654.8

2006/07/21

13HU01-005-05

US7948955

US

Granted

Subscription method and device

US200817423A  [08/0113669] 12/017,423

2008/01/22

13HU01-006-02

CN1303793

CN

Granted

Method for realizing application server communication

CN200510103571.9

2005/09/21

13HU01-006-03

EP1796326

DE

Granted

A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS

EP2005791501A

2005/09/21

13HU01-006-05

EP1796326

FR

Granted

A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS

EP2005791501A

2005/09/21

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-006-06

EP1796326

GB

Granted

A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS

EP2005791501A

2005/09/21

13HU01-006-07

EP1796326

IT

Granted

A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS

EP2005791501A

2005/09/21

13HU01-006-08

EP1796326

NL

Granted

A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS

EP2005791501A

2005/09/21

13HU01-006-09

EP1796326

SE

Granted

A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS

EP2005791501A

2005/09/21

13HU01-007-01

CN1929627

CN

Granted

Method and system for realizing public user identification carrying in ims network

CN200510098402.0

2005/09/06

13HU01-007-02

CN1941774

CN

Granted

Method and system for realizing public user mark carrier

CN200510108128.0

2005/09/29

13HU01-007-03

CN1941739

CN

Granted

Method and system for allocating and using user mark

CN200510108129.5

2005/09/29

13HU01-007-04

EP1761077

DE

Granted

Method and system for enabling number portability in IMS networks

EP2006018705A

2006/09/06

13HU01-007-06

EP1761077

FR

Granted

Method and system for enabling number portability in IMS networks

EP2006018705A

2006/09/06

13HU01-007-07

EP1761077

SE

Granted

Method and system for enabling number portability in IMS networks

EP2006018705A

2006/09/06

13HU01-007-08

US7787878

US

Granted

Method and system for enabling number portability in IMS networks

US2006516946A  11/516946

2006/09/06

13HU01-008-04

US7792116

US

Granted

Method and device for interworking between internet protocol networks

US2007703709A  11/703709

2007/02/08

13HU01-009-01

CN100563235

CN

Granted

Network element with interconnecting function, CSI terminal, IMS terminal interconnecting system and method

CN200610077923.2

2006/04/26

13HU01-009-02

CN101313543

CN

Granted

Exchange functional network element, CSI terminal, IMS terminal exchange system and method

CN200780000211.3

2007/01/09

13HU01-009-03

EP1973283

DE

Granted

INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF

EP2007702010A

2007/01/09

13HU01-009-05

EP1973283

FR

Granted

INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF

EP2007702010A

2007/01/09

13HU01-009-06

EP1973283

GB

Granted

INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF

EP2007702010A

2007/01/09

13HU01-009-07

US8213419

US

Granted

Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof

US2008170227A  12/170227

2008/07/09

13HU01-009-07r

US14/323165

US

Reissuing

Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof

14/323165

2014/07/03

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-009-07s

US14/856401

US

Reissuing

Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof

US14/856401

2015/09/16

13HU01-010-01

CN100411398

CN

Granted

Edge or packet gateway controlling method in next generation network and its system

CN200510026714.0

2005/06/13

13HU01-010-02

CN100426805

CN

Granted

Edge or packet gateway control system in next generation network and its method

CN200510026736.7

2005/06/14

13HU01-010-03

CN100438515

CN

Granted

Edge or packet gateway controlling method in next generation network and its system

CN200510026737.1

2005/06/14

13HU01-010-04

CN101160799

CN

Granted

Fringe or packet gateway control system and control method thereof

CN200680012195.5

2006/05/25

13HU01-010-06

US7881317

US

Granted

Border/packet gateway control system and control method

US2007680234A  11/680,234

2007/02/28

13HU01-011-02

EP1786162

DE

Granted

METHOD FOR THE CALLING USER TERMINAL LISTENING TO THE SIGNAL TONE OF THE CALLED USER TERMINAL WHEN INTER-NETWORKING

EP2006741937A

2006/05/22

13HU01-011-04

EP1786162

GB

Granted

METHOD FOR THE CALLING USER TERMINAL LISTENING TO THE SIGNAL TONE OF THE CALLED USER TERMINAL WHEN INTER-NETWORKING

EP2006741937A

2006/05/22

13HU01-011-05

US8335221

US

Granted

Method for listening to signal tone from a called party by a calling party during network interworking

US2007707759A  11/707,759

2007/02/16

13HU01-012-04

EP1816887

DE

Granted

METHOD AND SYSTEM FOR IMPROVING NETWORK RELIABILITY BY REALIZING DYMANIC ROUTE OF SIGNALING

EP2006775336A

2006/08/10

13HU01-012-06

EP1816887

FR

Granted

METHOD AND SYSTEM FOR IMPROVING NETWORK RELIABILITY BY REALIZING DYMANIC ROUTE OF SIGNALING

EP2006775336A

2006/08/10

13HU01-012-08

JP04619441

JP

Granted

The method and system which implement

JP2008527289A

2006/08/10

13HU01-012-09

RU2408154

RU

Granted

METHOD AND SYSTEM FOR REALISATION OF DYNAMIC ROUTING OF CALL SIGNALS

RU2008101969A

2006/08/10

13HU01-012-10

US8125995

US

Granted

Method and system for implementing dynamic signaling routing

US2007821113A  11/821,113

2007/06/21

13HU01-013-01

CN100459569

CN

Granted

Quick route switching method and apparatus for network node devices

CN200510032840.7

2005/01/14

13HU01-013-03

EP1718014

FR

Granted

A ROUTE SWITCHING METHOD AND A NETWORK NODE DEVICE

EP2006705441A

2006/01/09

13HU01-013-04

EP1718014

SE

Granted

A ROUTE SWITCHING METHOD AND A NETWORK NODE DEVICE

EP2006705441A

2006/01/09

13HU01-013-05

US7898943

US

Granted

Method for switching route and network device thereof

US2003591218A  10/591,218

2007/11/21

13HU01-014-01

CN100479417

CN

Granted

Communication method preventing circumbendibus of media-flow

CN200510098546.6

2005/09/02

13HU01-014-03

602006048939.0

DE

Granted

Communication method and device for preventing media stream circuity (tromboning)

EP2006119909A

2006/08/31

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-014-06

EP1760986

FR

Granted

Communication method and device for preventing media stream circuity (tromboning)

EP2006119909A

2006/08/31

13HU01-014-07

EP1760986

GB

Granted

Communication method and device for preventing media stream circuity (tromboning)

EP2006119909A

2006/08/31

13HU01-014-09

US8108526

US

Granted

Communication method and device for preventing media stream circuitry

US2006469796A  11/469,796

2006/09/01

13HU01-014-03d1

EP16168008.7

DE

EP-Designated

Communication method and device for preventing media stream circuity (tromboning)

EP16168008.7

2016/05/03

13HU01-014-11d1

EP16168008.7

EP

EP-Pending

Communication method and device for preventing media stream circuity (tromboning)

EP16168008.7

2016/05/03

13HU01-014-06d1

EP16168008.7

FR

EP-Designated

Communication method and device for preventing media stream circuity (tromboning)

EP16168008.7

2016/05/03

13HU01-014-07d1

EP16168008.7

GB

EP-Designated

Communication method and device for preventing media stream circuity (tromboning)

EP16168008.7

2016/05/03

13HU01-015-01

CN101212309

CN

Granted

Method for controlling time stamp of reported event

CN200610170447.9

2006/12/30

13HU01-015-02

EP2037627

DE

Granted

METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT

EP2007846226A

2007/12/29

13HU01-015-04

EP2037627

FR

Granted

METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT

EP2007846226A

2007/12/29

13HU01-015-05

EP2037627

IT

Granted

METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT

EP2007846226A

2007/12/29

13HU01-015-06

US8116322

US

Granted

Method and apparatus for controlling reporting of an event timestamp

US2009354289A  12/354289

2009/01/15

13HU01-016-01

CN1996968

CN

Granted

Decision method for the media gateway controller to distribute the resource

CN200610093956.6

2006/06/26

13HU01-016-03

EP2034670

DE

Granted

METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG

EP2007721793A

2007/06/25

13HU01-016-05

EP2034670

FR

Granted

METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG

EP2007721793A

2007/06/25

13HU01-016-06

EP2034670

IT

Granted

METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG

EP2007721793A

2007/06/25

13HU01-016-07

US7899065

US

Granted

Method, apparatus and system for a media gateway controller to deliver a resource provision decision to a media gateway

US2008342546A  12/342,546

2008/12/23

13HU01-017-01

CN100442930

CN

Granted

Mobile exchanging center and called parner processing method

CN200510110891.7

2005/11/29

13HU01-017-03

EP1898658

DE

Granted

MSC AND CALLED PROCESS METHOD THEREOF

EP2006775455A

2006/08/22

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-018-01

CN100471140

CN

Granted

Method for detecting QoS

CN200610062951.7

2006/09/29

13HU01-018-02

CN101001208

CN

Granted

Method for detecting QoS

CN200610165838.1

2006/12/13

13HU01-018-03

CN101052014

CN

Granted

Method for detecting QoS

CN200710107595.0

2007/05/21

13HU01-018-04

EP1983688

DE

Granted

METHOD FOR DETECTING QOS

EP2007817016A

2007/09/29

13HU01-018-07

EP1983688

FR

Granted

METHOD FOR DETECTING QOS

EP2007817016A

2007/09/29

13HU01-018-08

EP1983688

GB

Granted

METHOD FOR DETECTING QOS

EP2007817016A

2007/09/29

13HU01-019-01

CN1905472

CN

Granted

Method for implementing IMS network reliability

CN200510085400.8

2005/07/27

13HU01-019-02

EP1914937

DE

Granted

METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY

EP2006761564A

2006/07/28

13HU01-019-04

EP1914937

FR

Granted

METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY

EP2006761564A

2006/07/25

13HU01-019-05

EP1914937

GB

Granted

METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY

EP2006761564A

2006/07/25

13HU01-020-01

CN100546308

CN

Granted

Gateway control protocol message transmission method

CN200510034409.6

2005/04/22

13HU01-020-02

US7653076

US

Granted

Method and apparatus for gateway control protocol message transmission

US2007856152A  11/856,152

2007/09/17

13HU01-021-02

CN100349411

CN

Granted

Medium flow service quality reporting method

CN200410062978.7

2004/06/30

13HU01-021-06

EP1739900

PT

Granted

A METHOD FOR ACQUIRING THE QOS OF THE MULTIMEDIA STREAM PERIODICALLY

EP2005759437A

2005/06/30

13HU01-021-08

US7583612

US

Granted

Method for periodically acquiring the QoS of media stream and system thereof

US2006558619A

2006/11/10

13HU01-022-01

CN100499656

CN

Granted

Method for implementing medium gateway function, wireless access controlling apparatus and access system

CN200510051044.8

2005/02/25

13HU01-022-02

US8085712

US

Granted

Method for implementing media gateway function,radio access control device and access system

US20080049705A1   US2007844481A

2006/02/27

13HU01-023-01

CN100583918

CN

Granted

Safety protection method for service interruption of exchange network and its device

CN200610065066.4

2006/03/16

13HU01-023-03

US7710880

US

Granted

Method and apparatus for security protection of service interruption in switch network

US2006618597A

2006/12/29

13HU01-024-01

CN101841888

CN

Granted

Resource control method, related equipment and related system

CN200910118794.0

2009/03/16

13HU01-024-02

EP2439979

DE

Granted

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP2010753112A  EP10753112.1

2010/03/16

13HU01-024-05

EP2439979

FR

Granted

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP2010753112A  EP10753112.1

2010/03/16

13HU01-024-06

EP2439979

GB

Granted

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP2010753112A  EP10753112.1

2010/03/16

13HU01-024-08

US8224325

US

Granted

Resource control method, relevant device, and system

US13235062A

2011/09/16

 

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-024-03d1

EP16167016.1

EP

EP-Pending

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP16167016.1

2016/04/26

13HU01-024-02d1

EP16167016.1

DE

EP-Designated

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP16167016.1

2016/04/26

13HU01-024-05d1

EP16167016.1

FR

EP-Designated

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP16167016.1

2016/04/26

13HU01-024-06d1

EP16167016.1

GB

EP-Designated

RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM

EP16167016.1

2016/04/26

13HU01-025-01

AU2003271027

AU

Granted

A network security authentication method

AU2003271027A

2003/09/22

13HU01-025-03

US8195942

US

Granted

Network security authentication method

US2003531569A

2005/04/18

13HU01-026-01

CN100574185

CN

Granted

Method for ensuring media stream safety in IP multimedia service subsystem network

CN200510000097.7

2005/01/07

13HU01-026-02

EP1835652

DE

Granted

A METHOD FOR ENSURING THE SAFETY OF THE MEDIA-FLOW IN IP MULTIMEDIA SUB-SYSTEM

EP2005848163A

2005/12/31

13HU01-026-04

EP1835652

GB

Granted

A METHOD FOR ENSURING THE SAFETY OF THE MEDIA-FLOW IN IP MULTIMEDIA SUB-SYSTEM

EP2005848163A

2005/12/31

13HU01-026-05

US9167422

US

Granted

METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM

14/050768

2013/10/10

13HU01-026-06

US8582766

US

Granted

METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM

US2007774271A   11/774271

2007/07/06

13HU01-026-05c1

US14/885168

US

Pending

METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM

US14/885168

2015/10/16

13HU01-027.1-01

AR053615

AR

Granted

Method for Implementing Access Domain Security of IP Multimedia Subsystem

ARP20060102194A

2006/05/26

13HU01-027.1-02

CN100461942

CN

Granted

Method for selecting safety mechanism of IP multimedia subsystem access field

CN200510071538.2

2005/05/27

13HU01-027.1-03

DE602006007648.7

DE

Granted

A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM

DE602006007648T

2006/04/03

13HU01-027.1-06

EP1755311

FR

Granted

A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM

EP2006722247A

2006/04/03

13HU01-027.1-07

EP1755311

GB

Granted

A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM

EP2006722247A

2006/04/03

13HU01-027.1-08

TWI314414

TW

Granted

A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM

TW2006118609A

2006/05/25

13HU01-027.1-11

TH45432

TH

Granted

Method for Implementing Access

TH0510947

2006/05/25

13HU01-027.2-01

CN100571134

CN

Granted

Method for verifying user terminal in IP multimedia subsystem

CN200510070351.0

2005/04/30

13HU01-027.2-02

EP1879324

DE

Granted

A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM

EP2006741743A

2006/04/27

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-027.2-04

EP1879324

ES

Granted

A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM

EP2006741743A

2006/04/27

13HU01-027.2-05

EP1879324

FR

Granted

A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM

EP2006741743A

2006/04/27

13HU01-027.2-06

EP1879324

GB

Granted

A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM

EP2006741743A

2006/04/27

13HU01-027.2-07

EP1879324

IT

Granted

A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM

EP2006741743A

2006/04/27

13HU01-027.2-08

US8335487

US

Granted

Method for authenticating user terminal in IP multimedia sub-system

US11/896389

2007/08/31

13HU01-028-02

CN101128049

CN

Granted

Method and system for providing circuit domain service and service control node SCP

CN200610141030.X

2006/09/28

13HU01-028-03

EP2056536

DE

Granted

A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE

EP2007785297A

2007/08/09

13HU01-028-05

EP2056536

FR

Granted

A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE

EP2007785297A

2007/08/09

13HU01-028-06

EP2056536

GB

Granted

A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE

EP2007785297A

2007/08/09

13HU01-029-01

AR50123

AR

Granted

Communications network system for implementing mixed services and method thereof

ARP20050103360A

2005/08/11

13HU01-029-02

BR200507677

BR

Granted

Communications network system for implementing mixed services and method thereof

BRPI507677A

2005/08/11

13HU01-029-06

ID0024111

ID

Granted

Method and system for realizing short message intercommunication based on mixed telephone number

IDW-00200602090

2005/08/11

13HU01-029-07

IN246930

IN

Granted

Method and system for realizing short message intercommunication based on mixed telephone number

IN4422/CHENP/2006

2005/08/11

13HU01-029-08

RU2370904

RU

Granted

TELECOMMUNICATION NETWORK SYSTEM FOR IMPLEMENTING VARIOUS SERVICES AND METHOD OF IMPLEMENTING THEREOF

RU2006130835A

2005/08/11

13HU01-029-09

US7787608

US

Granted

Communications network system for implementing mixed services and method thereof

US11/489208

2006/07/19

13HU01-030-01

CN101247632

CN

Granted

Method, system and device for using IMS communication service identification in communication system

CN200710079246.2

2007/02/13

13HU01-030-03

EP1959632

DE

EP-Designated

Method, system and apparatus for using IMS communication service identifier

EP2008101535A

2008/02/12

13HU01-030-04

EP1959632

EP

EP-Pending

Method, system and apparatus for using IMS communication service identifier

EP2008101535A

2008/02/12

13HU01-030-05

EP1959632

FI

EP-Designated

Method, system and apparatus for using IMS communication service identifier

EP2008101535A

2008/02/12

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-030-06

EP1959632

FR

EP-Designated

Method, system and apparatus for using IMS communication service identifier

EP2008101535A

2008/02/12

13HU01-030-07

EP1959632

GB

EP-Designated

Method, system and apparatus for using IMS communication service identifier

EP2008101535A

2008/02/12

13HU01-030-08

IN5391/DELNP/2009

IN

Pending

Method, System and Apparatus for Using IMS Communication Service Identifiers in a Communication System

IN5391/DELNP/2009

2007/11/19

13HU01-030-09

RU2434351

RU

Granted

METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER IN COMMUNICATION SYSTEM

RU2009134133A

2007/11/19

13HU01-030-10

EP1959632

SE

EP-Designated

Method, system and apparatus for using IMS communication service identifier

EP2008101535A

2008/02/12

13HU01-030-11

US8417240

US

Granted

METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER

US13/414770

2012/03/08

13HU01-030-11r

US14/285524

US

Reissuing

METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER

US14/285524

2014/05/22

13HU01-030-12

US8185105

US

Granted

METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER

US12/539890

2009/08/12

13HU01-031-02

CN101064661

CN

Granted

Method and apparatus for notifying user to complement service

CN200610099533.5

2006/07/28

13HU01-031-03

CN101317438

CN

Granted

Method and device for perceiving supplementary service executed by user

CN200780000297.X

2007/02/08

13HU01-031-04

EP1881689

DE

Granted

A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE

EP2007702308A

2007/02/08

13HU01-031-06

EP1881689

FR

Granted

A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE

EP2007702308A

2007/02/08

13HU01-031-07

EP1881689

GB

Granted

A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE

EP2007702308A

2007/02/08

13HU01-032-01

CN101056452

CN

Granted

Method and system for negotiating the voice encoding and decoding format in the communication system

CN200610035050.9

2006/04/18

13HU01-032-02

CN101167374

CN

Granted

Method, system and device for negotiating voice coding/decoding in communication system

CN200680013004.7

2006/11/29

13HU01-032-03

EP1848190

DE

Granted

Method, system and device for speech codec negotiation in communication system

EP20077802A

2007/04/17

13HU01-032-05

EP1848190

FI

Granted

Method, system and device for speech codec negotiation in communication system

EP20077802A

2007/04/17

13HU01-032-06

EP1848190

FR

Granted

Method, system and device for speech codec negotiation in communication system

EP20077802A

2007/04/17

13HU01-032-07

EP1848190

GB

Granted

Method, system and device for speech codec negotiation in communication system

EP20077802A

2007/04/17

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-032-08

EP1848190

SE

Granted

Method, system and device for speech codec negotiation in communication system

EP20077802A

2007/04/17

13HU01-032-09

US7764953

US

Granted

Method, system and device for speech Codec negotiation in communication system

US2007787527A

2007/04/17

13HU01-033-01

CN101026653

CN

Granted

System and method for realizing colour image business

CN200610057699.0

2006/02/24

13HU01-033-02

CN101156426

CN

Granted

System and method for implementing polychrome service

CN200680011755.5

2006/11/01

13HU01-033-03

CN102394863

CN

Granted

System and method for realizing colour image business

CN201110266055.3

2006/02/24

13HU01-033-04

EP1826985

DE

Granted

System and method for implementing multimedia calling line identification presentation service

EP2007101173A

2007/01/25

13HU01-033-06

EP1826985

FR

Granted

System and method for implementing multimedia calling line identification presentation service

EP2007101173A

2007/01/25

13HU01-033-07

EP1826985

GB

Granted

System and method for implementing multimedia calling line identification presentation service

EP2007101173A

2007/01/25

13HU01-033-08

US8855272

US

Granted

System and method for implementing multimedia calling line identification presentation service

US11/698891

2007/01/29

13HU01-033-08c1

US20150026354

US

Pending

System and method for implementing multimedia calling line identification presentation service

US14/507302

2014/10/06

13HU01-033-08c2

US20150024723

US

Pending

System and method for implementing multimedia calling line identification presentation service

US14/507309

2014/10/06

13HU01-034-01

CN100487788

CN

Granted

A method to realize the function of text-to-speech convert

CN200510114277.8

2005/10/21

13HU01-034-02

EP1950737

DE

Granted

A METHOD, DEVICE AND SYSTEM FOR ACCOMPLISHING THE FUNCTION OF TEXT-TO-SPEECH CONVERSION

EP2006805015A

2006/10/20

13HU01-034-04

EP1950737

GB

Granted

A METHOD, DEVICE AND SYSTEM FOR ACCOMPLISHING THE FUNCTION OF TEXT-TO-SPEECH CONVERSION

EP2006805015A

2006/10/20

13HU01-035-01

CN101155148

CN

Granted

Media gateway issuing receiving multicast data to method, system and device

CN200610140147.6

2006/09/30

13HU01-035-02

EP2068513

DE

Granted

METHOD, SYSTEM AND DEVICE FOR DISTRUBUTING AND RECEIVING THE MULTICAST DATA IN THE MEDIA GATEWAY

EP2007816481A

2007/09/29

13HU01-035-04

EP2068513

IT

Granted

METHOD, SYSTEM AND DEVICE FOR DISTRUBUTING AND RECEIVING THE MULTICAST DATA IN THE MEDIA GATEWAY

EP2007816481A

2007/09/29

13HU01-035-05

US7920579

US

Granted

Method, system and apparatus for media gateway to transmit and receive multicast data

US2009413015A  12/413,015

2009/03/27

13HU01-036-01

CN101277343

CN

Granted

Method, terminal and system for implementing video binding in voice communication network

CN200710095931.4

2007/03/30

 

 

Inventergy ID

Patent Number

Country

Status

Title

Application Number

Filing Date

13HU01-036-02

EP2120440

DE

Granted

A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK

EP2008706632A

2008/02/03

13HU01-036-04

EP2120440

FR

Granted

A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK

EP2008706632A

2008/02/03

13HU01-036-05

EP2120440

GB

Granted

A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK

EP2008706632A

2008/02/03

13HU01-037-01

CN101064680

CN

Granted

Method, system and apparatus for realizing multimedia calling service

CN200610079110.7

2006/04/29

13HU01-037-02

EP2015592

DE

Granted

REALIZING A MULTIMEDIA CALL SERVICE

EP2007720936A

2007/04/24

13HU01-037-04

EP2015592

GB

Granted

REALIZING A MULTIMEDIA CALL SERVICE

EP2007720936A

2007/04/24

13HU01-038-01

CN100531267

CN

Granted

Method for realizing echo in communication system

CN200510034345.X

2005/04/21

13HU01-038-03

US7986775

US

Granted

Method for realizing ring back tone in communication system

US11/875195

2007/10/19

13HU01-039-05

US7349693

US

Granted

Method for implementing a call connection between a non-local calling subscriber and a local called subscriber who is an intelligent network subscriber

US2003486322A   10486322

2002/03/29

 

 

Schedule 2.2(i)

 

• Referrals Agreement (Amended) between Inventergy, Inc. and [***],

dated December 15, 2012, as amended May 7, 2013.

- 2% [***] Net Revenues attributed to the Huawei Portfolio

- “Net Revenues” less “expenses paid to third parties as part of the licensing or sales process”

 

• Referrals Agreement between Inventergy, Inc. and [***] dated January

16, 2013.

- 2% [***] Net Revenues attributed to the Panasonic Portfolio

- “Net Revenues” less “expenses paid to third parties as part of the licensing or sales process”

 

• Engagement letter, dated July 23, 2013, by Inventergy, Inc. and [***].

- 10% of Net Revenues up to a limit of [***]¹

- “Net Revenues” less "…Costs and Expenses and Up-Front Fees that were previously paid and/or otherwise due to Firm, or similar costs, expenses and up-front fees paid to other litigation service providers with regard to the Client Asset Portfolio (e.g. law firm(s) where [***] is conflicted) and that were not already deducted from previous gross amounts received"

 

• Letter agreement, dated April 10, 2014, between Inventergy, Inc. and [***], executed April 10, 2014, as extended on October 21, 2014.

- 4% [***] Net Revenues up to a limit of [***]

- “Net Revenue” less “(a) any reimbursement to its licensees due to overpayments from such licensees to Inventergy and (b) all accrued third party litigation related expenses reasonably directly related and attributable to the assertion, enforcement or other related activities for the Patents, only to the extent such fees and expenses can be reasonably proved by written documentation provided to [***] including fees for: (i) third party technical experts as litigation consultants and expert witnesses, litigation firms and damages experts, (ii) litigation related document preparation costs, and (iii) any court related fees”

 

¹ Amounts in excess of [***] are the sole financial responsibility of Inventergy

 

 

Schedule 2.2(iii)

 

• Patent Rights Assignment Agreement between Inventergy, Inc. and Huawei

Technologies Co., Ltd., executed May 15, 2013.

- 20% of Huawei Net Revenues attributed to the Huawei portfolio

- Remaining $1 million payable to Huawei when Huawei has received $20 million in Net Revenue

- “Net Revenue means all income…from licensing, revenue sharing, selling or other monetization of the Transferred Patents, less (a) any reimbursement to its licensees due to overpayments from such licensees to Assignee and (b) all accrued third party litigation related expenses reasonably directly related and attributable to the assertion, enforcement, or other related activities for the Transferred Patents, only to the extent such fees and expenses can be reasonably proved by written documentation provided to Assignor, including fees for (i) third party technical experts as litigation consultants and expert witnesses, litigation firms and damages experts, (ii) litigation related document preparation costs and (ii[i]) any court related costs or fees”

 

• Patent Purchase Agreement between Inventergy, Inc. and Panasonic Corporation,

executed October 21, 2013, and amended on December 31, 2015.

- Up to $18 million, 20% of gross transaction proceeds attributed to the Panasonic portfolio

- Above $18 million, 20% of Net Revenue transactional proceeds attributed to the Panasonic Portfolio

- “Net Revenue shall mean all proceeds, income, payments and revenue obtained…by Buyer….in relation to Buyer’s commercialization activities for Patent Assets, including but not limited to the licensing selling, or other monetization of any of the Patent Assets, after deducting from Gross Revenue: (1) any governmental taxes including withholding taxes, (2) any reimbursement to its licensees sue to overpayments from such licensees to Buyer; and (3) any and all accrued litigation and/or patent monetization commercialization-related third party invoiced expenses…Provided, however, that after the Amendment date, Deducted Costs shall not include any external or internal patent prosecution costs, including but not limited to legal fees or translation fees for patent prosecution related matters, or patent maintenance costs. In any event, the accrued Deducted Costs deducted from Gross Revenue to yield a particular quarterly Net Revenue shall not exceed more than fifty percent (50%) of the Gross Revenue applicable to that particular quarterly Net Revenue, but any excess accrued Deducted Costs may be applied to subsequent Net Revenue.”

 

• Patent Purchase Agreement between Inventergy, Inc. and Nokia Corporation,

executed as of May 23, 2014 and amended as June 11, 2015 and October 27, 2015.

- Inventergy to pay any interest due

- $2.2 million Principle to be paid as per Section 2.2 (ii)

 

 

Schedule 4.6

 

Required Approvals

 

• Patent Rights Assignment Agreement between Inventergy, Inc. and Huawei

 

Technologies Co., Ltd. (“Huawei”), executed May 15, 2013 (the “Huawei Agreement”).

 

• Patent Purchase Agreement between Inventergy, Inc. and Panasonic Corporation (“Panasonic”), executed October 21, 2013, and amended on December 31, 2015 and as may be further amended in a form reasonably acceptable to the Collateral Agent (the “Panasonic Agreement”).

 

• Patent Purchase Agreement between Inventergy, Inc. and Nokia Corporation,

executed as of May 23, 2014 and amended as June 11, 2015 and October 27, 2015.

 

• Referrals Agreement (Amended) between Inventergy, Inc. and [***],

dated December 15, 2012, as amended May 7, 2013.

 

• Referrals Agreement between Inventergy, Inc. and [***] dated January

16, 2013.

 

• Engagement letter, dated July 23, 2013, by Inventergy, Inc. and [***].

 

• Letter agreement, dated April 10, 2014, between Inventergy, Inc. and [***], executed April 10, 2014, as extended on October 21, 2014.

 

Consent may be required by a majority of the Inventergy Global, Inc. shareholders to assign the Patents to an SPE.