UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 30, 2016
NEXPOINT CAPITAL, INC.
(Exact name of Registrant as Specified in Its Charter)
| Delaware | 814-01074 | 38-3926499 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
300 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices)(Zip Code)
Registrant’s telephone number, including area code: (972) 628-4100
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02 | Results of Operations and Financial Condition |
Change Net Offering Price
On November 30, 2016 the Company increased its public offering price from $10.25 per share to $10.27 per share. The increase in the public offering price was effective as of the Company’s November 30, 2016 closing and first applied to subscriptions received from November 23, 2016 through November 29, 2016.
In accordance with the Company’s previously disclosed share pricing policy, the Company’s net asset value per share is not above, nor more than 2.5% below, the Company’s net offering price per share as of November 28, 2016.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, NexPoint Capital, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEXPOINT CAPITAL, INC. | ||||||
| Date: November 30, 2016 | By: | /s/ Brian Mitts | ||||
| Name: Brian Mitts | ||||||
| Title: Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer | ||||||