Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - REGIONS FINANCIAL CORP | noticeexh991.htm |
| 8-K - 8-K - REGIONS FINANCIAL CORP | rf-201611228k.htm |
EXHIBIT 99.2
Notice to the Directors and Executive Officers of Regions Financial Corporation
In Connection With the Transfer of the
Recordkeeping Services for the Regions 401(k) Plan, the Regions Supplemental 401(k) Plan,
and Cash Grants under the Regions Long Term Incentive Plan (the “Plans”)
from Mercer/Transamerica to MassMutual
Effective January 1, 2017, the recordkeeping of the Plans will transfer from Mercer/Transamerica to MassMutual. The blackout period is expected to begin at 2:00 p.m. Central Time on December 23, 2016, and will end on January 13, 2017 (the “blackout period”). During the blackout period, participants in the Plans will not be able to make loans or withdrawals, change investment selections, or transfer funds among the investment options.
In addition to the restrictions listed above that apply to all participants and beneficiaries in the Plans, there are additional trading restrictions imposed by law that apply to executive officers and directors. The Company is required to provide this notice to you in order to comply with Section 306(a) of the Sarbanes-Oxley Act of 2002 (the “Act”). The purpose of this notice is to inform you that pursuant to Section 306(a) of the Act and Securities and Exchange Commission Regulation BTR (Blackout Trading Restriction), as a director or executive officer of the Company, you are prohibited from purchasing, selling or otherwise acquiring or transferring any Regions Financial Corporation common stock (“Regions stock”) during the blackout period if the Regions stock was acquired in connection with your service or employment as a director or executive officer of the Company (the “Trading Prohibition”). During the blackout period you may not acquire or dispose of Regions stock.
The Trading Prohibition will begin at the same time as the blackout period for the Plans and will apply until the end of the blackout period. If you have questions specific to the blackout dates, you should contact MassMutual at 1-800-701-8892 from 7:00 a.m. to 8:00 p.m. Central Time and reference 62273.
If you have any questions regarding this notice you should contact Regions Benefit Assistance Center at 1-877-562-8383, Option 1.