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EX-99.01 - EX-99.01 - GLU MOBILE INCglu_ex9901.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8‑K

 

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report: November 14, 2016

(Date of earliest event reported)

 

Glu Mobile Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

 

 

001‑33368

91‑2143667

(Commission File Number)

(IRS Employer Identification No.)

 

 

 

 

500 Howard Street, Suite 300

 

San Francisco, California

94105

(Address of Principal Executive Offices)

(Zip Code)

 

 

(415) 800‑6100

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)

Pre‑commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))

Pre‑commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))


 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(e) Amendment to Compensatory Plan

On November 14, 2016, the Compensation Committee of the Board of Directors (the “Board”) of Glu Mobile Inc. (the “Company”) amended the Glu Mobile Inc. 2008 Equity Inducement Plan (the “Inducement Plan”) to increase the number of shares available for grant thereunder by 6,000,000 shares and to increase in the maximum allowable term of stock options granted pursuant to the Inducement Plan from six to ten years.  The Company may only grant nonqualified stock options and restricted stock units under the Inducement Plan and may only grant awards under the Inducement Plan to persons not previously an employee or director of the Company, or following a bona fide period of non-employment, as an inducement material to such individual’s entering into employment with the Company and to provide incentives for such persons to exert maximum efforts for the Company’s success.

The above description of the Inducement Plan is qualified in its entirety by reference to the copy of the Inducement Plan that is filed as Exhibit 99.01 to this report and incorporated herein by reference.

Item 9.01  Financial Statements and Exhibits.

99.012008 Equity Inducement Plan, as amended and restated through November 14, 2016.


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Glu Mobile Inc.

 

 

 

 

 

 

Date:  November 18, 2016

By:

/s/ Scott J. Leichtner

 

Name:

Scott J. Leichtner

 

Title:

Vice President and General Counsel