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EX-99.1 - EXHIBIT 99.1 - EMPIRE RESOURCES INC /NEW/v453012_ex99-1.htm

  

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

 

Date of Report (Date of earliest event reported): November 14, 2016

 

EMPIRE RESOURCES, INC.

 

(Exact Name of Registrant as Specified in its Charter)

  

Delaware   001-12127   22-3136782
(State or other
jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

2115 Linwood Avenue

Fort Lee, New Jersey

  07024
(Address of principal executive offices)   (Zip Code)

  

Registrant’s telephone number, including area code: (201) 944-2200

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

 

   

 

 

Item 2.02 Results of Operations and Financial Condition.

 

On November 14, 2016, Empire Resources, Inc. issued a press release announcing its financial results for the period ended September 30, 2016. A copy of this press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1, that is furnished pursuant to this Item 2.02 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)Exhibits

 

Exhibit
Number
  Description
*99.1   Earnings release dated November 14, 2016

 

* This exhibit is furnished pursuant to Item 2.02 and shall not be deemed to be “filed.”

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  EMPIRE RESOURCES, INC.
     
Dated: November 14, 2016 By: /s/ Sandra Kahn
  Name: Sandra Kahn
  Title: Chief Financial Officer