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EX-99.1 - EXHIBIT 99.1 - Abtech Holdings, Inc.v453192_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

November 14, 2016

 

Date of Report (Date of earliest event reported)

 

Abtech Holdings, Inc.

 

(Exact Name of Registrant as Specified in Charter)

 

Nevada   000-52762   14-1994102
(State or Other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)

 

4110 North Scottsdale Road, Suite 235

Scottsdale, Arizona 85251

 

(Address of Principal Executive Offices)

 

(480) 874-4000

 

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Section 2 – Financial Information

 

Item 2.02Results of Operations and Financial Condition.

 

On November 14, 2016, AbTech Holdings, Inc. issued an earnings press release disclosing the financial results for the quarterly period ended September 30, 2016. A complete copy of the press release is furnished as exhibit 99.1 to this report on Form 8-K.

 

The information contained in the press release shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits

 

99.1Press Release dated November 14, 2016, regarding financial results for the third quarter and first nine months of 2016.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 15, 2016 ABTECH HOLDINGS, INC.  
     
     
  By:  /s/ Glenn R. Rink  
    Glenn R. Rink
Chief Executive Officer and President