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EX-99.1 - EX-99.1 - Pulse Biosciences, Inc.plse-20161114xex99_1.htm





 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

November 14, 2016

 

 

Pulse Biosciences, Inc.

(Exact name of registrant as specified in its charter)

 

 

 



 

 

 

 



 

 

 

 



 

 

 

 

Nevada

 

001-37744

 

46-5696597

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

849 Mitten Road

Burlingame, California 94010

(Address of principal executive offices, including zip code)

(650) 697-3939

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):





 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

   



 

 

 






 





ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.

On November 14, 2016, Pulse Biosciences, Inc. announced its financial results for its third fiscal quarter ended September 30, 2016. A copy of the press release containing the announcement is included as Exhibit 99.1 and is incorporated herein by reference.

This information, as well as Exhibit 99.1, is intended to be furnished under Item 2.02 of Form 8-K, “Results of Operations and Financial Condition” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.





 

 



 

 



ITEM 9.01.

 

FINANCIAL STATEMENTS AND EXHIBITS.



 



 

 



 

 



 

(d)

 

Exhibits.



 

 

99.1

 

Press Release issued by Pulse Biosciences, Inc. dated November 14, 2016 titled “PULSE BIOSCIENCES QUARTERY NANO-PULSE STIMULATION (NPS) UPDATE” (furnished and not filed herewith pursuant to Item 2.02).



 

 







 


 





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 



 

 



 

 



 

 

Pulse Biosciences, Inc.



 

By:

 

/s/ Brian B. Dow         



 

Brian B. Dows

Senior Vice President and Chief Financial Officer

(Principal Financial and Accounting Officer



Date: November 14, 2016

 






 

EXHIBIT INDEX





 

 

Exhibit   No.

 

Description

99.1

 

Press Release issued by Pulse Biosciences, Inc. dated November 14, 2016 titled “PULSE BIOSCIENCES QUARTERY NANO-PULSE STIMULATION (NPS) UPDATE” (furnished and not filed herewith pursuant to Item 2.02)