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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUSTv452780_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 

November 10, 2016

 

CROSSROADS CAPITAL, INC.

(Exact name of registrant as specified in its charter)

 

Maryland 000-53504 26-2582882
(State or other jurisdiction of incorporation)  (Commission File Number) (I.R.S. Employer Identification No.)

 

128 N. 13th Street, #1100

Lincoln, Nebraska 68508

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (402) 261-5345

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


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Item 7.01Regulation FD Disclosure.

 

On November 10, 2016, Crossroads Capital, Inc. (the “Company”) issued a press release announcing the filing of its Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 with the U.S. Securities and Exchange Commission.

 

A copy of the Company’s press release dated November 10, 2016, is attached as Exhibit 99.1, and is incorporated herein by this reference.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits.

 

Exhibit No. Description
   
99.1 Press Release dated November 10, 2016   

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 10, 2016   CROSSROADS CAPITAL, INC.  
       
       
  By: /s/ Ben H. Harris, J.D.  
    Ben H. Harris, J.D.    
    President and Chief Executive Officer  

 

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