Attached files
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| EX-99.1 - EX-99.1 - Kadmon Holdings, Inc. | c142-20161109xex99_1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 9, 2016
Kadmon Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
001-37841 |
27-3576929 |
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
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450 East 29th Street New York, NY |
10016 |
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(Address of principal executive offices) |
(Zip Code) |
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Registrant’s telephone number, including area code (212) 308-6000
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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ITEM 2.02 |
Results of Operations and Financial Condition. |
On November 9, 2016, Kadmon Holdings, Inc. (the “Company”) issued a press release announcing its financial and operational results for the three and nine months ended September 30, 2016. A copy of this press release is furnished herewith as Exhibit 99.1 to this Current Report.
The information in this Item 2.02, including Exhibit 99.1 hereto, shall be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall be deemed incorporated by reference in any of the Company’s filings under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
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ITEM 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits.
The following exhibit shall be deemed to be “filed,” not “furnished,” for purposes of the
Exchange Act.
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Exhibit No. |
Description |
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99.1 |
Press Release issued by Kadmon Holdings, Inc., dated November 9, 2016, “Kadmon Provides Business Update and Reports Third Quarter 2016 Financial Results.” |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Kadmon Holdings, Inc. |
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Date: November 9, 2016 |
/s/ Konstantin Poukalov |
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Konstantin Poukalov |
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Executive Vice President, Chief Financial Officer |
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