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EX-99.1 - EXHIBIT 99.1 - STONEGATE MORTGAGE CORPa2016-11x4exhibit991smith.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
FORM 8-K
__________________
Current Report
Pursuant to Section 13 or 15 (d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): November 4, 2016
_________________
STONEGATE MORTGAGE CORPORATION
(Exact name of registrant as specified in its charter)
__________________

Ohio
 
001-36116
 
34-1194858
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
9190 Priority Way West Drive, Suite 300
Indianapolis, Indiana 46240
(Address of principal executive offices)
Registrant’s telephone number, including area code: (317) 663-5100
__________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(c)
Effective November 1, 2016, Chief Executive Officer James V. Smith has been appointed as a member of the Board of Directors of Stonegate Mortgage Corporation.  

The news release of the Company dated November 4, 2016 announcing these changes is attached hereto as Exhibit 99.1. The information contained in Exhibit 99.1 attached hereto is being furnished and, as a result, such information shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.


Item 9.01
Financial Statements and Exhibits
    
(a) – (b) Not applicable

(d) Exhibits:
99.1     Text of press release by the Company dated November 4, 2016







SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
 
 
 
 
 

STONEGATE MORTGAGE CORPORATION
(Registrant)
 
 


Date: November 4, 2016
 
By:
 
/s/ James V. Smith
 
 
 
 
James V. Smith
 
 
 
 
Chief Executive Officer
 
 
 
 
(On behalf of the Registrant and as its principal executive officer)




EXHIBIT INDEX
 
Exhibit     Description
99.1     Text of press release by the Company dated November 4, 2016