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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
10-Q/A
☒
QUARTERLY REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
For
the quarterly period ended August 31, 2016
☐
TRANSITION REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
Commission
file number 333-190690
EXEO
ENTERTAINMENT, INC.
(Exact name of
registrant as specified in its charter)
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Nevada
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45-2224704
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(State or other
jurisdiction of
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(I.R.S.
Employer
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incorporation or
organization)
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Identification
No.)
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4478
Wagon Trail Ave., Las Vegas, NV 89118
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(Address of
principal executive offices and Zip Code)
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(702)
361-3188
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(Registrant's
telephone number, including area code)
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Indicate by check
mark whether the issuer (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the past 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes
☒ No ☐
Indicate by check
mark whether the registrant has submitted electronically and posted
on its corporate Web site, if any, every Interactive Data File
required to be submitted and posted pursuant to Rule 405 of
Regulation S-T during the preceding 12 months (or for such shorter
period that the registrant was required to submit and post such
files). Yes ☒ No ☐
Indicate by check
mark whether the Registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of "large accelerated filer,"
"accelerated filer" and "smaller reporting company" in Rule 12b-2
of the Exchange Act.:
Large accelerated
filer
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☐
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Accelerated
filer
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☐
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Non-accelerated
filer
(Do not check if a
smaller reporting company)
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☐
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Smaller reporting
company
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☒
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Indicate by check
mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act). ☐ Yes ☒ No
☒
As of the date of
filing of this report, there were outstanding 24,452,415
shares of the issuer’s common stock, par value $0.0001 per
share. There were also outstanding 19,500 Series A,
and 225,390, Series B Preferred Shares of the issuers
preferred stock, par value $0.0001 per share.
1
EXPLANATORY
NOTE
The
purpose of this amendment on Form 10-Q/A to Exeo Entertainment,
Inc.'s Quarterly Report on Form 10-Q for the period ended August
31, 2016, filed with the Securities and Exchange Commission on
October 17, 2016 is solely to furnish Exhibit 101 to the Form
10-Q in accordance with Rule 405 of Regulation
S-T.
No
other changes have been made to the Form 10-Q. This Amendment No. 1
to the Form 10-Q speaks as of the original filing date of the Form
10-Q, does not reflect events that may have occurred subsequent to
the original filing date, and does not modify or update in any way
disclosures made in the original Form 10-Q.
2
Item
6. Exhibits
Exhibit
Number
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Name
and/or Identification of Exhibit
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31.1
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Certification
of Chief Executive Officer pursuant to Securities Exchange Act Rule
13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002 *
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31.2
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Certification
of Chief Financial Officer pursuant to Securities Exchange Act Rule
13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002 *
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32.1
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Certification
of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
*
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32.2
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Certification
of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
*
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99.1
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Temporary
Hardship Exemption *
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101.INS
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XBRL
Instance Document
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101.SCH
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XBRL
Taxonomy Extension Schema Document
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101.CAL
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XBRL
Taxonomy Extension Calculation Linkbase Document
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101.DEF
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XBRL
Taxonomy Extension Definition Linkbase Document
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101.LAB
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XBRL
Taxonomy Extension Label Linkbase Document
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101.PRE
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XBRL
Taxonomy Extension Presenation Linkbase Document
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* Previously
filed.
3
SIGNATURES
Pursuant to the
requirements of the Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
EXEO
ENTERTAINMENT, INC.
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(Registrant)
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Signature
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Title
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Date
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/s/ Jeffrey A. Weiland
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President and
Director
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November
4, 2016
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Jeffrey A.
Weiland
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/s/ Robert S. Amaral
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Chief Executive
Officer,
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November
4, 2016
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Robert S.
Amaral
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Treasurer and
Director
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(Principal
Executive and Financial Officer)
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4