Attached files

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EX-23.6 - EX-23.6 - Smart Sand, Inc.d288508dex236.htm
EX-23.5 - EX-23.5 - Smart Sand, Inc.d288508dex235.htm
EX-23.4 - EX-23.4 - Smart Sand, Inc.d288508dex234.htm
EX-23.3 - EX-23.3 - Smart Sand, Inc.d288508dex233.htm
EX-23.2 - EX-23.2 - Smart Sand, Inc.d288508dex232.htm
EX-23.1 - EX-23.1 - Smart Sand, Inc.d288508dex231.htm
EX-5.1 - EX-5.1 - Smart Sand, Inc.d288508dex51.htm

As filed with the Securities and Exchange Commission on November 3, 2016

Registration No. 333-                    

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Smart Sand, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1400   45-2809926

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

24 Waterway Avenue, Suite 350

The Woodlands, Texas 77380

(281) 231-2660

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Charles E. Young

Chief Executive Officer

24 Waterway Avenue, Suite 350

The Woodlands, Texas 77380

(281) 231-2660

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

Ryan J. Maierson

Latham & Watkins LLP

811 Main Street, Suite 3700

Houston, Texas 77002

(713) 546-5400

 

Alan Beck

Julian J. Seiguer

Vinson & Elkins L.L.P.

1001 Fannin Street, Suite 2500

Houston, Texas 77002

(713) 758-2222

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-213692

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer   ☒  (Do not check if a smaller reporting company)    Smaller reporting company  

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

 

Amount to be

Registered(1)

 

Proposed Maximum

Offering Price

Per Share(2)

 

Proposed Maximum

Aggregate Offering

Price(1)(2)

 

Amount of

Registration Fee(3)

Common Stock, par value $0.001 per share

  1,247,575   $11.00   $13,723,325   $1,591

 

 

(1) Represents only the additional number of shares of common stock being registered and includes shares of common stock issuable upon exercise of the underwriters’ option to purchase additional shares of common stock. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-213692).
(2) Based on the public offering price.
(3) The Registrant has previously paid $10,070 for the registration of $100,000,000 of proposed maximum aggregate offering price in the filing of the Registration Statement on September 16, 2016 (File No. 333-213692) and $23,948 that was previously paid for the registration of an additional $119,733,650 of proposed maximum aggregate offering price in the filing of Amendment No. 3 to the Registration Statement on October 25, 2016 (File No. 333-213692). The Registrant certifies to the Securities and Exchange Commission that it has instructed its bank to pay the Commission the filing fee set forth above for the additional securities being registered hereby by wire transfer as soon as practicable (but in any event no later than the close of business on November 4, 2016), that it will not revoke such instructions, and that it has sufficient funds in such account to cover the amount of such filing fee.

 

 

The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 


Explanatory Note

This registration statement is being filed with respect to the registration of additional shares of common stock of Smart Sand, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the registration statement on Form S-1 (Registration No. 333-213692), initially filed by Smart Sand, Inc. with the Securities and Exchange Commission on September 19, 2016, as amended by Amendment No. 1 thereto filed on October 6, 2016, Amendment No. 2 thereto filed on October 18, 2016, Amendment No. 3 thereto filed on October 25, 2016 and Amendment No. 4 thereto filed on November 1, 2016, and which was declared effective on November 3, 2016, including the exhibits thereto, are incorporated herein by reference.

The required opinions and consents are listed on an Exhibit Index attached hereto and filed herewith.


PART II

Information Not Required in Prospectus

 

Item 16. Exhibits

All exhibits previously filed or incorporated by reference in the Registrant’s Registration Statement on Form S-1, as amended (Registration No. 333-213692), are incorporated by reference into, and shall be deemed to be a part of this filing, except for the following, which are filed herewith:

 

Exhibit

number

  

Description

  5.1*    Opinion of Latham & Watkins LLP as to the legality of the securities being registered
23.1*    Consent of Grant Thornton LLP
23.2*    Consent of John T. Boyd Company
23.3*    Consent of Stim-Lab Inc.
23.4*    Consent of Spears & Associates
23.5*    Consent of PropTester, Inc.
23.6*    Consent of Freedonia Group
23.7*    Consent of Latham & Watkins LLP (contained in Exhibit 5.1)
24.1    Powers of Attorney (contained on the signature page to the Registration Statement on Form S-1 (Registration No. 333-213692)

 

* Filed herewith.

 

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SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, Texas, on November 3, 2016.

 

Smart Sand, Inc.
By:  

/s/ Charles E. Young

 

Charles E. Young

Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended this Registration Statement has been signed by the following persons in the capacities indicated on November 3, 2016.

 

Signature

  

Title

/s/ Charles E. Young

Charles E. Young

  

Chief Executive Officer and Director

(Principal Executive Officer)

/s/ Lee E. Beckelman

Lee E. Beckelman

  

Chief Financial Officer

(Principal Financial Officer)

    *

Susan Neumann

  

Vice President of Accounting, Controller and Secretary

(Principal Accounting Officer)

    *

José E. Feliciano

  

Director

(Co-Chairman of the Board)

    *

Colin Leonard

   Director

    *

Timothy J. Pawlenty

   Director

    *

Andrew Speaker

  

Director

(Co-Chairman of the Board)

    *

Tracy Robinson

   Director

    *

Sharon Spurlin

   Director

 

* By:  

/s/ Lee E. Beckelman

 

Lee E. Beckelman

Attorney-in-fact

 

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EXHIBIT INDEX

All exhibits previously filed or incorporated by reference in the Registrant’s Registration Statement on Form S-1, as amended (Registration No. 333-213692), are incorporated by reference into, and shall be deemed to be a part of this filing, except for the following, which are filed herewith:

 

Exhibit

number

  

Description

  5.1*    Opinion of Latham & Watkins LLP as to the legality of the securities being registered
23.1*    Consent of Grant Thornton LLP
23.2*    Consent of John T. Boyd Company
23.3*    Consent of Stim-Lab Inc.
23.4*    Consent of Spears & Associates
23.5*    Consent of PropTester, Inc.
23.6*    Consent of Freedonia Group
23.7*    Consent of Latham & Watkins LLP (contained in Exhibit 5.1)
24.1    Powers of Attorney (contained on the signature page to the Registration Statement on Form S-1 (Registration No. 333-213692)

 

* Filed herewith.

 

II-3