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EX-99.1 - EXHIBIT 99.1 - AIkido Pharma Inc.s104477_ex99-1.htm

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 Date of Report (Date of earliest event reported): October 31, 2016

 

SPHERIX INCORPORATED

(Exact Name of Registrant as Specified in Charter)

 

Delaware   0-5576   52-0849320

(State or other jurisdiction

of incorporation)

  (Commission File Number)   (IRS Employer Identification No.)

 

One Rockefeller Plaza, 11th Floor

New York, NY

  10020
(Address of principal executive  
offices)
  (Zip Code)

 

Registrant’s telephone number, including area code: (212) 745-1374

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On October 26, 2016, Jeffrey Ballabon notified Spherix Incorporated (the “Company”) of his intention to resign from his position on the Board of Directors of the Company (the “Board”) in order to pursue other business opportunities that required his attention and time, and was not due to any disagreement with the Company regarding any matter related to the Company’s operations, policies or practices. Mr. Ballabon’s resignation is effective immediately. He has served on the Board since 2014.

 

On October 26, 2016, Howard E. Goldberg notified the Company of his intention to resign from his position on the Board for personal reasons and to pursue other business opportunities, and was not due to any disagreement with the Company regarding any matter related to the Company’s operations, policies or practices. Mr. Goldberg’s resignation is effective immediately. He has served on the Board since 2015.

 

Item 7.01 Regulation FD Disclosure

 

On October 31, 2016, the Company issued a press release announcing the resignation of Messrs. Ballabon and Goldberg from the Board. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.

 

In accordance with General Instruction B.2 of Form 8-K, neither the information under this Item 7.01 nor the press release attached as Exhibit 99.1 shall be deemed “filed” for the purposes of Section 18 of the Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information and exhibit be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act of 1934, each as amended, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit

Number

  Description
     
99.1   Press Release issued October 31, 2016.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Spherix Incorporated
     
Date:    October 31, 2016 By: /s/ Anthony Hayes
  Name: Anthony Hayes
  Title: Chief Executive Officer

 

 

 

 

EXHIBIT INDEX

 

Exhibit
Number
  Description
     
99.1   Press Release issued October 31, 2016.