Attached files
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| EX-99.1 - EX-99.1 - Capital Bank Financial Corp. | a16-20421_2ex99d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 28, 2016 (October 26, 2016)
(Exact name of registrant as specified in its charter)
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Delaware |
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001-35655 |
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27-1454759 |
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(State or other jurisdiction of |
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(Commission |
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(IRS Employer |
4725 Piedmont Row Drive, Suite 110
Charlotte, North Carolina 28210
(Address of principal executive offices)(Zip Code)
(704) 554-5901
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Explanatory Note
On October 26, 2016, CommunityOne Bancorp, a North Carolina corporation (“CommunityOne”), merged with and into Capital Bank Financial Corp., a Delaware corporation (the “Company”), with the Company continuing as the surviving entity (the “Merger”) pursuant to the terms and conditions of the Agreement and Plan of Merger, dated November 22, 2015, by and between CommunityOne and the Company.
On October 26, 2016, the Company filed a Current Report on Form 8-K (the “Original 8-K”) with the Securities and Exchange Commission (the “SEC”) to report the completion of the Merger. This Amendment No. 1 on Form 8-K/A is being filed by the Company to amend Item 9.01 of the Original 8-K solely to present certain unaudited pro forma financial information in connection with the Merger.
Item 9.01 Financial Statements and Exhibits.
(a) Financial Statements of Business Acquired
The financial statements of CommunityOne required by this Item 9.01(a) were previously filed and incorporated by reference in the Original 8-K.
(b) Pro Forma Financial Information
The pro forma financial information required by this Item 9.01(b) is filed as Exhibit 99.1 to this Form 8-K/A and incorporated herein by reference.
(d) Exhibits
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Exhibit |
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Description |
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99.1 |
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Unaudited pro forma condensed combined balance sheet of Capital Bank Financial Corp. and CommunityOne Bancorp as of June 30, 2016, unaudited pro forma condensed combined statement of income of Capital Bank Financial Corp. and CommunityOne Bancorp for the year ended December 31, 2015 and for the six months ended June 30, 2016, and the notes related thereto. |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CAPITAL BANK FINANCIAL CORP. | |
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Date: October 28, 2016 |
By: |
/s/ Christopher G. Marshall | |
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Name: |
Christopher G. Marshall |
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Title: |
Chief Financial Officer |
Exhibit Index
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Exhibit |
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Description |
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99.1 |
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Unaudited pro forma condensed combined balance sheet of Capital Bank Financial Corp. and CommunityOne Bancorp as of June 30, 2016, unaudited pro forma condensed combined statement of income of Capital Bank Financial Corp. and CommunityOne Bancorp for the year ended December 31, 2015 and for the six months ended June 30, 2016, and the notes related thereto. |