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EX-14.1 - EXHIBIT 14.1 - Limbach Holdings, Inc.v451303_ex14-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): October 26, 2016
____________________

 

LIMBACH HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

____________________

 

 Delaware  001-36541  46-5399422
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

31 – 35th Street, Pittsburgh, Pennsylvania 15201

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (412) 359-2100

 

Not Applicable
(Former name or former address, if changed since last report)

___________________

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 5.05. Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.

 

On October 26, 2016 and effective as of such date, the Board of Directors (the “Board”) of Limbach Holdings, Inc. (the “Company” or “we”) adopted a new code of ethics (the “Code”) applicable to the Company’s directors, officers and employees. The new Code clarifies (i) the types of permitted conduct under the Code, including business activities and opportunities, (ii) that information regarding disclosure controls or fraud relating to financial reporting, disclosure or internal controls must be brought to the Chair of the Board and (iii) procedures for the reporting, oversight and investigation of alleged violations of the Code. The new Code also incorporates a number of technical, administrative and other conforming changes.

 

The foregoing description of the Code does not purport to be complete and is qualified in its entirety by reference to the full text of the Code, which is included as Exhibit 14.1 to this Current Report on Form 8-K and incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

The Company incorporates herein by reference the Exhibit Index following the signature page to this Current Report on Form 8-K.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  LIMBACH HOLDINGS, INC.
     
  By:  /s/ John T. Jordan, Jr.
    Name: John T. Jordan, Jr.
    Title: Chief Financial Officer
     
 Dated: October 26, 2016    

 

 

 

 

EXHIBIT INDEX

 

Exhibit No.   Description
14.1   Limbach Holdings, Inc. Code of Ethics.