Attached files
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EX-23.1 - EX-23.1 - Ra Pharmaceuticals, Inc. | a16-16721_9ex23d1.htm |
EX-5.1 - EX-5.1 - Ra Pharmaceuticals, Inc. | a16-16721_9ex5d1.htm |
As filed with the Securities and Exchange Commission on October 25, 2016.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
RA PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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2834 |
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26-2908274 |
(State or other jurisdiction of |
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(Primary Standard Industrial |
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(I.R.S. Employer |
87 Cambridge Park Drive
Cambridge, MA 02140
(617) 401-4060
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Douglas A. Treco, Ph.D.
President and Chief Executive Officer
87 Cambridge Park Drive
Cambridge, MA 02140
(617) 401-4060
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Kingsley L. Taft, Esq. |
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David C. Lubner |
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Peter N. Handrinos, Esq. |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, check the following box. o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x File No. 333-213917
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large Accelerated Filer |
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Accelerated Filer |
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Non-Accelerated Filer |
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(Do not check if a smaller reporting company) |
Smaller Reporting Company |
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CALCULATION OF REGISTRATION FEE | ||||||||||||
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Title of Each Class of Securities |
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Amount to be |
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Proposed Maximum |
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Proposed Maximum |
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Amount of |
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Common Stock, par value $0.001 per share |
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1,436,615 |
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$ |
13.00 |
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$ |
18,675,995 |
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$ |
2,165 |
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(1) Represents only the additional number of shares being registered and includes 187,385 shares of common stock issuable upon exercise of the underwriters option to purchase additional shares. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-213917).
(2) The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, based on the proposed maximum aggregate offering price. The registrant previously registered securities at an aggregate offering price not to exceed $93,380,000 on a Registration Statement on Form S-1 (File No. 333-213917), which was declared effective by the Securities and Exchange Commission on October 25, 2016. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $18,675,995 is hereby registered, which includes shares issuable upon the exercise of the underwriters option to purchase additional shares.
This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) promulgated under the Securities Act.
EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
This registration statement is being filed with respect to the registration of additional shares of common stock, par value $0.001 per share, of Ra Pharmaceuticals, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the earlier registration statement on Form S-1 (File No. 333-213917), which was declared effective by the Commission on October 25, 2016, are incorporated in this registration statement by reference.
The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Commonwealth of Massachusetts, on the 25th day of October, 2016.
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RA PHARMACEUTICALS, INC. | |
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By: |
/s/ Douglas A. Treco |
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Douglas A. Treco, Ph.D. |
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President, Chief Executive Officer and Principal Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement on Form S-1 has been signed by the following person in the capacities and on the date indicated.
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Title |
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Date |
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/s/DOUGLAS A. TRECO |
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Director, President, Chief Executive Officer and Principal Executive Officer |
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October 25, 2016 |
Douglas A. Treco, Ph.D. |
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/s/DAVID C. LUBNER |
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Executive Vice President, Chief Financial Officer and Principal Financial and Accounting Officer |
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October 25, 2016 |
David C. Lubner |
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Director |
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October 25, 2016 |
Peter Tuxen Bisgaard |
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Director |
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October 25, 2016 |
Markus Goebel, M.D., Ph.D. |
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* |
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Director |
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October 25, 2016 |
Robert Heft, Ph.D. |
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Director |
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October 25, 2016 |
Jason Lettmann |
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Director |
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October 25, 2016 |
Edward T. Mathers |
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Director |
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October 25, 2016 |
Timothy R. Pearson |
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Director |
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October 25, 2016 |
Rajeev Shah |
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* Pursuant to Power of Attorney
By: |
/s/ DOUGLAS A. TRECO |
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Douglas A. Treco, Ph.D. |
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Attorney in Fact |
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EXHIBIT INDEX
Exhibit |
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Exhibit Index | |
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5.1 |
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Opinion of Goodwin Procter LLP |
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23.1 |
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Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm |
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23.2 |
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Consent of Goodwin Procter LLP (included in Exhibit 5.1) |
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24.1 |
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Power of Attorney |
* Previously filed on the signature page to the Registrants Registration Statement on Form S-1, as amended (File No. 333-213917), originally filed with the Securities and Exchange Commission on September 30, 2016 and incorporated by reference herein.