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EX-99.1 - EX-99.1 - SCHWAB CHARLES CORPschw-20161017xex99_1.htm

UNITED  STATES

SECURITIES  AND  EXCHANGE  COMMISSION

Washington, D.C.  20549



FORM  8-K



CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934



Date of Report (Date of earliest event reported): October 17, 2016



The Charles  Schwab Corporation



(Exact name of registrant as specified in its charter)





Commission File Number:  1-9700





 

Delaware
(State or other jurisdiction
of incorporation)

94-3025021
(I.R.S. Employer
Identification No.)





211 Main Street, San Francisco,  CA  94105

(Address of principal executive offices, including zip code)



(415) 667-7000

(Registrant’s telephone number, including area code)



N/A

(Former name or former address, if changed since last report)





Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:





 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





 

 


 

 



 

Item 2.02

Results of Operations and Financial Condition



On October 17, 2016, The Charles Schwab Corporation issued a press release announcing its financial results for the quarter ended September 30, 2016. A copy of the press release is furnished as Exhibit 99.1 to this report.







 

Item 9.01

Financial Statements and Exhibits





 

(d)

Exhibits



 

99.1

Press Release dated October 17, 2016 (“Schwab Reports Record Quarterly Net Income of  $503 Million, Up 34%Net Revenues Rise 20% to $1.9 Billion, Highest in Company HistoryTotal Client Assets Reach Record  $2.73 Trillion, Up 13% From Prior Year)



 


 

 

Signature(s)





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.







 

 

 

 



 

THE CHARLES SCHWAB CORPORATION



 

 



 

 

Date: October 17, 2016

By:

/s/ Joseph R. Martinetto



 

Joseph R. Martinetto



 

Senior Executive Vice President and Chief Financial Officer



 


 

 

Exhibit Index







 

Exhibit No.

Description



 

Ex 99.1

Press Release dated October 17, 2016 (“Schwab Reports Record Quarterly Net Income of $503 Million, Up 34% –  Net Revenues Rise 20% to $1.9 Billion, Highest in Company History – Total Client Assets Reach Record $2.73 Trillion, Up 13% From Prior Year”)