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EX-99.1 - EX-99.1 - ARC Group Worldwide, Inc.arcw-20160930ex99169bb23.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K/A

(Amendment No. 1)

________________________________________________

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 30, 2016

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Image - Image1.jpeg

 

ARC Group Worldwide, Inc.

(Exact name of registrant as specified in its charter)

________________________________________________

 

 

Utah

(State or other jurisdiction of incorporation)

 

 

 

 

 

001-33400

 

87-0454148

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

 

 

810 Flightline Blvd.

Deland, FL

 

32724

(Address of principal executive offices)

 

(Zip Code)

 

 

 

 

 

 

(386) 736-4890

(Registrant's Telephone Number, Including Area Code)

(Former Name or Former Address, If Changed Since Last Report)

 

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

 

Item 2.01 Completion of Acquisition or Disposition of Assets.

 

Explanatory Note

 

This Amendment No. 1 on Form 8-K/A amends and supplements the Company’s original Current Report on Form 8-K filed with the Securities and Exchange Commission on October 5, 2016.  This Amendment provides the unaudited pro forma condensed combined financial information required by Item 9.01 of Form 8-K with respect to the disposition of Tekna Seal LLC.

 

No other modification to the Company's Initial Form 8-K or Amendment No. 1 is being made by this Amendment No. 1.

 

Forward-Looking Statements

 

All of the pro forma financial information included in Item 9.01 of this Amendment No. 1, other than historical information or statements of historical fact, are “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995.  These forward-looking statements are based on the Company’s current expectations and are subject to uncertainty and changes in circumstances.  These forward-looking statements include, among others, all of the pro forma financial information and the notes related thereto with respect to the transaction.  There are a number of risks and uncertainties that could cause actual results to differ materially from the forward-looking statements made herein.  These risks and uncertainties include the risk factors disclosed in the Company’s most recent Annual Report on Form 10-K, which the Company filed with the SEC on September 9, 2016.  Forward-looking statements reflect the Company’s analysis as of the date of this Amendment No. 1 and the Company does not undertake to revise these statements to reflect subsequent developments, except as required under the federal securities laws.  Readers are cautioned not to place undue reliance on any of these forward-looking statements.

 

Item 9.01 Financial Statements and Exhibits.

 

 (b) Unaudited Pro Forma Financial Information

Unaudited pro forma condensed combined financial statements and explanatory notes for the Company, after giving effect to the disposition of Tekna Seal LLC.

 

(d) Exhibits.

 

 

 

 

Exhibit No.

 

Description

 

 

 

99.1

 

Unaudited pro forma condensed combined financial statements and explanatory notes for the Company, after giving effect to the disposition of Tekna Seal LLC.

 

 


 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

ARC Group Worldwide, Inc.

Date: October 13, 2016

/s/ Drew Kelley

 

Drew Kelley

 

Chief Financial Officer