UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 27, 2016
COPSYNC, INC.
(Exact name of registrant specified in charter)
Delaware
|
|
001-37613
|
|
98-0513637
|
(State of
Incorporation)
|
|
(Commission File
Number)
|
|
(IRS Employer
Identification No.)
|
16415 Addison Road, Suite 300, Addison, Texas 75001
|
(Address of principal executive offices) (Zip Code)
|
|
(972) 865-6192
|
(Registrant’s telephone number, including area code)
|
|
|
(Former name or former address, if changed since last report)
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On September 27, 2016, COPsync, Inc. (the “Company”) received a letter (the “Letter”) from the NASDAQ Capital Market (“NASDAQ”) that the grant of certain restricted stock awards to consultants during the six months ended June 30, 2016, as disclosed in the Company’s quarterly report on Form 10-Q filed on August 15, 2016, apparently were not made in compliance with NASDAQ Listing Rule 5635(c) (the “Rule”). Based on subsequent conversations with NASDAQ, the Company has provided evidence that these awards have been issued in compliance with the Rule and NASDAQ has indicated that this matter is now closed.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
COPSYNC, Inc.
|
|
|
|
|
|
|
Dated: October 3, 2016
|
By:
|
/s/ Barry W. Wilson
|
|
|
Name:
|
Barry W. Wilson
|
|
|
Title:
|
Chief Financial Officer
|
|
|
|
|
|