Attached files
file | filename |
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EX-99 - EXHIBIT 99.2 PRO FORMA FEDERAL HOSE 6-30-2016 - CRAWFORD UNITED Corp | pro-forma-federal-hose-63016.htm |
EX-99 - EXHIBIT 99.1 FEDERAL HOSE UNAUDITED 6-30-2016 - CRAWFORD UNITED Corp | federal-hose-ops-6302016.htm |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
Ohio
(State or other jurisdiction of incorporation) |
0-147
(Commission File Number) |
34-0288470 (IRS Employer Identification No.) |
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
Not applicable
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
EXPLANATORY NOTE
On July 1, 2016, Hickok Incorporated (the
"Company" or "Hickok") completed its acquisition of Federal Hose
Manufacturing LLC ("Federal Hose") pursuant to an Agreement and Plan of
Merger with First Francis Company Inc., an Ohio corporation and owner
of Federal Hose ("First Francis"), Federal Hose, and Mr. Edward
Crawford and Mr. Matthew Crawford, each of whom are the shareholders of
First Francis.
Item 9.01 Financial Statements and Exhibits
(a) |
Financial Statements of Business Acquired. |
b) |
Pro Forma Financial Information. |
The following unaudited pro forma financial information is filed as Exhibit 99.2 to this Form 8-K/A:
· Unaudited Pro Forma Consolidated Balance Sheet as of June 30, 2016;
· Unaudited Pro Forma Consolidated Statement of Income for the nine months ended June 30, 2016;
The additional
unaudited pro forma financial information required by this item was
previously
filed and incorporated by reference to the Company's definitive Proxy
Statement on Schedule 14A filed with the SEC on May 9, 2016.
(d) |
Exhibits |
Exhibit No. |
Description of Exhibits |
99.1 |
Unaudited Financial Statements of the operations of Federal Hose Business for the period ended June 30, 2016 |
99.2 | Unaudited Pro Forma Information
for the period ended June 30, 2016 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HICKOK INCORPORATED |
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Date: September 16, 2016 |
/s/ Gregory M. Zoloty |
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Name: Gregory M. Zoloty |
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Its: Chief Financial Officer |
Exhibit Index
Exhibit No. |
Description of Exhibits |
99.1 |
Unaudited Financial Statements of the operations of Federal Hose Business for the period ended June 30, 2016 |
99.2 | Unaudited Pro Forma Information for the period ended June 30, 2016 |