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EX-23.1 - EX-23.1 - AveXis, Inc.a16-17051_6ex23d1.htm

 

As filed with the Securities and Exchange Commission on September 8, 2016

Registration No. 333-     

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-1

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


 

AVEXIS, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

2836

 

90-1038273

(State or other jurisdiction of incorporation or
organization)

 

(Primary Standard Industrial
Classification Code Number)

 

(I.R.S. Employer
Identification No.)

 

2275 Half Day Rd, Suite 160

Bannockburn, Illinois 60015

(847) 572-8280

(Address, including zip code, and telephone number, including

area code, of registrant’s principal executive offices)

 


 

Sean P. Nolan

President and Chief Executive Officer

AveXis, Inc.

2275 Half Day Rd, Suite 160

Bannockburn, Illinois 60015

(847) 572-8280

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

Divakar Gupta

Darren DeStefano

Joshua A. Kaufman

Cooley LLP

1114 Avenue of the Americas

New York, New York 10036

(212) 479-6000

 

Mark V. Roeder

Brian J. Cuneo

Latham & Watkins LLP

140 Scott Drive

Menlo Park, California 94025

(650) 328-4600

 


 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. o

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x (333-213292)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o

 

Accelerated filer o

 

Non-accelerated filer x

 

Smaller reporting company o

 

 

 

 

(Do not check if a
smaller reporting company)

 

 

 


 

CALCULATION OF REGISTRATION FEE

 

 

 

 

 

 

Title of each class of securities to be registered

 

Proposed maximum
aggregate offering
price(1)(2)

 

Amount of
registration fee

 

Common Stock, $0.0001 par value per share

 

$

9,458,750

 

$

952.50

 

(1)                                  Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended. Includes the aggregate offering price of shares that the underwriters have the option to purchase.

(2)                                  The shares being registered pursuant to this Registration Statement are in addition to the $159,160,000 of shares registered pursuant to the Registrant’s Registration Statement on Form S-1 (Registration No. 333-213292).

 


 

The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 



 

EXPLANATORY NOTE AND

INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

 

This Registration Statement is being filed with the Securities and Exchange Commission (the “Commission”) pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement incorporates by reference the contents of, including all amendments and exhibits thereto and all information incorporated by reference therein, the Registration Statement on Form S-1 (Registration No. 333-213292), which was declared effective by the Commission on September 7, 2016, and is being filed solely for the purpose of registering an increase in the maximum aggregate offering price of $9,458,750. The required opinions and consents are listed on the Exhibit Index attached hereto.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Chicago, State of Illinois, on the 8th day of September, 2016.

 

 

AVEXIS, INC.

 

 

 

 

By:

/s/ Sean P. Nolan

 

 

Sean P. Nolan

 

 

President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name

 

Title

 

Date

 

 

 

 

 

/s/ Sean P. Nolan

 

President, Chief Executive Officer and

 

September 8, 2016

Sean P. Nolan

 

Director (principal executive officer)

 

 

 

 

 

 

 

*

 

Chief Financial Officer

 

September 8, 2016

Thomas J. Dee

 

(principal financial officer and principal accounting officer)

 

 

 

 

 

 

 

*

 

Chief Scientific Officer and Director

 

September 8, 2016

Brian K. Kaspar

 

 

 

 

 

 

 

 

 

*

 

Chairman of the Board of Directors

 

September 8, 2016

Daniel Welch

 

 

 

 

 

 

 

 

 

*

 

Director

 

September 8, 2016

Terrence C. Kearney

 

 

 

 

 

 

 

 

 

*

 

Director

 

September 8, 2016

Paul B. Manning

 

 

 

 

 

 

 

 

 

*

 

Director

 

September 8, 2016

Jonathan Leff

 

 

 

 

 

 

 

 

 

*

 

Director

 

September 8, 2016

Carole Nuechterlein

 

 

 

 

 

 

 

 

 

*

 

Director

 

September 8, 2016

Bong Y. Koh

 

 

 

 

 

 

 

 

 

*

 

Director

 

September 8, 2016

Frank Verwiel

 

 

 

 

 

*By:

/s/ Sean P. Nolan

 

 

Sean P. Nolan

Attorney-in-Fact

 

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EXHIBIT INDEX

 

Exhibit
Number

 

Description

5.1

 

Opinion of Cooley LLP (incorporated by reference to Exhibit 5.1 to the Form S-1 Registration Statement, as amended (Registration No. 333-213292), filed by AveXis, Inc. on September 7, 2016).

 

 

 

23.1

 

Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm.

 

 

 

23.2

 

Consent of Cooley LLP (included in Exhibit 5.1).

 

 

 

24.1

 

Power of Attorney (incorporated by reference to Exhibit 24.2 to the Form S-1 Registration Statement (Registration No. 333-209019), filed by AveXis, Inc. on August 24, 2016).

 

4