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EX-99.1 - EX-99.1 - Pulse Biosciences, Inc.plse-20160907xex99_1.htm





UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

___________________________________________

FORM 8-K

___________________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

September 7, 2016

___________________________________________

Pulse Biosciences, Inc.

(Exact name of registrant as specified in its charter)

___________________________________________





 

 

Nevada

001-37744

46-5696597

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)



849 Mitten Road

Burlingame, California 94010

(Address of principal executive offices, including zip code)

(650) 697-3939

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

___________________________________________



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):





 

 

 



 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 



 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 



 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 



 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 








 

ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.

On September 7, 2016, Pulse Biosciences, Inc. (the “Company”) announced an update on its corporate progress, strategic focus and future milestones, including its financial results for the quarter ended June 30, 2016.  In the press release, the Company also announced that it would be holding a conference call on September 7, 2016 to discuss the update and results. A copy of the press release containing the announcement is included as Exhibit 99.1 and is incorporated herein by reference.

This information, as well as Exhibit 99.1, is intended to be furnished under Item 2.02 of Form 8-K, “Results of Operations and Financial Condition” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.





 

 

ITEM 9.01.

FINANCIAL STATEMENTS AND EXHIBITS.



 

(d)

 

Exhibits.



 

 

99.1

 

Press Release issued by Pulse Biosciences, Inc. dated September 7, 2016.



 

 






 



SIGNATURE



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 



 

 

 



Pulse Biosciences, Inc.

 



 

 

 



By:

/s/ Brian B. Dow

 



 

Brian B. Dow

 



 

Senior Vice President and Chief Financial Officer

 



Date: September 7, 2016

 


 

EXHIBIT INDEX





 

 



 

 

Exhibit No.

 

Description

99.1

 

Press Release issued by Pulse Biosciences, Inc. dated September 7, 2016.