UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) September 1, 2016 (August 31, 2016)

 

CAPSTONE TURBINE CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-15957

 

95-4180883

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 

 

 

 

 

 

 

21211 Nordhoff Street,

 

Chatsworth, California

 

91311

(Address of principal executive offices)

 

(Zip Code)

 

 

(818) 734-5300

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

The annual meeting of stockholders of Capstone Turbine Corporation (the “Company”) was held on August 31, 2016 at the Company’s corporate offices located at 21211 Nordhoff Street, Chatsworth, California 91311. The stockholders voted as follows on the matters described below.

 

Proposal 1: Election of Directors.

 

 

 

 

 

 

 

 

 

Director

    

Votes For

    

Votes Withheld

    

Broker Non-Votes

 

Gary D. Simon

 

3,716,246 

 

1,337,307 

 

15,319,063 

 

Richard K. Atkinson

 

3,809,909 

 

1,243,644 

 

15,319,063 

 

Paul DeWeese

 

4,022,347 

 

1,031,206 

 

15,319,063 

 

Darren R. Jamison

 

3,819,358 

 

1,234,195 

 

15,319,063 

 

Noam Lotan

 

3,805,071 

 

1,248,482 

 

15,319,063 

 

Gary J. Mayo

 

3,702,263 

 

1,351,290 

 

15,319,063 

 

Eliot G. Protsch

 

3,848,167 

 

1,205,386 

 

15,319,063 

 

Holly A. Van Deursen

 

3,826,329 

 

1,227,224 

 

15,319,063 

 

 

Each of the individuals listed above was elected as a director of the Company to serve until the next annual meeting or until his or her successor is elected and qualified.

 

Proposal 2: Advisory vote on the compensation of the Company’s named executive officers.

 

 

 

 

 

 

 

 

 

Votes For

    

Votes Against

    

Votes Abstain

    

Broker Non-Votes

 

3,166,618

 

1,648,585

 

238,350

 

15,319,063

 

 

Proposal 3: Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2017.

 

 

 

 

 

 

 

Votes For

    

Votes Against

    

Votes Abstain

 

18,357,797

 

1,411,981

 

602,838

 

 


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

CAPSTONE TURBINE CORPORATION

 

 

 

 

Date: September 1, 2016

By:

/s/ JAYME L. BROOKS

 

 

Jayme L. Brooks

 

 

Chief Financial Officer and Chief Accounting Officer