UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report: August 26, 2016
(Date of earliest event reported)
Arête Industries, Inc.
(Exact name of registrant as specified in its charter)
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COLORADO
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33-16820-D
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84-1508638
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(State or other jurisdiction
of incorporation) |
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(Commission File Number)
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(IRS Employer Identification No.)
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7260 Osceola Street
Westminster, CO 80030
(Address of principal executive offices) (Zip Code)
(303) 427-8688
(303) 427-8688
(Registrant's telephone number, including area code)
N/A
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 14(c)).
Item 4.01. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT
On August 24, 2016, Arête Industries, Inc. (the "Company") filed a Current Report on Form 8-K disclosing that Causey Demgen & Moore P.C. ("CDM"), the Company's prior independent registered public accounting firm, had declined the engagement for the fiscal year ending December 31, 2016.
On August 26, 2016, the Company's Board of Directors unanimously appointed Hein & Associates LLP ("Hein") to serve as the Company's new independent registered public accounting firm to audit the Company's financial statements as of and for the fiscal year ending December 31, 2016. The appointment became effective upon the completion of Hein's client acceptance procedures, which occurred on August 26, 2016,
During the fiscal years ended December 31, 2015 and 2014, and the interim period through August 26, 2016, the Company did not consult Hein with respect to either (i) the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company's financial statements, and no written report or oral advice was provided to the Company by Hein that Hein concluded was an important factor considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or (ii) any matter that was either the subject of a disagreement, as that term is described in Item 304(a)(1)(iv) of Regulation S-K and the related instructions to Item 304 of Regulation S-K, or a reportable event, as that term is described in Item 304(a)(1)(v) of Regulation S-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ARÊTE INDUSTRIES, INC.
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Dated: August 26, 2016
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By:
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/s/ Nicholas L. Scheidt
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Name:
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Nicholas L. Scheidt
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Title:
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Chief Executive Officer
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